Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation with final terms set on the trade date. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise investors suffer a loss proportional to the underlying return. Trade date is May 4, 2026, expected settlement May 6, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. The Notes have a $10 per Note principal and a minimum purchase of 100 Notes. The issuer credit risk of UBS AG applies to all payments.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500®, the Russell 2000® and the Nasdaq-100, due May 6, 2027. The offering size is $3,000,000 with a per-Note issue price of $1,000.
The Notes pay a contingent coupon of 16.90% per annum only if each underlying index equals or exceeds its coupon barrier on an observation date. UBS may call the Notes monthly (beginning after three months). If the Notes are not called and the final level of any underlying asset is below its 90.00% downside threshold, principal is paid reduced by the shortfall in the least performing underlying asset (subject to a 10% buffer), and investors could lose some or almost all of their investment. All payments are subject to UBS credit risk; the estimated initial value on the trade date was $992.20.
UBS AG is offering $185,000 in Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock due May 7, 2029. The Notes may pay periodic contingent coupons only if the underlying stock closes at or above specified coupon barriers on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return and you could lose all of your investment. Payments, including principal, are subject to UBS credit risk. The Notes are not listed and have a minimum purchase of 100 Notes ($1,000); the estimated initial value on the trade date is $9.67 per Note. Trade and settlement dates and final valuation and maturity dates are specified in this supplement.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific common stock due May 7, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the stock equals or exceeds the initial level on a quarterly observation. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise, principal is reduced pro rata to the underlying return and you could lose all of your investment. All payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note, with an estimated initial value of $9.71 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chevron Corporation due May 7, 2027. The Notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on an observation date and will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in total loss. Trade date is May 5, 2026 and settlement is May 7, 2026. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.72, and an illustrated contingent coupon rate of 9.99% per annum. All payments, including any contingent coupons and principal, are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are automatically called early if the stock closes at or above the initial level on any observation date prior to maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose all principal. Trade date is May 5, 2026, expected settlement May 7, 2026, final valuation date May 4, 2028, and maturity May 8, 2028. Estimated initial value per Note was $9.76 as of the trade date. Any payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay periodic contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and are subject to an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not autocalled, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will pay the $10 principal; if the final level is below the downside threshold, repayment will be reduced proportionally to the underlying return, and you could lose a significant portion or all of your investment. Trade date is May 5, 2026, expected settlement May 7, 2026, final valuation date May 3, 2029, and maturity May 7, 2029. The estimated initial value range is $9.33 to $9.58 per $10 Note and the Notes are offered at a minimum investment of 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation with an expected term to maturity of approximately three years. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying stock closes at or above a specified coupon barrier on the corresponding observation date; otherwise no coupon is paid. The Notes are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning about six months after issuance, in which case holders receive principal plus any contingent coupon due on the relevant call settlement date. If the Notes are not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying, and could lose their entire investment. Payments on the Notes are subject to UBS’s creditworthiness. The trade date is May 5, 2026, expected settlement May 7, 2026, final valuation date May 3, 2029, and maturity May 7, 2029.
UBS AG is offering Capped GEARS linked to the common stock of Blackstone Inc. The Securities mature on May 7, 2029 with a final valuation date of May 3, 2029. They provide enhanced upside participation (Upside Gearing 3.00) subject to a Maximum Gain 75.96%. Payments: if the underlying return is positive, maturity payment = $10 × (1 + the lesser of Underlying Return×3.00 and 75.96%); if zero, $10; if negative, $10 × (1 + Underlying Return), which can result in partial or total loss of principal. Securities pay no interest, are unsecured obligations of UBS, have estimated initial value of $9.00 per Security, minimum investment of 100 Securities ($1,000), and any payment is subject to UBS credit risk. Trade and settlement dates: May 5, 2026 (trade) and May 7, 2026 (settlement).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to The Home Depot, Inc. stock due May 7, 2027. The notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and you could lose most or all of your investment. Payments are subject to UBS credit risk. Trade date is May 5, 2026 and expected settlement is May 7, 2026.