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AMRK Form 4: 2,282 RSUs at $0; direct holding 429,961 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

A‑Mark Precious Metals (AMRK) reported an insider equity award. On 11/12/2025, a Director acquired 2,282 restricted stock units of common stock at $0 in a transaction exempt under Rule 16b‑3. Each restricted stock unit represents a contingent right to receive one share of common stock.

Following the award, the reporting person’s direct beneficial ownership was 429,961 shares. This filing reflects routine, non‑cash compensatory equity and does not indicate an open‑market purchase or sale.

Positive

  • None.

Negative

  • None.

Insights

Routine Form 4 showing a small, non-cash RSU grant; neutral.

The disclosure records a compensatory grant of 2,282 RSUs on 11/12/2025 at $0, exempt under Rule 16b‑3. RSUs are promises to deliver shares in the future, typically subject to vesting.

After this grant, direct beneficial ownership stands at 429,961 shares. As a non-cash, administrative compensation entry, it does not reflect market buying or selling activity.

Actual share delivery depends on RSU terms; those details are not included in this excerpt. Subsequent company filings may provide vesting specifics.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LANDAU ELLIS

(Last) (First) (Middle)
2121 ROSECRANS AVE
SUITE 6300

(Street)
EL SEGUNDO CA 90245

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
A-Mark Precious Metals, Inc. [ AMRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share 11/12/2025 A(1) 2,282(2) A $0 429,961 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of compensatory restricted stock units in a transaction exempt under Rule 16b-3.
2. Each restricted stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.
Remarks:
/s/Carol Meltzer, by power of attorney 11/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AMRK disclose in this Form 4?

A Director received 2,282 restricted stock units on 11/12/2025 at $0 in a transaction exempt under Rule 16b‑3.

How many AMRK shares does the reporting person now beneficially own?

Following the reported transaction, direct beneficial ownership is 429,961 shares.

What does each AMRK restricted stock unit represent?

Each RSU represents a contingent right to receive one share of AMRK common stock.

Was the AMRK transaction an open-market trade?

No. It was a compensatory RSU grant at $0, exempt under Rule 16b‑3.

What is the transaction date for the AMRK Form 4 entry?

The transaction date is 11/12/2025.
A-Mark Precious

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