STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Tesla, Inc., with an aggregate offering size of $1,421,000 and a principal amount of $10 per Note. Investors receive a contingent coupon only when the Tesla share price on an observation date is at or above the coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called if Tesla’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called, and Tesla’s final level is at or above the downside threshold, investors receive full principal at maturity (plus any final contingent coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the underlying return and can fall to zero, exposing investors to full downside risk.

The term is approximately five years, from trade date July 17, 2026 to maturity on July 21, 2031. The estimated initial value is $9.75 per $10 Note. Payments depend on the creditworthiness of UBS, the Notes will not be listed, and the minimum investment is 100 Notes ($1,000).

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UBS AG is issuing Trigger Autocallable Contingent Yield Notes with an aggregate principal amount of $350,000, linked to the common stock of Advanced Micro Devices, Inc. Each Note has a $10 principal amount and a minimum investment of 100 Notes, or $1,000.

The Notes pay a contingent coupon only if, on each observation date, the AMD share price is at or above a defined coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if AMD’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.

If not called, and AMD’s final level on July 19, 2028 is at or above the downside threshold, investors receive principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the share’s decline, and investors can lose up to 100% of principal. All payments depend on the creditworthiness of UBS; the estimated initial value is $9.80 per $10 Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Tesla, Inc., maturing on or about July 21, 2031. These are unsubordinated, unsecured debt obligations with a principal amount of $10 per Note, offered in a minimum of 100 Notes (a $1,000 investment) and integral multiples of $10 thereafter.

The Notes pay a contingent coupon only if, on each observation date (including the final valuation date), Tesla’s closing level is at or above the coupon barrier, which in the hypothetical example equals the downside threshold of 60.00% of the initial level (for example, $60.00 if the initial level were $100.00), corresponding to a contingent coupon rate of 12.40% per annum or $0.31 per Note per quarter in that example. The Notes are automatically called if Tesla’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon, and no further payments. If not called and Tesla’s final level is at or above the downside threshold, investors receive only principal (plus any final contingent coupon if the coupon barrier is met). If not called and the final level is below the downside threshold, investors are fully exposed to Tesla’s downside, receiving $10 × (1 + underlying return) and potentially losing their entire investment. The estimated initial value per Note on the trade date is expected to be between $9.33 and $9.58, and all payments are subject to the creditworthiness of UBS.

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UBS AG is offering $582,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation. These are unsubordinated, unsecured debt obligations that pay a 21.41% per annum contingent coupon of $1.0705 per $10 Note only when IBM’s closing level on an observation date is at or above the coupon barrier.

The Notes may be automatically called before maturity if IBM’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal plus the applicable contingent coupon and no further payments. If not called, and IBM’s final level on July 19, 2028 is at or above the $70.00 downside threshold (70% of the initial level), investors receive the $10 principal (and any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is $10 × (1 + underlying return), exposing investors to full downside market risk and potential total loss of principal.

The Notes price at $10 per Note with a minimum investment of 100 Notes, have an estimated initial value of $9.72 per Note, trade date July 17, 2026, and mature July 21, 2028. All payments are subject to the creditworthiness of UBS AG, and the Notes will not be listed on any exchange.

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UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about July 21, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes ($1,000).

The Notes pay a contingent coupon at 25.25% per annum (e.g., $0.6313 per quarter on a $10 Note) only when the AMD share price on an observation date is at or above the coupon barrier of $50.00, which equals the downside threshold of $50.00, or 50.00% of the initial level. The Notes are automatically called if AMD closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments. If not called and AMD is below the downside threshold at final valuation, investors are fully exposed to the negative stock performance and can lose up to all of their principal. The estimated initial value per Note is expected to be between $9.43 and $9.68, and all payments depend on the creditworthiness of UBS.

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UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on July 21, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000), and is an unsubordinated, unsecured debt obligation of UBS.

The Notes pay a contingent coupon at a rate of 12.57% per annum (about $0.3143 per quarter per $10 Note) only if Meta’s closing level on an observation date is at or above the coupon barrier, set at 60.00% of the initial level ($60.00 in the examples). UBS will automatically call the Notes on any quarterly observation date (starting after 6 months) when Meta’s closing level is at or above the initial level, paying back principal plus the contingent coupon then due, after which no further payments are made.

If the Notes are not called and Meta’s final level on July 19, 2028 is at or above the downside threshold (also 60.00% of the initial level), investors receive only the $10 principal per Note (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the underlying return, and investors can lose up to their entire principal. Payments are subject to UBS’s credit; the Notes are not FDIC insured, will not be listed on any exchange, and have an estimated initial value of $9.72 per $10 Note based on UBS’s internal models.

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UBS AG is offering $200,000 of unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing July 21, 2028. The Notes pay a high contingent coupon only when the underlying stock closes at or above a coupon barrier on each observation date.

The Notes may be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if below, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.

Any payment depends on UBS’s credit; the Notes are not bank deposits, are not insured, will not be listed on an exchange, and their estimated initial value is below the issue price. A minimum investment of 100 Notes at $10 per Note is required.

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UBS AG is offering $1,050,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of SoFi Technologies, Inc., due October 21, 2027. Each Note has a $10 principal amount and pays contingent quarterly coupons only if SoFi’s closing share price on the relevant observation date is at or above a specified coupon barrier.

The Notes are automatically called early if, on any quarterly observation date starting after six months, SoFi’s share price is at or above the initial level, in which case investors receive principal plus the coupon then due and no further payments. If the Notes are not called and, on the final valuation date of October 19, 2027, SoFi’s share price is at or above the downside threshold, investors receive full principal back at maturity.

If the Notes are not called and the final share price is below the downside threshold, repayment is reduced dollar-for-dollar with SoFi’s percentage decline, potentially to zero. The estimated initial value is $9.79 per $10 Note, and all payments depend on the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of International Business Machines Corporation, maturing on or about July 21, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes may pay a contingent coupon of 19.55% per annum ($0.9775 per $10 Note per period) only if IBM’s closing level on an observation date is at or above the coupon barrier, set at $70.00 (70.00% of the initial level). The Notes are automatically called if IBM’s level on any observation date before final valuation is at or above the initial level, in which case holders receive principal plus the applicable contingent coupon and no further payments. If not called and IBM’s final level on July 19, 2028 is at or above the downside threshold of $70.00, principal is repaid; if it is below, repayment is reduced in line with the negative underlying return, and holders can lose all of their initial investment. The estimated initial value per Note is expected between $9.34 and $9.59, and all payments depend on the creditworthiness of UBS. The Notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on or about July 21, 2028. The Notes are unsubordinated, unsecured debt obligations of UBS and are not bank deposits or FDIC insured.

Investors buy in $10 denominations, with a minimum of 100 Notes (a $1,000 investment). UBS expects the initial estimated value per Note on the trade date to be between $9.41 and $9.66, based on internal pricing models and funding rates.

The Notes pay a contingent coupon on each observation date only if Meta’s closing level is at or above the coupon barrier; otherwise no coupon is paid. Beginning after six months, the Notes are automatically called if Meta’s closing level on an observation date is at or above the initial level, returning principal plus the applicable coupon, with no further payments.

If not called, and the final level on the July 19, 2028 valuation date is at or above the downside threshold, UBS repays the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the underlying return, and investors can lose all of their initial investment. All payments depend on UBS’s creditworthiness and the Notes will not be listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 17, 2026.