Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® Silver Trust maturing April 17, 2028. The notes pay a contingent coupon only if the underlying ETF meets a coupon barrier on observation dates and will be automatically called early if the ETF closing level on an observation date is equal to or above the initial level.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal repayment is reduced pro rata to the ETF's percentage decline, potentially resulting in a total loss. All payments, including coupons and any repayment of principal, are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. due on or about April 17, 2028. The notes pay contingent coupons only when the underlying stock meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.
If the notes are not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, repayment equals $10 x (1 + underlying return), which can produce a substantial loss (including total loss) tied to the percentage decline in the underlying stock. All payments remain subject to UBS credit risk. Trade date and expected settlement are April 14, 2026 and April 16, 2026, respectively; final valuation date is April 12, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation with final valuation on April 12, 2028 and maturity on April 17, 2028. Each Note has a $10 principal amount; contingent coupons are paid only if the underlying's closing level on an observation date is at or above the coupon barrier, and the Notes will be automatically called if an observation date closing is at or above the initial level. If not called, principal repayment at maturity is contingent on the final level being at or above the downside threshold; if the final level is below that threshold, investors bear downside market exposure and could lose a substantial portion or all of principal. The offering discloses an estimated initial value of $9.77 per Note and a minimum purchase of 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation with an expected trade date of April 14, 2026, settlement on April 16, 2026, a final valuation date of April 12, 2028, and a maturity date of April 17, 2028. Each Note has a principal amount of $10. The Notes pay a periodic contingent coupon only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment falls proportionally with the underlying return and investors may lose a significant portion or all principal. The estimated initial value per Note is between $8.98 and $9.23, and an illustrative contingent coupon rate shown is 13.37% per annum. All payments are subject to UBS's creditworthiness and the final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock with a planned maturity on April 17, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable quarterly if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a principal loss equal to the underlying return, potentially losing all principal. Trade and settlement are targeted for April 14, 2026 and April 16, 2026. The notes have an estimated initial value range of $9.41–$9.66 per $10 note and a minimum investment of 100 notes ($1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company, with a trade date of April 14, 2026, expected settlement on April 16, 2026, a final valuation date of April 12, 2028, and maturity on April 17, 2028. The Notes pay periodic contingent coupons only if the underlying closing level is at or above a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold (example: $10 principal with a 70.00% downside threshold), but if the final level is below that threshold, repayment may be reduced proportionally to the underlying return, potentially to zero. Minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.35 to $9.60 per Note. All payments depend on UBS's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Capital One Financial Corporation due April 17, 2028. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid for that period. UBS will automatically call the Notes early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case investors receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Trade and settlement dates and final valuation and maturity dates are stated in the pricing supplement.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. with a term to approximately April 17, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and include an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return; in extreme cases you could lose your entire investment. Trade date and settlement are expected April 14, 2026 and April 16, 2026. The Notes are unsecured obligations of UBS and any payments, including principal, depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the iShares® Silver Trust with expected trade date April 14, 2026, final valuation date April 12, 2028 and maturity April 17, 2028. Each Note has a $10 principal amount. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates and will automatically redeem early if the underlying closes at or above the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return and loss of all principal is possible. The preliminary estimated initial value range is $9.31–$9.56 per Note. Payments are subject to UBS credit risk.
UBS AG offers preliminary terms for $• Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock due on or about April 17, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and feature an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment equals $10 x (1 + underlying return), which can result in substantial or total loss. Estimated initial value is between $9.42 and $9.67 per $10 Note. Trade and settlement dates are shown; all payments are subject to UBS credit risk.