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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Boston Scientific common stock, maturing on July 20, 2028. The notes pay a 13.75% per annum contingent coupon (about $0.3438 per $10 note quarterly) only when the stock closes at or above a coupon barrier of $60.00, equal to 60.00% of the initial level.

The notes can be automatically called on quarterly observation dates starting about six months after issuance if the stock closes at or above the initial level, returning the $10 principal per note plus the applicable coupon, with no further payments. If not called, and on the final valuation date the stock is at or above the $60.00 downside threshold, investors receive principal back plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, potentially to zero.

The minimum investment is 100 Notes ($1,000). The estimated initial value is $9.70 per $10 note, based on UBS’s internal pricing models and funding rate. The notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and are exposed both to market risk in Boston Scientific shares and to UBS’s credit risk.

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UBS AG plans to issue unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about July 20, 2027. Each Note has a principal amount of $10 and the minimum investment is 100 Notes (a $1,000 purchase).

Investors may receive periodic contingent coupons only if Oracle’s closing price on each observation date, including the final valuation date, is at or above a coupon barrier set for the Notes. The Notes will be automatically called before maturity if Oracle closes at or above the initial level on any observation date, in which case investors receive principal plus any due coupon and the product terminates.

If the Notes are not called and Oracle’s final level is at or above a downside threshold, investors receive principal at maturity. If the final level is below that threshold, repayment is reduced in proportion to Oracle’s decline, and the entire investment can be lost. All payments depend on UBS’s creditworthiness, the Notes will not be listed on an exchange, and a preliminary estimated initial value of $9.46–$9.71 per Note is lower than the $10 issue price.

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UBS AG is offering $315,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing July 20, 2029. The Notes pay a contingent coupon only when the stock’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The Notes auto-call early if Generac’s share price on any observation date before maturity is at or above the initial level, returning the $10 principal per Note plus the applicable coupon, after which no further payments occur. If not called and the final stock level is at or above the downside threshold (60% of the initial level), principal is repaid at maturity, with any final coupon.

If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s percentage decline, and investors can lose all principal. All payments depend on UBS’s credit; a default could result in a total loss. The Notes are not exchange-listed, require a minimum $1,000 investment, and have an estimated initial value of $9.35 per $10 Note.

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UBS AG plans to issue unsecured, unsubordinated Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation, maturing on or about July 20, 2028. The notes pay quarterly contingent coupons only when the stock closes at or above a coupon barrier on the relevant observation date.

The notes are automatically called if the stock closes at or above its initial level on any quarterly observation date after six months, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called, and at maturity the stock is at or above a downside threshold, investors receive only principal; if below, repayment is reduced one-for-one with the stock’s decline and can fall to zero. Any payment depends on UBS’s credit, the notes are not FDIC-insured or exchange-listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.40 and $9.65 per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., with an aggregate principal amount of $145,000. The notes are unsubordinated, unsecured debt obligations, issued in $10 denominations, with a minimum investment of 100 notes ($1,000).

Investors receive contingent periodic coupons only when the Dow Inc. share price on an observation date is at or above a defined coupon barrier; otherwise no coupon is paid. The notes are automatically called early if the share price is at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus any due coupon, and the notes terminate.

If not called, the notes mature on July 20, 2029. At maturity, principal is repaid in full only if the final Dow Inc. level is at or above a downside threshold; below that threshold, repayment is reduced in line with the share price decline and can fall to zero, so all principal can be lost. All payments depend on UBS’s credit, and the estimated initial value is $9.55 per $10 note. The notes will not be listed on any securities exchange, so secondary-market liquidity may be limited.

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UBS AG is offering $475,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on July 20, 2029. These unsubordinated, unsecured debt obligations pay a contingent coupon only if NVIDIA’s closing level on each quarterly observation date is at or above a preset coupon barrier.

The notes are subject to an automatic call each quarter, beginning after six months, if NVIDIA’s closing level is at or above the initial level; in that case, holders receive principal plus the applicable contingent coupon and the notes terminate. If not called, and NVIDIA is at or above the downside threshold on the final valuation date, investors receive only principal. If NVIDIA ends below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and holders can lose their entire investment.

The notes are subject to the credit risk of UBS; a UBS default could result in loss of all payments regardless of NVIDIA’s performance. They will not be listed on any exchange, may have limited secondary liquidity, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.87 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about July 20, 2029. These are unsubordinated, unsecured debt obligations of UBS with a $10 principal amount per Note, sold in a minimum investment of 100 Notes ($1,000).

On each observation date, a contingent coupon is paid only if the Generac share price is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the share price is at or above the initial level on any observation date before the final valuation date, returning principal plus the applicable coupon with no further payments. If not called, and at maturity the final level is at or above the downside threshold, principal is repaid; if it is below the downside threshold, repayment is reduced in proportion to the share’s decline and can fall to zero. Any payment is subject to UBS’s creditworthiness. The Notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and the estimated initial value is expected to be between $9.00 and $9.25 per $10 Note.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock, unsecured unsubordinated debt obligations maturing on January 20, 2028. Payments depend on Amazon’s share performance and the creditworthiness of UBS.

Monthly contingent coupons are paid only if Amazon’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. Starting after six months, if Amazon is at or above the initial level on any observation date before the final valuation date, the notes are automatically called and return principal plus that period’s coupon, with no further payments.

If not called and Amazon’s final level is at or above a downside threshold, principal is repaid at maturity (with a coupon if the barrier is met). If the final level is below the downside threshold, the payoff equals $10 × (1 + the underlying return), exposing investors to the full share-price decline and potentially a total loss. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.79 per note.

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UBS AG is offering $245,000 of Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock, maturing July 20, 2029. The notes pay a contingent coupon only on observation dates when ServiceNow’s share price is at or above a coupon barrier; otherwise no coupon is paid.

The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, returning the $10 principal per note plus the due coupon, with no further payments. If not called and the final share price is at or above the downside threshold, investors receive principal back; if it is below, repayment is reduced in line with the stock’s percentage decline, and the entire principal can be lost.

All payments depend on UBS’s credit. The notes are unsecured, unsubordinated obligations, are not FDIC insured, will not be listed on an exchange, require a minimum $1,000 investment, and have an estimated initial value of $9.66 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing on or about July 20, 2029. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay quarterly contingent coupons only when NVIDIA’s closing level on an observation date is at or above a coupon barrier, and may be automatically called after six months if the stock is at or above its initial level. If not called and the final level is at or above a downside threshold, investors receive principal back; below that threshold, repayment falls one-for-one with NVIDIA’s decline, up to a total loss of principal. A hypothetical example uses a 10.35% per annum coupon and a downside threshold and coupon barrier at 50% of the initial level. Any payment depends on UBS’s credit, and the Notes will not be listed on any exchange. The estimated initial value is expected between $9.50 and $9.75 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 16, 2026.