Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on July 7, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on specified observation dates meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closing level on any prior observation date is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the related call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal amount; if below, you receive an amount that can be less than principal and may reflect the percentage decline in the underlying (in extreme cases, resulting in the loss of the entire initial investment). All payments, including any contingent coupons and principal, are subject to the creditworthiness of UBS. Trade date is July 2, 2026, expected settlement July 7, 2026, final valuation date July 5, 2028, maturity July 7, 2028.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Texas Instruments common stock with a stated offering amount of $105,000. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and can be automatically called early if the underlying reaches or exceeds the initial level on any pre-maturity observation date. If not called, principal is repayable at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment at maturity can be reduced dollar-for-dollar by the underlying return, potentially resulting in the loss of the entire principal. Trade date, settlement, final valuation and maturity dates are July 2, 2026, July 7, 2026, July 5, 2028 and July 7, 2028, respectively. The notes have a $10 principal per note, a minimum purchase of 100 notes, an estimated initial value of $9.73, and payments remain subject to UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Royal Caribbean Cruises Ltd. common stock due July 7, 2028. The notes pay periodic contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return, and you could lose all or a significant portion of your investment. The notes carry issuer credit risk of UBS AG, are not FDIC insured, have a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.73 per $10 Note as of the trade date.
UBS AG is offering preliminary terms for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., with a trade date of July 2, 2026, expected settlement on July 7, 2026 and maturity on July 7, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and provide contingent repayment of principal at maturity that can expose investors to the full downside of the underlying. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. The offering minimum is 100 Notes at $10 per Note and the estimated initial value per Note is between $9.41 and $9.66.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated with a trade date of July 2, 2026, expected settlement on July 7, 2026, final valuation on July 5, 2028, and maturity on July 7, 2028. The Notes pay a contingent coupon on coupon dates only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a downside threshold; if the final level is below that threshold, principal repayment may be reduced in direct proportion to the underlying return, potentially resulting in substantial loss, including loss of the entire principal. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness. The final terms, including coupon barrier, initial level and exact pricing, will be set on the trade date and shown on the final pricing supplement.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd. The trade date is July 2, 2026, expected settlement is July 7, 2026, final valuation date is July 5, 2028, and expected maturity is July 7, 2028. The Notes pay periodic contingent coupons only if observation-date closing levels meet the coupon barrier and include an automatic call if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal at or above the downside threshold (70.00% of the initial level in the examples) or a principal amount reduced pro rata with the underlying return if the final level is below that threshold; in extreme cases you could lose all principal. Minimum investment is 100 Notes at $10 per Note; estimated initial value range is $9.42 to $9.67 per Note, as of the trade date.
UBS AG is offering Trigger Callable Contingent Yield Securities linked to the worst performing of the Nikkei 225, the Russell 2000® and the S&P 500®. The securities pay a contingent quarterly coupon of $33.75 (equivalent to 13.50% per annum) only if each index stays at or above a coupon barrier equal to 65% of its initial index level on every trading day during an observation period. The expected term is approximately 24 months with an expected trade date of July 8, 2026, expected settlement on July 13, 2026 and expected maturity on or about July 13, 2028. UBS may call the securities at its discretion on coupon payment dates; if not called and any underlying index is below its trigger level at final determination, principal repayment will be reduced proportionately to the decline in the worst performing index.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the S&P 500® Index due July 6, 2029. Each Note has a $1,000 principal and may pay periodic contingent coupons only if both underlying indices meet coupon barriers on each observation date; otherwise no coupon is paid. UBS may call the Notes in whole on monthly observation dates beginning after six months. If not called, principal is repaid at maturity only if both indices finish at or above their downside thresholds (each set at 70.00% of the initial level); otherwise holders suffer a loss tied to the negative return of the least performing index, potentially losing their entire investment. Payments depend on UBS creditworthiness. The estimated initial value per Note is $983.70.
UBS AG is offering Trigger In-Digital Securities linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing July 12, 2027. Each Security has a $1,000 principal amount and pays a capped digital return of 9.58% at maturity if the least performing underlying asset’s final level is equal to or above its digital barrier (65% of its initial level). If the least performing underlying asset’s final level is below its downside threshold, the payment at maturity will equal $1,000 times (1 + that asset’s underlying return), which can result in a partial or total loss of principal. Trade date is June 30, 2026, settlement July 6, 2026, final valuation date July 7, 2027, and maturity July 12, 2027. Payments are unsecured obligations of UBS and remain subject to UBS credit risk and to adjustments for market disruption events.
UBS AG is offering $465,000 principal of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the S&P 500® Index, due June 6, 2028. The Notes pay a contingent coupon of 11.55% per annum only if each underlying asset meets its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the Notes monthly (beginning after ~3 months) and, if not called, principal repayment at maturity depends on whether the final level of the least performing underlying asset is at or above its downside threshold (70% of initial level). The estimated initial value per Note on the trade date was $989.40; issue price is $1,000 per Note. Payments and principal are subject to UBS credit risk and the Notes will not be listed on an exchange.