Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.
On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.
Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.
On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.
Ameriprise Financial, Inc. filed a current report to make its latest earnings information available to investors. The company furnished, as Exhibit 99.1, a press release dated January 29, 2026 that announces its financial results for the fourth quarter of 2025.
The filing is made under the results of operations and financial condition disclosure item and does not itself contain the detailed numbers, which are instead provided in the attached press release.
Ameriprise Financial, Inc. filed a current report to make its latest earnings information available to investors. The company furnished, as Exhibit 99.1, a press release dated January 29, 2026 that announces its financial results for the fourth quarter of 2025.
The filing is made under the results of operations and financial condition disclosure item and does not itself contain the detailed numbers, which are instead provided in the attached press release.
Ameriprise Financial executive VP and CFO Walter Stanley Berman reported two transactions in Ameriprise common stock. On January 26, 2026 he reported a transaction coded F for 387 shares at $500.53, leaving 5,780 shares directly owned. On January 27, 2026 he reported another F-coded transaction for 429 shares at $498.33, with 5,351 shares then directly owned. He also reports 364.21 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, an amount described as an estimate because the plan uses unit accounting.
Ameriprise Financial executive Joseph E. Sweeney, President – AWM Products & Services, reported tax-related share dispositions in company common stock. On January 26, 2026, 206 shares were disposed of at $500.53 per share, and on January 27, 2026, 201 shares were disposed of at $498.33 per share under transaction code F.
Following these transactions, Sweeney beneficially owned 6,994 Ameriprise common shares directly. He also had an estimated 296.54 additional shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, reflecting unit-based accounting.
Ameriprise Financial (AMP) executive Alvero Gumer reported two small stock transactions and updated his share holdings. As President-Insurance & Annuities, he reported Form 4 transactions coded "F" in Ameriprise common stock on January 26, 2026 and January 27, 2026.
On January 26, 2026, 40 shares of common stock were disposed of at $500.53 per share, leaving 4,826 shares owned directly. On January 27, 2026, 36 additional shares were disposed of at $498.33 per share, leaving 4,790 shares owned directly. Separately, an estimated 1,065.39 Ameriprise shares were held indirectly through the Ameriprise Financial 401(k) plan as of January 27, 2026, based on unit accounting in the plan.
Ameriprise Financial executive Heather J. Melloh, EVP and General Counsel, reported two small dispositions of Ameriprise common stock on transactions dated January 26, 2026 and January 27, 2026, both coded “F.”
The first transaction involved 66 shares at $500.53 per share, leaving her with 2,496 shares directly owned. The second transaction involved 42 shares at $498.33 per share, after which she directly owned 2,454 shares of Ameriprise common stock.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock. On January 26, 2026, a transaction coded “F” covered 114 shares at $500.53 per share. On January 27, 2026, a second “F” transaction covered 97 shares at $498.33 per share.
After these transactions, Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly.
Ameriprise Financial (AMP) Chairman and CEO James M. Cracchiolo reported dispositions of company common stock on January 26 and 27, 2026. On January 26, 2026, 1,731 shares of common stock were disposed of at a price of $500.53 per share, leaving 131,021 shares of common stock beneficially owned directly.
On January 27, 2026, 2,192 shares of common stock were disposed of at a price of $498.33 per share, with 128,829 shares then beneficially owned directly. As of January 27, 2026, an additional estimated 1,725.98 shares were held indirectly through the Ameriprise Financial 401(k) plan.
Ameriprise Financial senior vice president and controller Dawn M. Brockman reported two small insider stock dispositions in company common shares. On January 26, 2026 and January 27, 2026, she disposed of 22 shares on each date at prices of $500.53 and $498.33 per share, respectively. After these transactions, she directly held 1,033 and then 1,011 Ameriprise common shares.
The filing also notes an estimated 145.33 Ameriprise shares held indirectly through her account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026. That plan uses unit accounting, so the deemed share count varies with Ameriprise’s stock price.
Ameriprise Financial executive William Davies reported two stock sales in late January. As Executive VP and Global CIO of Ameriprise Financial, Inc., he sold 98.1765 shares of common stock on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share.
After these transactions, he directly beneficially owned 13,024.4249 shares of Ameriprise common stock. This balance includes 14.4477 shares credited as dividend equivalents on deferred stock units, which increase his holdings when the company pays dividends.