UBS ETRACS Alerian MLP ETN Series B SEC Filings

UBS AG is issuing $10,896,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on November 30, 2028. The Notes pay a contingent coupon at a rate of 9.85% per annum (about $24.625 per quarter per $1,000) only if on each quarterly observation date both indices close at or above their coupon barriers, set at 70% of initial level, which are also the downside thresholds.

UBS may call the Notes in whole on any observation date beginning after six months, paying back principal plus any due coupon; no further payments are then made. If the Notes are not called and at maturity both indices are at or above their downside thresholds, investors receive the $1,000 principal per Note (plus any final coupon). If any index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the worst index’s loss and can fall to zero, causing a total loss of principal.

The Notes are unsubordinated, unsecured obligations of UBS, not FDIC-insured, will not be listed on an exchange, and may have limited or no secondary market. The estimated initial value is $976.60 per $1,000 Note, reflecting internal pricing, fees and hedging costs, and is lower than the issue price.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a term of approximately three years. The Notes pay a 10.00% per annum contingent coupon (paid monthly as $8.3333 per $1,000) only if on each observation date all three indices are at or above their coupon barriers, set at 75.00% of their initial levels. UBS may call the Notes in whole, beginning after three months, paying principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold of 60.00% of its initial level, investors are repaid less than principal, with losses matching the negative return of the worst-performing index and potential loss of the entire investment. Payments depend on UBS’s credit; the estimated initial value is expected between $933.40 and $963.40 per $1,000 Note.

UBS AG is offering $505,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on November 29, 2030. The Notes pay a contingent coupon at 14.00% per annum (about $11.6667 per $1,000 per month) only if the index closes at or above the coupon barrier of 186.24 (65% of the initial level of 286.52) on each monthly observation date, with unpaid coupons potentially recovered later via a memory feature.

UBS will automatically call the Notes if the index is at or above the call threshold of 286.52 (100% of the initial level) on any quarterly autocall date after 12 months, repaying principal plus due and previously unpaid coupons. If the Notes are not called and the final index level is at or above the downside threshold of 143.26 (50% of the initial level), investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with the index loss, and investors can lose their entire investment. The estimated initial value is $967.40 per $1,000 Note, and all payments depend on UBS’s credit.

UBS AG, acting through its London Branch, is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index, maturing on or about December 3, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 11.35% per annum on monthly observation dates, but only if the closing level of every index is at or above its coupon barrier.

Both the coupon barriers and downside thresholds are set at 70% of each index’s initial level. UBS may call the Notes in whole, beginning after 3 months, paying principal plus any due coupon; no further payments would be made. If the Notes are not called and any index finishes below its downside threshold, investors receive $1,000 × (1 + return of the worst-performing index), which can mean a substantial loss, including full loss of principal.

The Notes are unsubordinated, unsecured obligations of UBS, are not bank deposits, are not insured, and will not be listed on an exchange. The estimated initial value is expected between $939.30 and $969.30 per $1,000 Note, reflecting underwriting compensation of up to $7.25 per Note and UBS’ internal funding rate. Tax treatment is uncertain and described as prepaid derivatives with contingent coupons treated as ordinary income.

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a term of about three years. The Notes pay a monthly contingent coupon at an annual rate of 8.55% only if on each observation date every index is at or above its coupon barrier, set at 75% of its initial level.

UBS may call the Notes in whole on any monthly observation date beginning after six months, paying back the $1,000 principal per Note plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold at 70% of its initial level, investors take a loss equal to the negative return of the worst-performing index, up to a total loss of principal.

The Notes are unsecured, unsubordinated obligations of UBS AG, not listed on an exchange, and their estimated initial value is indicated between $911.50 and $941.50 per $1,000 issue price, reflecting dealer compensation and hedging costs. All payments depend on UBS’s creditworthiness.

UBS AG is offering unsecured Buffer Autocallable Contingent Yield Notes linked to the least-performing of the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), with a term of about two years and a 12.55% per annum contingent coupon. Monthly coupons are paid only if the closing level of each ETF is at or above 80% of its initial level. Quarterly, beginning after six months, the notes are automatically called if both ETFs are at or above 100% of their initial levels, returning principal plus the due coupon.

If the notes are not called and, at maturity, both ETFs are at or above 80% of their initial levels, investors receive full principal back (plus the final coupon if conditions are met). If any ETF finishes below its 80% downside threshold, repayment is reduced, matching the decline of the worst ETF beyond a 20% buffer, and losses can approach the entire investment. The notes are subject to UBS credit risk, and their estimated initial value is between $913.90 and $943.90 per $1,000 issue price.

UBS AG is offering Trigger Callable Contingent Yield Notes, unsecured debt linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. The Notes have an approximate 23‑month term and pay a contingent coupon of 9.00% per annum ($7.50 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their respective coupon barriers, set at 70% of their initial levels.

UBS can call the Notes in whole on any monthly observation date beginning after 3 months, repaying principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive back the $1,000 principal per Note. If any index finishes below its downside threshold, the maturity payment is reduced one‑for‑one with the negative return of the worst‑performing index, and investors can lose up to their entire investment.

The Notes are not principal protected, may pay few or no coupons, will not participate in any index upside, and will not be listed on an exchange. Payments depend entirely on the creditworthiness of UBS, and the estimated initial value per $1,000 Note is expected to be between $922.80 and $952.80, lower than the issue price due to fees, hedging costs and UBS’ internal funding rate.

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on November 30, 2028. The Notes pay a quarterly contingent coupon at a rate of 8.80% per annum only if, on each observation date, all three indices close at or above 70% of their initial levels, which also serve as the coupon barriers and downside thresholds.

UBS may call the Notes on any quarterly observation date (other than the final one), in which case investors receive the $1,000 principal plus any due coupon and no further payments. If not called and at maturity all indices are at or above their downside thresholds, investors receive full principal back. If any index finishes below its downside threshold, the maturity payment is reduced according to the decline of the worst-performing index beyond a 30% buffer, and investors could lose almost all of their investment.

The Notes are unsecured obligations of UBS AG, are not listed on any exchange, pay no guaranteed income, and do not provide any participation in index gains or dividends. The estimated initial value per $1,000 Note is expected to be between $956.00 and $986.00, reflecting internal pricing, hedging and issuance costs.

UBS AG, via its London Branch, is offering unsecured Contingent Income Auto-Callable Securities linked to the common stock of Citigroup Inc.. Each security has a $1,000 stated principal amount and may pay a contingent coupon of $25.625 per quarter (equivalent to 10.25% per annum) when Citigroup’s closing price is at or above 65% of the initial price on a determination date.

If Citigroup’s price is at or above 100% of the initial price on any non-final determination date, the notes are automatically called, and investors receive principal plus that period’s coupon. If the notes are not called and Citigroup’s final price is below the 65% downside threshold, repayment is reduced 1-for-1 with the stock’s decline via a cash value formula, and investors can lose most or all of their investment.

The notes mature around December 8, 2028, are not listed on any exchange, and all payments depend on UBS’s credit. The estimated initial value is expected between $935.70 and $965.70 per $1,000, reflecting fees, hedging costs and UBS’s internal funding rate.