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[Form 4] A-Mark Precious Metals, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

A‑Mark Precious Metals (AMRK) reported insider activity by its Chief Executive Officer, who is also a director and 10% owner. On Nov 12–13, 2025, the insider exercised options for 10,000 and 16,000 shares at $8.40, then sold 10,000 and 16,000 shares at weighted average sale prices of $26.1037 and $26.037, respectively.

After these transactions, direct beneficial ownership was 28,202 shares. Indirect holdings include 1,867,416 shares by Silver Bow Ventures, LLC (with a 50% indirect interest disclaimed above the proportionate pecuniary interest) and 32,340 shares by the Roberts Family Trust. Remaining stock options total 75,000 at an exercise price of $8.40, expiring on 02/19/2026.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROBERTS GREGORY N

(Last) (First) (Middle)
2121 ROSECRANS AVE
SUITE 6300

(Street)
EL SEGUNDO CA 90245

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
A-Mark Precious Metals, Inc. [ AMRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 11/12/2025 M 10,000 A $8.4 38,202 D
Common Stock, par value $0.01 per share 11/12/2025 S 10,000 D $26.1037(1) 28,202 D
Common Stock, par value $0.01 per share 11/13/2025 M 16,000 A $8.4 44,202 D
Common Stock, par value $0.01 per share 11/13/2025 S 16,000 D $26.037(2) 28,202 D
Common Stock, par value $0.01 per share 1,867,416 I See footnote(3)
Common stock, par value $0.01 per share 32,340 I By Roberts Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $8.4 11/12/2025 M 10,000 (4) 02/19/2026 Common Stock Options 10,000 $8.4 91,000 D
Stock Option (right to buy) $8.4 11/13/2025 M 16,000 (4) 02/19/2026 Common Stock Options 16,000 $8.4 75,000 D
Explanation of Responses:
1. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.925 to not more than $26.31. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
2. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.86 to not more than $26.37. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
3. Shares beneficially owned by Silver Bow Ventures, LLC, in which the Reporting Person has an indirect ownership interest of 50%. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
4. The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.
Remarks:
/s/Carol Meltzer, by power of attorney 11/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
A-Mark Precious

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AMRK Stock Data

626.71M
18.43M
24.09%
63.51%
6.54%
Capital Markets
Wholesale-jewelry, Watches, Precious Stones & Metals
Link
United States
EL SEGUNDO