Ameriprise Financial (AMP) files amended Form 13F showing $431.8B across 11,197 positions
Filing Impact
Filing Sentiment
Form Type
13F-HR/A
Rhea-AI Filing Summary
Ameriprise Financial Inc. filed an amended Form 13F combination report, restating its institutional investment holdings disclosure. The report aggregates positions managed directly and through other managers and lists 11,197 reportable holdings with a total Form 13F value of 431,782,006,035. The filing identifies 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, and several Threadneedle and RiverSource entities.
Positive
- None.
Negative
- None.
Filing Explained
The cover page identifies this as Amendment No. 1 and a restatement—not an amendment adding new holdings entries—so its disclosed effect is to revise the reported portfolio record rather than establish new holding entries.
Key Figures
Form 13F Value Total: 431,782,006,035
Information Table Entry Total: 11,197
Other Included Managers: 12
+1 more
4 metrics
Form 13F Value Total
431,782,006,035
Total Form 13F information table value, rounded to nearest dollar
Information Table Entry Total
11,197
Number of Form 13F information table entries (positions)
Other Included Managers
12
Number of other included institutional investment managers
Amendment Number
1
This Form 13F filing is marked as Amendment Number 1 and as a restatement
Key Terms
Form 13F Combination Report, institutional investment manager, Form 13F Information Table, other included managers, +1 more
5 terms
Form 13F Combination Report regulatory
"13F COMBINATION REPORT. (Check here if a portion of the holdings..."
institutional investment manager regulatory
"The institutional investment manager filing this report and the person..."
Form 13F Information Table financial
"Form 13F Information Table Entry Total: | 11,197 | Form 13F Information..."
other included managers regulatory
"List of Other Included Managers Provide a numbered list of the name(s)..."
restatement regulatory
"This Amendment (Check only one.): | X | is a restatement."
A restatement is a company’s formal correction of previously released financial reports when errors or omissions are discovered, similar to fixing a report card after finding mistakes in the scores. It matters to investors because it can change past performance figures, alter valuation or earnings trends, and signal weaknesses in accounting controls or management oversight, which may affect confidence and the stock’s perceived risk.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What is Ameriprise Financial (AMP) reporting in this amended Form 13F?
Ameriprise Financial is filing an Amendment Number 1 to its Form 13F as a combination report, restating information on institutional equity holdings managed directly and through various affiliated managers.
How large are Ameriprise Financial (AMP)’s reportable 13F holdings in this filing?
The Form 13F information table shows total reportable holdings valued at 431,782,006,035, covering 11,197 separate positions. This reflects equity and related securities required to be reported under Form 13F rules.
How many managers are included in Ameriprise Financial (AMP)’s Form 13F report?
The summary page lists 12 other included managers. These include entities such as Columbia Management Investment Advisers, LLC, Ameriprise Trust Co, and several Threadneedle, RiverSource, and Columbia Threadneedle affiliates.
What type of Form 13F report did Ameriprise Financial (AMP) file?
Ameriprise Financial filed a 13F Combination Report. This means a portion of its holdings are reported in this report and a portion are reported by other institutional investment managers identified in the filing.
Who signed Ameriprise Financial (AMP)’s Form 13F and in what capacity?
The report is signed by Michael G. Clarke, identified as Senior VP, NA Head of Operations & Investor Services. He signs on behalf of Ameriprise Financial Inc., representing authorization and completeness of the information.
Is this Ameriprise Financial (AMP) Form 13F a restatement?
Yes. The cover page indicates the box for Amendment is checked, with Amendment Number: 1, and specifies that this amendment is a restatement of previously filed Form 13F information.