STOCK TITAN

Alpha Metallurgical (AMR) CCO details stock vesting and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Alpha Metallurgical Resources Chief Commercial Officer Daniel E. Horn reported equity-related stock transactions. On January 25, 2026, he acquired 2,559 shares of common stock at $0.00 per share, bringing his holdings to 9,355 shares immediately afterward, all held directly.

To cover tax obligations tied to vesting and settlement of previously disclosed restricted and performance stock units, 198 shares were withheld on January 24, 2026 at $231.15 per share, and 1,600 shares were withheld on January 25, 2026 at $231.15 per share. After the last withholding, he directly owned 7,755 shares of Alpha Metallurgical Resources common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horn Daniel E.

(Last) (First) (Middle)
340 MARTIN LUTHER KING JR. BLVD.

(Street)
BRISTOL TN 37620

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Metallurgical Resources, Inc. [ AMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value per share 01/24/2026 F 198(1) D $231.15 6,796 D
Common Stock, $0.01 par value per share 01/25/2026 A 2,559 A $0 9,355 D
Common Stock, $0.01 par value per share 01/25/2026 F 1,600(2) D $231.15 7,755 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for the payment of tax liability in connection with the vesting and settlement of previously disclosed restricted stock units.
2. Represents shares withheld for the payment of tax liability in connection with the vesting and settlement of previously disclosed restricted stock units and the performance stock unit award disclosed hereunder.
/s/ William Phillips, attorney-in-fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMR Chief Commercial Officer Daniel E. Horn report?

Daniel E. Horn reported equity-related transactions in Alpha Metallurgical Resources common stock. He received 2,559 shares at $0.00 per share and had shares withheld at $231.15 per share to satisfy tax liabilities from vesting and settlement of stock-based awards.

How many Alpha Metallurgical Resources (AMR) shares did the CCO acquire?

Daniel E. Horn acquired 2,559 shares of Alpha Metallurgical Resources common stock on January 25, 2026, at $0.00 per share. This acquisition appears linked to equity compensation, increasing his directly held position before subsequent tax-related share withholding.

Why were some AMR shares withheld in Daniel E. Horn’s Form 4 filing?

Shares were withheld to pay tax liabilities arising from vesting and settlement of previously disclosed restricted stock units and a performance stock unit award. Specifically, 198 and 1,600 shares of Alpha Metallurgical Resources common stock were withheld at $231.15 per share on consecutive days.

What were Daniel E. Horn’s AMR shareholdings after these transactions?

Following the January 25, 2026 transactions, Daniel E. Horn directly owned 7,755 shares of Alpha Metallurgical Resources common stock. This figure reflects both the 2,559-share acquisition at $0.00 per share and the tax-related withholding of 1,600 shares on the same date.

Were Daniel E. Horn’s AMR transactions open-market buys or tax withholdings?

The Form 4 shows a stock acquisition at $0.00 per share and share dispositions coded as tax withholdings at $231.15 per share. Footnotes explain the withheld shares satisfied tax liabilities from vesting and settlement of restricted and performance stock unit awards.

What transaction codes appear in Daniel E. Horn’s AMR Form 4 filing?

The filing lists code A for an acquisition of 2,559 shares at $0.00 per share and code F for dispositions of 198 and 1,600 shares at $231.15 per share, where F indicates shares withheld to cover tax obligations on stock-based award vesting.
Alpha Metallurgical Resources Inc

NYSE:AMR

AMR Rankings

AMR Latest News

AMR Latest SEC Filings

AMR Stock Data

2.84B
11.19M
11.34%
90.87%
9.44%
Coking Coal
Bituminous Coal & Lignite Surface Mining
Link
United States
BRISTOL