AMASS Brands warns of Nasdaq listing deficiency
AMASS Brands Inc. reported that Nasdaq notified it on July 22, 2026 that the company no longer meets Nasdaq Global Market continued listing requirements based on market value tests.
Rhea-AI Filing Summary
AMASS Brands Inc. reported that Nasdaq notified it on July 22, 2026 that the company no longer meets Nasdaq Global Market continued listing requirements based on market value tests.
For the 30 consecutive business days from June 8 through July 21, 2026, its market value of listed securities was below $50,000,000 and its market value of publicly held shares was below $15,000,000. The notice does not immediately affect trading, and AMASS has 180 calendar days, until January 19, 2027, to regain compliance by meeting both thresholds for at least ten consecutive business days. The company plans to monitor these measures and may seek a transfer to the Nasdaq Capital Market.
Positive
- None.
Negative
- Nasdaq notified AMASS Brands that it is out of compliance with Nasdaq Global Market listing rules after MVLS stayed below $50,000,000 and MVPHS below $15,000,000, creating a risk that its shares could be delisted if compliance is not regained by January 19, 2027.
Filing Explained
Nasdaq may require AMASS to demonstrate compliance for more than the stated ten consecutive business days, generally no more than 20; if compliance is not regained by
8-K Event Classification
Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
1 item
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Securities
The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.
Key Figures
MVLS minimum requirement: $50,000,000
MVPHS minimum requirement: $15,000,000
Non-compliance period length: 30 business days
+2 more
5 metrics
MVLS minimum requirement
$50,000,000
Minimum market value of listed securities under Nasdaq Listing Rule 5450(b)(2)(A)
MVPHS minimum requirement
$15,000,000
Minimum market value of publicly held shares under Nasdaq Listing Rules 5450(b)(2)(C) and 5450(b)(3)(C)
Non-compliance period length
30 business days
Period from June 8, 2026 through July 21, 2026 when MVLS and MVPHS were below required thresholds
Compliance period
180 calendar days
Time allowed to regain compliance, ending January 19, 2027, under Nasdaq Listing Rules 5810(c)(3)(C) and 5810(c)(3)(D)
Required compliant trading days
10 business days
Minimum consecutive business days MVLS and MVPHS must each meet their thresholds to regain compliance
Key Terms
market value of the Company’s listed securities, market value of the Company’s publicly held shares, continued listing requirements, Nasdaq Global Market, +1 more
5 terms
market value of the Company’s listed securities financial
"the market value of the Company’s listed securities (“MVLS”) was below the minimum"
continued listing requirements regulatory
"it is not in compliance with the continued listing requirements of The Nasdaq Global Market"
Rules a stock exchange sets that a publicly traded company must keep meeting to stay listed and tradable on that exchange, such as minimum share price, market value, timely financial reports, and basic governance practices. Like a club’s membership rules, they matter because falling short can lead to warnings, penalties or removal from the exchange, which can cut liquidity, hurt share value and increase the risk for investors.
Nasdaq Global Market regulatory
"the continued listing requirements of The Nasdaq Global Market"
The Nasdaq Global Market is a section of the stock exchange where larger, well-established companies are listed and publicly traded. It functions like a marketplace where investors can buy and sell shares of these companies, providing them with access to capital and opportunities for growth. Its role is important because it helps investors identify and invest in reputable companies with strong financial backgrounds.
Nasdaq Capital Market regulatory
"including, if appropriate, applying to transfer the Company’s securities to The Nasdaq Capital Market"
The Nasdaq Capital Market is a platform where smaller, emerging companies can list their shares for trading by investors. It provides these companies with access to funding and visibility, helping them grow, much like a local marketplace where new vendors can introduce their products to potential customers. For investors, it offers opportunities to discover early-stage companies with growth potential.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Why did AMSS receive a Nasdaq deficiency notice on July 22, 2026?
Nasdaq notified AMSS that it no longer meets Nasdaq Global Market continued listing requirements because its market value of listed securities was below $50,000,000 and its market value of publicly held shares was below $15,000,000 for 30 consecutive business days ending July 21, 2026.
What specific Nasdaq listing rules is AMSS currently failing to satisfy?
The company is not in compliance with Nasdaq Listing Rules 5450(b)(2)(A), 5450(b)(2)(C), and 5450(b)(3)(C) regarding market value tests, and Nasdaq also noted AMSS does not meet the requirements under 5450(b)(3)(A) for the Nasdaq Global Market listing standards.
How long does AMSS have to regain Nasdaq listing compliance?
AMSS has 180 calendar days, until January 19, 2027, to regain compliance. Its market value of listed securities must be at least $50,000,000 and its market value of publicly held shares at least $15,000,000 for a minimum of ten consecutive business days during this period.
What happens if AMSS does not regain compliance with Nasdaq rules by January 19, 2027?
If AMSS does not regain compliance with the MVLS and MVPHS requirements by January 19, 2027, Nasdaq will issue a written notice that the company’s securities are subject to delisting. AMSS would then have the opportunity to appeal the delisting determination to a Nasdaq Hearings Panel.
Does the Nasdaq deficiency notice immediately affect trading in AMSS common stock?
The notice has no immediate effect on the listing or trading of AMSS common stock on the Nasdaq Global Market. The shares continue to trade while the company works within the 180-day compliance period to address the market value deficiencies cited by Nasdaq.
What options is AMSS considering to address the Nasdaq listing deficiency?
AMSS stated it intends to monitor its MVLS and MVPHS and evaluate options to regain compliance. These include, if appropriate, applying to transfer its securities to the Nasdaq Capital Market, provided it satisfies that market’s applicable continued listing requirements.
AI-generated analysis. How Rhea-AI works. Not financial advice.
