UBS AG SEC Filings

UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index, each in $1,000 denominations, with a contingent coupon rate of 6.60% per annum and a scheduled maturity on or about July 31, 2031.

Investors receive monthly contingent coupons only if on each observation date both indices close at or above their respective coupon barriers; otherwise no coupon is paid. The notes are automatically called, returning principal plus the due coupon, if both indices are at or above their call threshold on any monthly observation date after 12 months. If the notes are not called and any index finishes below its downside threshold at maturity, repayment is reduced based on the loss of the least performing index beyond a 15% buffer, and investors can lose almost all principal. All payments depend on UBS’s credit; the estimated initial value is between $925.20 and $955.20 per $1,000 note, while issue price is $1,000, including a $37.50 underwriting discount and $962.50 in proceeds to UBS per note.

UBS AG, through its London branch, is issuing $1,585,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000 Index and the EURO STOXX 50 Index, maturing on July 21, 2031. Each Note has a $1,000 principal amount and may be automatically called quarterly, beginning six months after issuance, if on any observation date the closing level of each index is at or above its call threshold, set at 100% of its initial level. If called, investors receive the call price, equal to principal plus a call return based on an 11.30% per annum call return rate; the call return increases over time up to 56.500% (call price $1,565.00) if called at maturity.

If the Notes are not called and, on the final valuation date, both indices are at or above their downside thresholds (70% of initial levels: 2,082.197 for the Russell 2000 and 4,398.53 for the EURO STOXX 50), investors receive only principal. If at least one index finishes below its downside threshold, repayment is reduced to $1,000 × (1 + the return of the least performing index), exposing investors to full downside market risk and possible total loss of principal. The Notes pay no interest or dividends and all payments are subject to the credit risk of UBS. The estimated initial value is $963.90 per Note, versus a $1,000 issue price, reflecting underwriting discount, hedging and issuance costs.

UBS AG is offering Capped Buffer GEARS, unsubordinated unsecured notes linked to the S&P 500 Index, maturing on or about August 1, 2028. Each Security has a $10 principal amount and provides leveraged upside at maturity: any positive index return is multiplied by an upside gearing of 2.00, but the total return is capped by a maximum gain of 18.50% to 21.50%, implying a maximum payment of $11.85 to $12.15 per Security.

Downside exposure is buffered but not fully protected. If the S&P 500 return is zero or negative but the final level is at or above a downside threshold set at 90.00% of the initial level, investors receive back the $10 principal at maturity. If the final level falls below this threshold, repayment is reduced according to index losses beyond the 10.00% buffer, and investors can lose almost all of their investment.

The issue price is $10 per Security, including a $0.20 underwriting discount, with proceeds to UBS of $9.80 per Security. The estimated initial value is expected between $9.496 and $9.796, reflecting internal funding and structuring costs. The notes pay no interest, are not listed, may have limited or no secondary market, and all payments depend on the creditworthiness of UBS. The material includes extensive risk disclosures, liquidity, conflict-of-interest, and complex U.S. tax considerations, including potential treatment as prepaid derivatives and discussion of Section 871(m).

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock, each with a $1,000 principal amount and a contingent coupon rate of 20.25% per annum paid monthly if conditions are met. The notes run from a July 28, 2026 strike/trade date to a February 2, 2028 maturity, with observation dates monthly after three months.

If on any observation date the ServiceNow share price is at or above the call threshold level, set at 100.00% of the initial level, the notes are automatically called and pay back principal plus the applicable coupon. If not called and the final level is at or above the downside threshold of 50.00% of the initial level, principal is repaid at maturity; otherwise investors are exposed one-for-one to the underlying decline and can lose their entire investment. Contingent coupons are paid only when the underlying is at or above a 60.00% coupon barrier. The notes are unsecured obligations of UBS, carry significant credit and market risk, are not listed, and have an estimated initial value between $937.50 and $967.50 per $1,000 note due to embedded fees and hedging costs.

UBS AG is issuing Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of CrowdStrike Holdings, Inc. Each security has a $1,000 stated principal amount, an issue price of $1,000, and is expected to mature on July 27, 2029, unless redeemed earlier.

On each quarterly determination date, investors receive a $49.375 contingent payment per $1,000 (equivalent to 19.75% per annum) if CrowdStrike’s closing price is at or above the downside threshold level, set at 50.00% of the initial price; missed coupons can be paid later under the memory coupon feature. If on any non-final determination date the closing price is at or above the call threshold level (100.00% of the initial price), the notes are automatically redeemed for principal plus the due and any unpaid contingent payments.

If the notes are not called and the final price is below the downside threshold, UBS will pay only the cash value, equal to the exchange ratio times the final price, exposing investors 1:1 to share-price declines and potentially a total loss of principal. Investors do not participate in any upside of the stock and forgo dividends. The notes are unsecured, unsubordinated obligations of UBS, with all payments subject to UBS’s credit risk. The estimated initial value is expected between $926.20 and $956.20 per $1,000, reflecting embedded fees and hedging costs.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on or about August 4, 2031. Each Note has a $1,000 principal amount and pays a 19.50% per annum contingent coupon (monthly $16.25) only when the index is at or above the coupon barrier, set at 70% of the initial level.

The Notes may be automatically called after six months if the index is at or above 100% of the initial level on an observation date, returning principal plus the applicable coupon, with no further payments. If not called and the final index level is at or above the 50% downside threshold, investors receive principal back at maturity; if below, repayment is reduced one-for-one with the index decline, and all principal can be lost.

The Notes are unsubordinated, unsecured UBS debt, exposed to UBS credit risk, will not be listed, and may have limited or no secondary market. The estimated initial value per Note is $927.10–$957.10, below the $1,000 issue price, reflecting fees, hedging costs and UBS’ internal funding rate.

UBS AG is offering Trigger Autocallable Contingent Yield Notes, unsecured debt linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on or about July 24, 2031. Each Note has a $1,000 principal amount and pays a 16.00% per annum contingent coupon (about $13.3333 monthly) only when the index is at or above a coupon barrier on monthly observation dates.

The Notes may be automatically called after 6 months if the index is at or above the call threshold level, set at 100% of the initial level, returning principal plus the applicable coupon and ending further payments. If not called and, at maturity, the index is at or above the 50% downside threshold, investors receive full principal back; if below, repayment is reduced one-for-one with the index decline, and all principal can be lost.

The coupon barrier is 60% of the initial level. The underlying index is highly engineered, with a 40% target volatility, up to 500% leverage, and a 6.0% per annum daily decrement, all of which can materially drag performance. The estimated initial value is $927.50–$957.50 per $1,000 Note, below the issue price, reflecting fees and UBS’s internal funding rate. The Notes will not be listed, may have limited liquidity, and all payments are subject to UBS’s credit risk.

UBS AG London Branch is offering capped leveraged basket-linked medium-term notes with an aggregate face amount of $3,593,000. Each $1,000 note pays no interest and matures on August 18, 2028, with return tied to an unequally weighted basket of five equity indices: EURO STOXX 50 (40%), TOPIX (25%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (7%).

The initial basket level is 100. At maturity, investors receive $1,000 plus 300.00% of any positive basket return, capped at a maximum settlement amount of $1,421.50 per $1,000 note when the basket reaches 114.05% of its initial level. If the basket is flat, $1,000 is repaid. If the basket falls, repayment decreases one-for-one with the negative basket return, up to a complete loss of principal.

The notes’ estimated initial value is $995.90 per $1,000, reflecting internal pricing, hedging and issuance costs. The notes are unsecured obligations of UBS, not bank deposits and not FDIC-insured, with no listing and limited or no secondary liquidity expected. The disclosure highlights complex U.S. tax treatment, potential withholding under Section 871(m) and FATCA, and emphasizes suitability only for investors who understand leveraged, capped downside-risk products and can bear UBS credit risk.

UBS AG is issuing $1,184,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing on July 5, 2029. Each Note has a $1,000 principal amount and offers a quarterly contingent coupon at a 37.60% per annum rate ($94 per quarter) when conditions are met.

Coupons are paid only if Micron’s closing price on an observation date is at or above the coupon barrier of $452.14 (50% of the $904.28 initial level). The Notes auto-call early if Micron is at or above $904.28 (100% of initial) on any quarterly observation date, returning principal plus the due coupon. If not called and Micron’s final level is at or above $452.14, principal is repaid; below that level, repayment is reduced one-for-one with Micron’s decline, and all principal can be lost. The Notes are unsecured, unsubordinated UBS obligations, not listed on an exchange, and their value and payments depend on UBS’s creditworthiness.