Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Decoding the filings of AMUB—UBS ETRACS Alerian MLP ETN Series B can feel like translating a bond prospectus and an energy-sector earnings call at the same time. Credit terms, fee adjustments and Alerian MLP Index re-balancing details are scattered across 10-K risk factors, 8-K material event notices and dense prospectus supplements. Tracking AMUB insider trading Form 4 transactions or pinpointing tax disclosures quickly becomes a full-time job.
Stock Titan solves that problem. Our AI distills every AMUB quarterly earnings report 10-Q filing into plain-English highlights, flags UBS credit-rating shifts and links each paragraph to the original page for context. Need real-time alerts? You’ll see AMUB Form 4 insider transactions in real-time the moment they hit EDGAR. The platform also provides side-by-side visuals that compare cash-distribution language across periods, making AMUB annual report 10-K simplified and searchable.
Whether you’re monitoring AMUB executive stock transactions Form 4, searching “AMUB proxy statement executive compensation,” or just want AMUB 8-K material events explained, every document is updated immediately and paired with machine-generated sentiment and peer benchmarks. Common questions like “AMUB SEC filings explained simply” or “understanding AMUB SEC documents with AI” are answered within minutes, letting you focus on decisions—not data hunting.
- AI-powered summaries and red-flag alerts
- Comprehensive coverage of all forms, from 424B2 prospectuses to 10-Qs
- Downloadable tables for distribution yields and index weightings
Skip the 200-page PDFs—get the AMUB earnings report filing analysis investors actually use.
UBS AG is offering $2,643,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to QUALCOMM (QCOM), due October 28, 2026. The notes pay a $40.625 contingent interest per note on each quarterly observation if QCOM’s closing price is at or above the interest barrier of $130.55 (85.00% of the $153.59 initial price). UBS will automatically call the notes if QCOM is at or above the initial price on any autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and QCOM is at or above the downside threshold of $130.55 at valuation, UBS repays principal plus any due and previously unpaid contingent interest. If below the threshold, maturity pays a cash amount equal to the share delivery amount (per note, $1,000 divided by the downside threshold) multiplied by the final price, resulting in loss of principal; the cash equivalent declines by approximately 1.1765% for each 1% QCOM is below the threshold.
The estimated initial value is $983.80 per $1,000 note. Minimum investment is $10,000. Underwriting discount is $10 per note; proceeds to UBS are $990 per note. Payments depend on UBS’s credit. The notes are not listed.
UBS AG is offering $3,274,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to UnitedHealth Group (UNH), maturing on October 28, 2026.
The Notes pay $37.125 per Note on each quarterly interest payment date if UNH’s closing price on the related observation date is at or above the $283.60 interest barrier (80.00% of the $354.50 initial price). The Notes are automatically called if UNH closes at or above the initial price on an autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and UNH is at or above the $283.60 downside threshold on the valuation date, principal is repaid (plus any due/previously unpaid contingent interest). If below the threshold, the maturity payout is a cash equivalent that declines 1.25% for each 1% UNH falls below the threshold, risking loss of some or all principal. Minimum investment is $10,000. Underwriting discount is $10 per $1,000 Note (proceeds to UBS $990 per Note). The estimated initial value is $984.70. All payments are subject to UBS credit risk.
UBS AG filed a preliminary 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000. The notes offer a 12.00% per annum contingent coupon, paid only if each index closes at or above its coupon barrier (75% of initial level) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, returning principal plus any due coupon.
If not called, at maturity on September 22, 2027 investors receive principal only if each index finishes at or above its downside threshold (70% of initial level). If any index is below its threshold, repayment is reduced by the decline of the least performing index, and investors could lose all principal. The notes are unsecured obligations of UBS and will not be listed. The issue price is $1,000 per note, with underwriting compensation of up to $7.25 and at least $992.75 in proceeds to UBS per note. The estimated initial value is expected between $958.40 and $988.40.
UBS AG filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc., maturing on or about October 15, 2026. These unsecured notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid.
The notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, returning principal plus the due coupon. If not called, repayment of principal at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, repayment is reduced in line with the underlying’s decline and could be zero. All payments depend on UBS’s credit.
The notes are expected to trade date October 13, 2025 and settle October 15, 2025. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected between $9.53 and $9.78. The notes will not be listed on any exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, due on or about October 26, 2028. The Notes pay a contingent coupon only if, on each monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date beginning after 6 months; if called, holders receive principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold, set at 60% of its initial level. Otherwise, repayment is reduced by the negative return of the least performing index, up to a total loss of principal. The contingent coupon rate is 10.00% per annum, observed monthly. The Notes are unsecured obligations of UBS; all payments depend on UBS’s credit.
Issue price is $1,000 per Note, with an underwriting discount of $5.00 and proceeds to UBS of $995.00 per Note. The estimated initial value is expected between $940.70 and $970.70. The Notes will not be listed. Trade date is expected October 21, 2025; maturity is expected October 26, 2028.
UBS AG is offering $3,027,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing on October 16, 2030.
The notes pay a 10.55% per annum contingent coupon (monthly installments of $8.7917 per $1,000 note) only if each index is at or above its coupon barrier (75% of initial) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, paying principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold (60% of initial). Otherwise, repayment is reduced by the decline of the least performing index, up to a total loss. Issue price is $1,000 per note; underwriting discount $7.50; proceeds to UBS $992.50 per note (total $3,004,297.50). The estimated initial value is $984.00 per note. The notes are unsecured obligations of UBS and will not be listed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., with expected key dates from an October 13, 2025 trade date to an October 15, 2026 maturity. The notes pay a contingent coupon only if the underlying closes on or above a coupon barrier on each observation date, and may be called early if the underlying closes on or above its initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is on or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline, and losses can be total. Payments are subject to the creditworthiness of UBS. The notes will not be listed. The minimum investment is 100 notes at $10 each. The estimated initial value per note is expected to be between $9.54 and $9.79.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes are unsecured debt of UBS and may pay contingent quarterly coupons only when the underlying closes at or above a coupon barrier on the relevant observation date. The Notes can be automatically called if the underlying closes at or above the initial level on any observation date before maturity; in that case, investors receive principal plus any applicable contingent coupon and the Notes terminate.
If not called, at maturity on or about October 15, 2027, investors receive principal back only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline and could be zero. Payments are subject to UBS credit risk. Key dates include an expected trade date of October 13, 2025, settlement on October 15, 2025, and final valuation on October 13, 2027. The estimated initial value is expected to be between $9.54 and $9.79 per $10 Note. The Notes will not be listed, and the minimum investment is 100 Notes at $10 each.
UBS AG filed an amended preliminary 424B3 for Trigger Callable Contingent Yield Notes linked to the iShares MSCI Brazil ETF (EWZ), maturing on or about October 15, 2027. The notes pay a 12.30% per annum contingent coupon on quarterly observation dates if EWZ closes at or above a coupon barrier set at 70.00% of the initial level. UBS may call the notes in whole on any observation date beginning after six months; if called, holders receive principal plus any due coupon.
If not called and the final level is at or above the downside threshold (70% of initial), holders receive the $1,000 principal. If below the threshold, holders receive a share delivery amount equal to $1,000 divided by the initial level, which could be worth significantly less than principal. The notes are unsecured obligations of UBS AG, not listed on an exchange, and subject to UBS credit risk.
Per-note economics include a $1,000 issue price, an underwriting discount of $18.50, and proceeds to UBS of $981.50. The estimated initial value is expected between
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, expected to mature on November 4, 2030. The Notes pay a 13.00% per annum contingent coupon only if the Index closes at or above the coupon barrier on each monthly observation date.
The Notes are callable after 12 months if the Index is at or above 100% of the initial level. Key levels are set at Call Threshold: 100% of the initial level, Coupon Barrier: 50%, and Downside Threshold: 50%. If not called and the final level is below the downside threshold, repayment is reduced one-for-one with the Index decline, and investors could lose all principal. Issue price is $1,000 per Note, with a $10 underwriting discount and $990 to UBS. The estimated initial value is expected between $933.80 and $963.80, reflecting internal pricing and funding assumptions. All payments depend on UBS’s credit.
FAQ
What is the current stock price of UBS ETRACS Alerian MLP ETN Series B (AMUB)?
