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Ameriprise Financial SVP and Controller Dawn M. Brockman reported routine equity transactions. On January 31, 2026, 20 shares of Ameriprise common stock were disposed of at $527.19 per share under transaction code F, leaving 991 shares directly owned.
On February 2, 2026, she acquired 177 shares of common stock at a stated price of $0, increasing her direct holdings to 1,168 shares. She also received an employee stock option grant for 339 shares with an exercise price of $532.18 per share, vesting in three equal annual installments starting one year from February 2, 2026.
In addition, the filing notes an estimated 145.23 Ameriprise shares held indirectly through the Ameriprise Financial 401(k) plan as of February 2, 2026, with the amount varying over time due to unit accounting.
Ameriprise Financial executive Gerard P. Smyth reported equity compensation and a tax-related share withholding. On 01/31/2026, 136 shares of common stock were disposed of at $527.19 per share under code "F," typically used for shares withheld to cover taxes, leaving 10,560 shares directly owned.
On 02/02/2026, Smyth acquired 1,014 shares of Ameriprise common stock at $0, increasing his direct holdings to 11,574 shares. He also received an employee stock option grant for 3,315 shares at an exercise price of $532.18 per share, vesting in three equal annual installments beginning one year from February 2, 2026.
Ameriprise Financial executive vice president and general counsel Heather J. Melloh reported routine equity compensation changes. On January 31, 2026, 46 shares of common stock were withheld at $527.19 per share in a transaction coded “F,” typically used for tax withholding, leaving 2,408 shares directly owned.
On February 2, 2026, Melloh acquired 583 shares of common stock at a stated price of $0, increasing her direct holdings to 2,991 shares. The same day she was granted an employee stock option for 1,906 shares with an exercise price of $532.18 per share and expiration on February 3, 2036. One-third of these options vest after one year, one-third after two years, and the final third three years from February 2, 2026.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity transactions in company stock. On January 31, 2026, 345 shares of common stock were disposed of at $527.19 per share under code F, which reflects shares withheld to cover taxes on vesting.
On February 2, 2026, he acquired 2,536 shares of common stock at $0 per share and held 4,794 directly afterward. He also received an award of 8,288 employee stock options with a $532.18 exercise price, vesting in thirds over one, two, and three years from February 2, 2026.
In addition to direct holdings, Truscott is reported as indirectly holding 17,149 shares of common stock through an LLC and an estimated 307.19 shares through the Ameriprise Financial 401(k) plan as of February 2, 2026.
Ameriprise Financial executive William Davies, Executive VP and Global CIO, reported several equity transactions in company stock. On January 31, 2026, he disposed of 78.0711 shares of common stock at $527.19 per share, leaving 14,000.3538 shares directly owned.
On February 2, 2026, he acquired 529 common shares at $0, increasing his direct common stock holdings to 14,529.3538 shares. That same day, he was granted 1,729 employee stock options with an exercise price of $532.18 per share, all directly owned.
According to the footnote, one-third of these options vest after one year, another third after two years, and the final third three years from February 2, 2026, creating a three-year, time-based vesting schedule.
Ameriprise Financial Chairman and CEO James M. Cracchiolo reported routine equity compensation changes. On January 31, 2026, he disposed of 1,729 shares of common stock at $527.19 per share, leaving 144,458 shares of common stock held directly afterward.
On February 2, 2026, he acquired 11,988 shares of common stock at $0 per share, increasing his direct holdings to 156,446 shares. He also received an award of 33,299 employee stock options with an exercise price of $532.18 per share, vesting in three equal annual installments from February 2, 2026, and expiring on February 3, 2036. Separately, an estimated 1,724.75 shares are held indirectly through the Ameriprise Financial 401(k) plan as of February 2, 2026.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two transactions in Ameriprise Financial common stock dated January 27, 2026. He acquired 2,887 shares at a stated price of $0, increasing his directly held position.
On the same date, Smyth disposed of 1,115 shares at a price of $498.33 per share. After these transactions, he directly owned 10,696 shares of Ameriprise Financial common stock.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported equity compensation activity and updated holdings. On January 27, 2026, he acquired 35,534 shares of Ameriprise common stock at $0 per share, typically reflecting a stock award or vesting event, and had 164,363 shares directly afterward.
On the same date, 18,176 shares were disposed of at $498.33 per share under code “F,” indicating shares withheld to cover taxes, leaving 146,187 shares held directly. He also has an estimated 1,725.98 Ameriprise stock fund units in the company 401(k) plan as of January 27, 2026.
Ameriprise Financial’s president of Insurance & Annuities, Alvero Gumer, reported changes in his AMP common stock holdings. On January 27, 2026, he acquired 1,109 shares at $0 per share and had a separate transaction coded F involving 336 shares at $498.33 per share.
After these transactions, he directly held 5,563 AMP shares. In addition, an estimated 1,065.39 AMP shares were held indirectly through his Ameriprise Financial 401(k) plan account as of January 27, 2026, with the amount varying over time under the plan’s unit accounting.
Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026. He acquired 5,550 shares of Ameriprise common stock at a price of $0 per share, bringing his directly held position at that point to 12,544 shares.
On the same date, he disposed of 2,553 shares of Ameriprise common stock at $498.33 per share, leaving 9,991 shares held directly after this transaction. In addition, the filing reflects an indirect holding of 296.54 Ameriprise shares through a 401(k) plan, which is described as an estimate based on unit accounting as of January 27, 2026.