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Amplify Energy (AMPY) officer has PSUs vest and ends with 150,050 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Amplify Energy Corp. reported an insider equity award vesting for officer Anthony William Lopez. On January 6, 2026, 17,397 Performance Stock Units were converted into 17,397 shares of common stock at an exercise price of $0, following certification by the Compensation Committee that the company’s relative and absolute total shareholder return over the period from January 1, 2023 through December 31, 2025 resulted in PSUs earning at 100% of the target amount.

In connection with this vesting, 7,768 shares of common stock were withheld at $4.57 per share (transaction code “F”) to cover tax obligations, leaving Lopez with 150,050 shares of Amplify Energy common stock held directly after the reported transactions.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lopez Anthony William

(Last) (First) (Middle)
C/O AMPLIFY ENERGY CORP.,
500 DALLAS STREET, SUITE 1700

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amplify Energy Corp. [ AMPY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEE REMARKS
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 01/06/2026 M 17,397(1) A (1) 157,818 D
Common Stock, par value $0.01 per share 01/06/2026 F 7,768 D $4.57 150,050 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units (2) 01/06/2026 M 17,397 (2) (2) Common Stock 17,397(2) $0 70,865 D
Explanation of Responses:
1. Reflects shares of common stock, par value $0.01 per share ("Common Stock"), of Amplify Energy Corp. (the "Company") granted upon settlement of previously awarded restricted stock units with performance and service-based vesting conditions ("PSUs"). On January 6, 2026, the Compensation Committee (the "Compensation Committee") of the Company certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2023 through December 31, 2025, resulting in 100% of the PSUs originally granted on February 1, 2023 becoming earned at 100% of the target amount.
2. These PSUs were granted under the Amplify Energy Corp. Equity Incentive Plan and vest pursuant to the Company's achievement of certain performance goals and so long as the reporting person remains employed by the Company through the vesting date. Each PSU represents a contingent right to receive, upon vesting, up to 200% of the target amount. On January 6, 2026, the Compensation Committee certified the Company's relative total shareholder return performance and referenced the Company's absolute total shareholder return performance over the performance period, which ran from January 1, 2023 through December 31, 2025, resulting in 100% of the PSUs originally granted on February 1, 2023 becoming earned at 100% of the target amount.
Remarks:
SVP, ENGINEERING & EXPLOITATION
/s/ Eric M. Willis, Attorney-in-Fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Amplify Energy (AMPY) report in this Form 4?

The filing reports that officer Anthony William Lopez had 17,397 Performance Stock Units convert into the same number of Amplify Energy common shares on January 6, 2026, along with a related tax-withholding share disposition.

How many Amplify Energy (AMPY) shares does the reporting person own after the transactions?

After the reported vesting and tax withholding, Anthony William Lopez directly owns 150,050 shares of Amplify Energy Corp. common stock.

What was the nature of the Performance Stock Units for Amplify Energy (AMPY)?

The Performance Stock Units (PSUs) were granted under the Amplify Energy Corp. Equity Incentive Plan and vest based on the company achieving specified performance goals and the officer remaining employed through the vesting date.

What performance period determined the PSU vesting for Amplify Energy (AMPY)?

The Compensation Committee evaluated total shareholder return performance over the period from January 1, 2023 to December 31, 2025, resulting in the PSUs granted on February 1, 2023 earning at 100% of the target amount.

Why were some Amplify Energy (AMPY) shares withheld in this insider transaction?

A total of 7,768 shares of common stock were disposed of at $4.57 per share under transaction code “F”, which indicates shares withheld to satisfy tax obligations related to the equity award vesting.

What officer role does the reporting person hold at Amplify Energy (AMPY)?

The reporting person is identified as an officer of Amplify Energy Corp. with the remarks stating the title SVP, ENGINEERING & EXPLOITATION.

Amplify Energy Corp

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Oil & Gas E&P
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United States
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