Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
Ameriprise Financial Inc. (AMP) filed a Form 13F Combination Report, indicating some holdings are reported by Ameriprise and others by additional managers. The filing lists 11,107 information table entries with an aggregate reported value of $435,386,868,269.
The report identifies 12 other included managers, such as Columbia Management Investment Advisers, LLC and Ameriprise Trust Co., reflecting Ameriprise’s multi-entity reporting structure for institutional investment holdings.
Ameriprise Financial (AMP) appointed Liane J. Pelletier to its Board of Directors, effective immediately, and named her to the Audit and Risk Committee.
She will participate in the outside director compensation program and is eligible for a pro rata portion of the $210,000 annual grant of deferred share units for service from November 12, 2025 through the 2026 annual meeting. The company disclosed no related-party transactions and noted no appointment arrangements.
Ameriprise Financial (AMP): Director Christopher J. Williams reported a Form 4 transaction dated 11/04/2025. He acquired 45.6305 phantom stock units (retainer deferral), each representing the right to receive one share of Ameriprise common stock, under the company’s Deferred Share Plan for Directors.
Following the transaction, he beneficially owned 3,766.2747 derivative securities, held directly.
Ameriprise Financial (AMP) director reported a routine insider transaction. On 11/04/2025, the reporting person acquired 69.1371 phantom stock units under a retainer deferral program. Each phantom stock unit represents the right to receive one share of Ameriprise common stock.
Following this transaction, derivative securities beneficially owned totaled 218.9429, held directly. The filing lists a price of derivative security of $452. Distributions are made per participant elections under the Ameriprise Financial Deferred Share Plan for Directors.
Ameriprise Financial (AMP): Schedule 13G/A filing reports that JPMorgan Chase & Co. beneficially owns 3,866,962 shares of Ameriprise common stock, representing 4.1% of the class as of 10/31/2025.
JPMorgan reports sole voting power over 3,429,484 shares and shared voting power over 25,774 shares. It has sole dispositive power over 3,861,045 shares and shared dispositive power over 5,887 shares. The filing is made on Schedule 13G/A, indicating the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Ameriprise Financial, Inc. reported much stronger results for the quarter ended September 30, 2025. Total revenues rose to $4,893 million from $4,560 million, while net income jumped to $912 million from $511 million. Diluted earnings per share increased to $9.33 from $5.00.
For the first nine months of 2025, net income grew to $2,555 million versus $2,330 million a year earlier. The balance sheet showed total assets of $190,086 million and total equity of $6,455 million. Operating cash flow was solid at $5,654 million, supporting dividends and significant share repurchases.
Ameriprise Financial (AMP) filed a Form 8-K to furnish a press release announcing its financial results for the third quarter of 2025. The release is provided as Exhibit 99.1 and is dated October 30, 2025. The disclosure is made under Item 2.02: Results of Operations and Financial Condition, with Exhibit 104 referencing the cover page Inline XBRL data.
JPMorgan Chase & Co. filed a Schedule 13G/A reporting beneficial ownership of 4,780,612 shares of Ameriprise Financial, Inc. common stock, representing 5.0% of the class as of 09/30/2025.
The filing lists 4,306,145 shares with sole voting power and 36,484 with shared voting power. It also reports 4,774,295 shares with sole dispositive power and 6,300 with shared dispositive power. JPMorgan certifies the holdings were acquired and are held in the ordinary course and not to change or influence control.
Ameriprise Financial insider sale reported. Heather J. Melloh, EVP and General Counsel of Ameriprise Financial (AMP), reported a sale of 1,500 shares of the company's common stock at a price of $512.335 per share. After the transaction the reporting person beneficially owned 2,562 shares. The Form 4 discloses the change in ownership for this officer but contains no additional commentary or derivative transactions.
Ameriprise Financial, Inc. (AMP) Form 144 notifies the market of a proposed sale of 1,500 shares of Common Stock on 09/04/2025 on the NYSE. The filing reports an aggregate market value of $768,502.50 for the shares and states there are 94,271,565 shares outstanding. The shares were acquired on 09/04/2025 through the vesting of compensatory equity awards from Ameriprise Financial, Inc., with payment characterized as Compensatory Equity Awards. The filer reports no securities sold by the same person in the past three months and affirms they are not aware of undisclosed material adverse information.