Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
William F. Truscott, an officer of Ameriprise Financial, Inc. (AMP), reported multiple transactions in the company on August 19, 2025. He exercised employee stock options to acquire 28,546 shares at an exercise price of $165.41, resulting in 28,546 shares underlying the option and 28,546 common shares acquired. On the same day he sold 9,929 shares at a weighted average price of $506.8923 and sold an additional 18,617 shares at $506.57. The filing shows beneficial ownership balances after those transactions of 33,368 shares held directly, 11,047 shares held indirectly via an LLC, and an estimated 306.42 shares held in his Ameriprise 401(k) stock fund account. The reporting person certified the transactions and provided explanatory notes on tax-related forfeiture and 401(k) unit accounting.
Ameriprise Financial, Inc. (AMP) Form 144 shows a proposed sale of 9,929 shares of common stock valued at $5,032,933.59 to be sold on 08/19/2025 on the NYSE through American Enterprise Investment Services in Minneapolis. The filing reports the shares represent part of 94,271,565 shares outstanding and were acquired on 08/19/2025 via employee stock options from Ameriprise Financial, Inc., with the payment method noted as a Non-Qualified Stock Options Net Exercise. The filer indicates no securities sold in the past three months. The notice includes the standard representation that the seller has no undisclosed material adverse information.
Robert F. Sharpe Jr., a director of Ameriprise Financial, Inc. (AMP), reported a transaction dated 08/13/2025 that reduced his beneficial ownership by an in-kind charitable gift of 98 shares of Ameriprise common stock. The Form 4 shows the disposition was coded as a gift and carried a price of $0. Following the reported transaction the filing lists 3,625 shares held directly by the reporting person’s revocable trust, 9,000 shares held indirectly by a trust for a family member, and 1,650 shares held indirectly by an irrevocable trust for a family member.
The filing was submitted by the General Counsel’s office and signed on behalf of Mr. Sharpe on 08/15/2025. The document states the transfer was an in-kind charitable contribution; no cash consideration, option exercises, or derivative transactions are reported.
Ameriprise Financial filed a Form 13F-HR combination report disclosing its institutional holdings as of 06-30-2025. The filing reports 10,976 positions with a total reported market value of $405,721,741,946, showing the scale of securities overseen by Ameriprise and 13 affiliated managers. The report is a combination filing, indicating holdings are split among multiple reporting managers rather than presented in a single manager report.
The filing notifies a proposed sale of 98 shares of Ameriprise Financial common stock on the NYSE through Wells Fargo Clearing Services, with an aggregate market value of $49,713.79 and 94,271,565 shares outstanding. The sale is listed with an approximate date of 08/13/2025.
The shares were acquired as compensation on 11/05/2008 from the issuer. The filer reports no securities sold during the past three months and affirms they do not possess undisclosed material adverse information about the issuer; the form also references potential trading plans under Rule 10b5-1.