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[Form 4] A-Mark Precious Metals, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

A-Mark Precious Metals, Inc. insider activity: On 11/21/2025, executive vice president, general counsel and secretary Carol Meltzer exercised stock options for 750 shares of common stock at an exercise price of $6.05 per share and sold 750 shares at a sale price of $26.89 per share. Following these transactions, she directly owned 22,000 shares of A-Mark Precious Metals common stock and indirectly owned 13,200 shares through The Carol Meltzer Revocable Trust. She also held 6,750 stock options with an exercise price of $6.05 per share. The reported option was originally granted on an award covering 10,000 shares that vested in three equal annual installments in 2018, 2019 and 2020.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MELTZER CAROL

(Last) (First) (Middle)
2121 ROSECRANS AVE
SUITE 6300

(Street)
EL SEGUNDO CA 90245

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
A-Mark Precious Metals, Inc. [ AMRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Gen. Counsel & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share 11/21/2025 M 750 A $6.05 22,750 D
Common stock, par value $0.01 per share 11/21/2025 S 750 D $26.89 22,000 D
Common stock, par value $0.01 per share 13,200 I By The Carol Meltzer Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $6.05 11/21/2025 M 750 (1) 01/26/2027 Common Stock, par value $0.01 per share 750 $6.05 6,750 D
Explanation of Responses:
1. The option granted covered 10,000 shares, and vested 33.3% per year on January 26, 2018, 2019 and 2020.
Remarks:
/s/MELTZER CAROL 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AMRK executive Carol Meltzer report?

Carol Meltzer reported exercising stock options for 750 shares of A-Mark Precious Metals common stock and selling 750 shares on 11/21/2025.

At what prices did Carol Meltzer exercise and sell AMRK shares?

She exercised stock options at an exercise price of $6.05 per share and sold 750 shares of A-Mark Precious Metals common stock at a sale price of $26.89 per share.

How many AMRK shares does Carol Meltzer own after these transactions?

After the reported transactions, she directly owned 22,000 shares of A-Mark Precious Metals common stock and indirectly owned 13,200 shares through The Carol Meltzer Revocable Trust.

How many AMRK stock options does Carol Meltzer hold after the transaction?

Following the option exercise reported, Carol Meltzer held 6,750 stock options with an exercise price of $6.05 per share.

What was the original size and vesting schedule of Carol Meltzers AMRK option grant?

The option grant originally covered 10,000 shares of A-Mark Precious Metals common stock and vested 33.3% per year on January 26, 2018, 2019 and 2020.

What is Carol Meltzers role at A-Mark Precious Metals (AMRK)?

Carol Meltzer serves as executive vice president, general counsel and secretary of A-Mark Precious Metals, Inc., and is also a director.

A-Mark Precious

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654.80M
18.41M
24.09%
63.51%
6.54%
Capital Markets
Wholesale-jewelry, Watches, Precious Stones & Metals
Link
United States
EL SEGUNDO