Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $1,003,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund, maturing on February 4, 2030. The notes pay a 9.10% per annum contingent coupon (about $7.5833 per $1,000 monthly) only if on each observation date all three underlyings stay at or above 70% of their initial levels.
UBS can call the notes quarterly at par plus any due coupon, ending further payments. If not called and any underlying finishes below its 60% downside threshold, repayment is reduced one-for-one with the worst performer, up to a total loss of principal. The notes are unsecured UBS debt, unlisted, and their value and payments depend on UBS’s creditworthiness.
UBS AG is offering about $2.238 million of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Airlines Holdings, Inc. Each Note has a $1,000 principal amount and offers a contingent coupon at a 14.43% per annum rate, paid quarterly when the stock closes at or above the coupon barrier.
The Notes can be called early if United’s stock closes at or above the call threshold level, in which case investors receive principal plus any due and unpaid coupons. If the Notes are not called and the final stock level is at or above the downside threshold of $71.62 (70% of the initial $102.32 level), investors receive their principal back. If the final level falls below the downside threshold, investors receive 9.7733 shares of United per Note, expected to be worth significantly less than principal, exposing them to substantial loss. All payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that will not be listed on any exchange.
UBS AG is offering $9,320,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the Russell 2000 and S&P 500 indices. These three-year notes pay an 8.50% per annum contingent coupon (about $42.50 per $1,000 every six months) only if on an observation date both indices close at or above their coupon barriers, set at 70% of initial levels.
The notes auto-call early if on any semiannual observation date before maturity both indices are at or above 100% of their initial levels, returning principal plus due and previously unpaid coupons. If never called and at maturity either index finishes below its 70% downside threshold, repayment is reduced one-for-one with the worst index’s decline, and investors can lose their entire principal.
The notes are unsecured, unsubordinated UBS debt, not insured by any government agency, and will not be listed on an exchange. UBS estimates the initial fair value at $970.70 per $1,000, reflecting embedded fees, funding costs and dealer compensation.
UBS AG is offering $1,839,000 of Capped Buffer Securities linked to the S&P 500 Index, maturing February 4, 2027. Each Security has a $1,000 principal amount and pays no interest. At maturity, the payoff depends on the index performance between the trade date and final valuation date.
If the S&P 500 return is positive, payment is capped at a maximum gain of 10.75%, or $1,107.50 per Security. If the index is flat or down but stays at or above the downside threshold of 5,898.18 (85% of the 6,939.03 initial level), investors receive their $1,000 principal.
If the final index level falls below the downside threshold, investors lose principal beyond the 15% buffer, and in extreme declines could lose almost all of their investment. The notes are unsecured, unsubordinated debt of UBS, not listed on any exchange, and all payments depend on UBS’s creditworthiness. The estimated initial value is $993.00 per Security, below the $1,000 issue price.
UBS AG is offering $3,525,000 of Trigger Callable Contingent Yield Notes, $1,000 per Note, linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing on February 2, 2029.
The Notes pay a 10.85% per annum contingent coupon monthly only if all three indexes stay at or above 75% of their initial levels on each observation date. UBS may call the Notes, in whole, on any monthly observation after three months, returning principal plus any due coupon. If not called and any index finishes below 70% of its initial level, principal repayment is reduced one‑for‑one with the worst index’s loss, up to total loss of investment. The Notes are unsecured UBS debt, not FDIC‑insured, and their estimated initial value is $962 per $1,000 issue price.
UBS AG is offering $1,200,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund, maturing on February 4, 2031. The notes pay a 9.75% per annum contingent coupon (about $8.125 per $1,000 note per month) only when all three underlyings are at or above their coupon barriers, set at 70% of initial levels.
UBS can call the notes quarterly at par plus any due coupon, ending all future payments. If the notes are not called and any underlying finishes below its downside threshold at 65% of its initial level, repayment is reduced in line with the worst performer and can fall to zero. The estimated initial value is $981.20 per $1,000 note, and investors face both full market downside in the least performing asset and the unsecured credit risk of UBS, with no listing and limited expected liquidity.
UBS AG is offering $4,014,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in February 2029. The notes pay a 7.00% per annum contingent coupon when both indices close at or above 70% of their initial levels on semiannual observation dates, with missed coupons potentially paid later under a memory feature.
The notes can be automatically called if both indices are at or above 100% of their initial levels on any observation date, returning principal plus due and unpaid coupons. If not called and either index finishes below its 70% downside threshold, repayment is reduced one-for-one with the loss on the worst-performing index, up to a total loss of principal. Payments depend on UBS’s credit and the notes will not be listed on an exchange. The estimated initial value is $956.60 per $1,000 note, reflecting fees and hedging costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund. The notes pay an 8.30% per annum contingent coupon, but only if on each monthly observation date all three underlyings are at or above 60% of their initial levels.
The notes have a $1,000 denomination, mature around February 9, 2028, and are callable by UBS on any observation date after six months at par plus any due coupon. If not called and any final underlying level is below its 60% downside threshold, principal is reduced one-for-one with the worst-performing asset and can fall to zero. The estimated initial value is between $961.40 and $991.40 per note, reflecting fees, hedging costs and UBS’s internal funding rate. All payments depend on UBS’s credit; a default could result in total loss.
UBS AG is offering $660,000 of Trigger Autocallable Contingent Yield Notes due January 4, 2028. These unsecured notes pay a contingent coupon of 13.55% per annum (monthly installments of $11.2917 per $1,000) only when the VanEck Gold Miners ETF, the Nasdaq‑100 Technology Sector Index and the Russell 2000 Index all close at or above their coupon barriers.
The notes may be automatically called monthly, starting after three months, if each underlying is at or above its 100% call threshold; in that case, investors receive principal plus any due coupon and the product terminates early. If not called, principal is repaid at maturity only if each underlying finishes at or above its 60% downside threshold; otherwise, repayment is reduced one‑for‑one with the loss of the worst‑performing underlying, up to a total loss of principal.
The notes are not listed, may have limited liquidity, and expose investors to equity, sector (gold miners, technology, small‑caps), emerging market, currency and volatility risks. Any payment depends on UBS’s credit; a default by UBS could result in losing all invested principal.
UBS AG is offering $120,000 of Buffer Autocallable GEARS, unsecured debt securities linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index, maturing in February 2028 unless automatically called.
The notes may be called in February 2027 if both indices are at or above their initial levels, paying $1,095 per $1,000 note based on a 9.50% per annum call return. If not called, investors get enhanced exposure to any positive performance of the worst index via 1.50x upside gearing.
A 20% downside buffer offers contingent principal protection only if the worst index is at or above 80% of its initial level at maturity; below that, losses match the decline beyond the buffer and can approach total loss. The notes pay no interest, offer no dividends, are not exchange-listed and all payments depend on UBS’s creditworthiness.
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