STOCK TITAN

Amerant Bancorp (AMTB) director receives 3,761 shares from RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Amerant Bancorp Inc. director Dana Pamella J exercised restricted stock units into common shares as part of her equity compensation. She converted 3,761 restricted stock units into 3,761 shares of Class A Common Stock at a stated price of $0.00 per share. After this non-market, compensation-related transaction, she directly holds 27,524 Class A Common shares. Each RSU is the economic equivalent of one Class A share and was originally granted in an award scheduled to vest on the first anniversary of its grant date, contingent on continued service as a director.

Positive

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Insider Dana Pamella J
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2025 3,761 $0.00 --
Exercise Class A Common Stock 3,761 $0.00 --
Holdings After Transaction: Restricted Stock Units 2025 — 0 shares (Direct, null); Class A Common Stock — 27,524 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. On May 7, 2025, the reporting person was granted 3,761 RSUs. Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the vesting date. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.
RSUs exercised 3,761 units Restricted Stock Units converted into Class A Common Stock
Shares received 3,761 shares Class A Common Stock from RSU exercise
Post-transaction holdings 27,524 shares Class A Common Stock held directly after transaction
Exercise price per share $0.00/share Stated for RSU-to-share conversion
Restricted Stock Units financial
"On May 7, 2025, the reporting person was granted 3,761 RSUs."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Class A Common Stock financial
"Each RSU represents a right to receive one share of Class A Common Stock upon vesting."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dana Pamella J

(Last)(First)(Middle)
C/O AMERANT BANCORP INC.
220 ALHAMBRA CIRCLE

(Street)
CORAL GABLES FLORIDA 33134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Amerant Bancorp Inc. [ AMTB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/07/2026M3,761A$0(1)27,524D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units 2025$0(1)05/07/2026M3,761 (2) (2)Class A Common Stock3,761$00D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
2. On May 7, 2025, the reporting person was granted 3,761 RSUs. Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the vesting date. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.
Remarks:
/s/ Julio V. Pena, as Attorney-in-Fact for Pamella J. Dana05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Amerant Bancorp (AMTB) report for Dana Pamella J?

Amerant Bancorp reported that director Dana Pamella J exercised 3,761 restricted stock units into 3,761 shares of Class A Common Stock. This was a compensation-related equity settlement, not an open-market stock purchase or sale, and reflects vesting of previously granted RSUs.

How many Amerant Bancorp (AMTB) shares does Dana Pamella J hold after this Form 4?

After the reported transaction, director Dana Pamella J directly holds 27,524 shares of Amerant Bancorp Class A Common Stock. This total reflects the addition of 3,761 shares received from the vesting and conversion of restricted stock units disclosed in the Form 4 filing.

Was the Amerant Bancorp (AMTB) Form 4 an open-market buy or sell?

The Form 4 does not report any open-market buy or sell. Instead, it shows a derivative exercise where 3,761 restricted stock units converted into 3,761 Class A Common shares at a stated price of $0.00, typical for equity compensation vesting events.

What are the terms of the restricted stock units in the Amerant Bancorp (AMTB) filing?

Each Amerant Bancorp restricted stock unit is economically equivalent to one share of Class A Common Stock. The 3,761-unit award vests on the first anniversary of its grant date, provided the director maintains continuous service on the board through the vesting date.

Does the Amerant Bancorp (AMTB) Form 4 indicate remaining derivative holdings for the director?

The filing’s derivative summary shows no remaining derivative securities after this transaction. The 3,761 restricted stock units were fully converted into 3,761 Class A Common shares, leaving a reported derivative balance of zero units for this specific award.