Amprius director logs 85,000-share sale, RSU grant
Amprius Technologies director Donald R. Dixon reported both an insider sale and an equity award in common stock.
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Form Type
4
Rhea-AI Filing Summary
Amprius Technologies director Donald R. Dixon reported both an insider sale and an equity award in common stock. An entity associated with him, Donald & Elizabeth Dixon 2004 Family Partners, completed an open-market sale of 85,000 shares of Amprius Technologies common stock at an average price of $17.1672 per share, leaving 359,380 shares held indirectly after the transaction. Separately, Dixon received a grant of 10,423 restricted stock units, each representing one share of common stock, bringing his directly held common stock (including these units) to 280,079 shares.
Insider Trade Summary
Net Seller: 85,000 shares
Net Sell
3 txns
Insider
DIXON DONALD R
Role
Director
Sold
85,000 shs ($1.46M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common stock | 85,000 | $17.1672 | $1.46M |
| Grant/Award | Common stock | 10,423 | $0.00 | $0.00 |
| holding | Common stock | -- | -- | -- |
Holdings After Transaction:
Common stock — 280,079 shares (Direct);
Common stock — 522,522 shares (Indirect, See Footnote)
Footnotes (4)
- F1. The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date.
- F2. Includes 10,423 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
- F3. These shares of common stock held by Donald & Elizabeth Dixon 2004 Family Partners, of which Mr. Dixon is a co-general partner.
- F4. These securities are held directly by The Dixon Revocable Trust, for which the reporting person and his spouse are co-trustees.
Key Figures
Shares sold: 85,000 shares
Sale price: $17.1672 per share
Indirect holdings after sale: 359,380 shares
+2 more
5 metrics
Shares sold
85,000 shares
Open-market sale of Amprius Technologies common stock
Sale price
$17.1672 per share
Average price for the 85,000-share sale
Indirect holdings after sale
359,380 shares
Shares held by Donald & Elizabeth Dixon 2004 Family Partners after sale
RSU grant size
10,423 units
Restricted stock units granted to Donald R. Dixon
Direct holdings after grant
280,079 shares
Direct common stock holdings including 10,423 RSUs
Key Terms
restricted stock units, open-market sale, grant, award, or other acquisition, indirect ownership, +1 more
5 terms
restricted stock units financial
"The securities are represented by restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
indirect ownership financial
"ownership_type": "indirect""
co-general partner financial
"of which Mr. Dixon is a co-general partner."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Amprius Technologies (AMPX) report for Donald R. Dixon?
The filing shows an entity associated with director Donald R. Dixon sold 85,000 shares of Amprius Technologies common stock and he received 10,423 restricted stock units as an equity award, reflecting both a sale and an acquisition in this Form 4.
What equity award did Donald R. Dixon receive from Amprius Technologies (AMPX)?
Donald R. Dixon received 10,423 restricted stock units, each representing a right to one share of Amprius Technologies common stock. These units vest in full on the earlier of the one-year grant anniversary or the day before the next annual stockholder meeting, subject to continued service.
What are Donald R. Dixon’s reported holdings after the Amprius Technologies (AMPX) transactions?
After the reported transactions, an associated family partnership holds 359,380 shares of Amprius Technologies common stock indirectly, and Dixon directly holds 280,079 shares, including 10,423 restricted stock units contingent on vesting conditions described in the filing footnotes.
How do the restricted stock units for Amprius Technologies (AMPX) vest for Donald R. Dixon?
The restricted stock units vest 100% on the earlier of the one-year anniversary of the grant date or the day before Amprius Technologies’ next annual stockholder meeting, provided Donald R. Dixon continues his service through that vesting date, as outlined in the footnotes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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