AmpliTech COO Exercises Rights for 1,000 Shares

AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores exercised 1,000 Series A Rights on July 22, 2026, converting them into 1,000 shares of common stock at $5.00 per share.

Accepted by SEC EDGAR 07/24/2026 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AmpliTech Group, Inc. Chief Operating Officer Jorge Luis Flores exercised 1,000 Series A Rights on July 22, 2026, converting them into 1,000 shares of common stock at $5.00 per share. These rights were originally acquired on January 14, 2026 in a Units Rights Offering, and he now directly holds 77,000 common shares with no remaining Series A Rights.

Insider Trade Summary

1,000 shares exercised/converted

Exercise 2 txns

Insider Flores Jorge Luis

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise	Series A Rights F1, F2	1,000	--	--
Exercise	Common Stock F1	1,000	$5.00	$5K

Holdings After Transaction: Series A Rights — 0 contracts (Direct); Common Stock — 77,000 shares (Direct)

Footnotes (2)

1. F1. On January 14, 2026, the Reporting Person acquired the Series A Rights in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Units Rights Offering. The closing for the Series A Rights occurred on July 22, 2026. The shares acquired upon exercise of the Series A Rights are exempt from reporting under Rule 16b-3.
2. F2. By the terms of the Series A Rights, any unexercised Series A Rights expired on July 18, 2026.

Key Figures

Series A Rights Exercised: 1000.0000 rights Common Shares Acquired: 1000.0000 shares Exercise Price: $5.0000 +4 more

7 metrics

Series A Rights Exercised 1000.0000 rights Derivative securities (Series A Rights) exercised on 2026-07-22

Common Shares Acquired 1000.0000 shares Common stock received upon exercise/conversion of Series A Rights

Exercise Price $5.0000 Per-share price for common stock acquired via Series A Rights exercise

Shares Owned After Transaction 77000.0000 shares Total direct common stock holdings of Jorge Luis Flores after transactions

Series A Rights Position After 0.0000 rights Remaining Series A Rights held by Flores following the exercise

Rights Expiration Date 2026-07-18 By terms of the Series A Rights, any unexercised rights expired on this date

Original Rights Acquisition Date 2026-01-14 Date Flores acquired Series A Rights in the Issuer's Units Rights Offering

Key Terms

Series A Rights, Units Rights Offering, Rule 16b-3

3 terms

Series A Rights financial

"The Reporting Person acquired the <b>Series A Rights</b> in connection with the exercise"

Series A rights are the specific protections and privileges attached to the first round of preferred shares sold to early investors, such as priority on company payouts, special voting influence, and the ability to keep their ownership percentage in later financing rounds. Think of them like a VIP ticket that gives holders safer exit priority and stronger say in company decisions, which matters to investors because those rights reduce risk and preserve value.

Units Rights Offering financial

"on a pro rata basis in the Issuer's <b>Units Rights Offering</b>"

Rule 16b-3 regulatory

"The shares acquired upon exercise of the Series A Rights are exempt from reporting under <b>Rule 16b-3</b>"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AmpliTech (AMPG) report for COO Jorge Luis Flores?

AmpliTech reported that COO Jorge Luis Flores exercised 1,000 Series A Rights on July 22, 2026, converting them into 1,000 shares of common stock. The transaction eliminated his reported Series A Rights position and increased his direct common share holdings.

How many AmpliTech (AMPG) shares did Flores acquire and at what price?

Flores acquired 1,000 shares of AmpliTech common stock at an exercise price of $5.00 per share. The shares came from exercising Series A Rights, which were derivative securities entitling him to receive common stock upon exercise.

How many AmpliTech (AMPG) shares does Flores own after this Form 4 transaction?

After the reported transactions, Flores directly owns 77,000 shares of AmpliTech common stock. The Form 4 shows this as his total direct non-derivative holdings following the exercise and conversion of his 1,000 Series A Rights into common shares.

What are the Series A Rights mentioned in the AmpliTech (AMPG) filing?

The Series A Rights were acquired by Flores on January 14, 2026 in connection with a Units Rights Offering to stockholders and eligible warrantholders. Exercising these rights allowed him to receive common stock; any unexercised rights expired on July 18, 2026.

Were any Series A Rights left after Flores’s AmpliTech (AMPG) transaction?

No Series A Rights remain reported for Flores; his derivative holdings show 0.0000 Series A Rights after the transaction. By their terms, any unexercised Series A Rights expired on July 18, 2026, as described in the filing’s footnotes.

Was Flores’s AmpliTech (AMPG) transaction under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not checked, so the filing does not affirm that this transaction was made under a pre-arranged 10b5-1 trading plan. No separate footnote indicates a trading-plan arrangement for these exercises.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flores Jorge Luis

(Last) (First) (Middle)

C/O AMPLITECH GROUP, INC

155 PLANT AVENUE

(Street)

HAUPPAUGE, NEW YORK 11788

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AmpliTech Group, Inc. [ AMPG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/22/2026		M(1)		1,000	A	$5	77,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Rights(1)	$5	07/22/2026(1)		M			1,000	01/14/2026(1)	07/18/2026	Common Stock	1,000	(1)	0(2)	D

Explanation of Responses:

1. On January 14, 2026, the Reporting Person acquired the Series A Rights in connection with the exercise of unit subscription rights issued to the Reporting Person and other stockholders and eligible warrantholders on a pro rata basis in the Issuer's Units Rights Offering. The closing for the Series A Rights occurred on July 22, 2026. The shares acquired upon exercise of the Series A Rights are exempt from reporting under Rule 16b-3.

2. By the terms of the Series A Rights, any unexercised Series A Rights expired on July 18, 2026.

	/s/ Jorge Flores	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)