Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Callable Contingent Yield Securities due on or about July 13, 2028 linked to the worst performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices.
Each security has a stated principal amount of $1,000 and a contingent coupon of $23.125 (equivalent to 9.25% per annum) payable for a quarterly observation period only if each underlying index remains at or above a coupon barrier equal to 65% of its initial index level on every trading day during that observation period. UBS may call the securities at its discretion on specified coupon payment dates. If not called, repayment at maturity depends on the final levels of the indices: if any underlying index is below its trigger level (also 65% of initial), principal will be reduced proportionately to the worst performing index. The securities are unsecured obligations of UBS and involve credit risk, limited upside (no participation in index appreciation) and potential loss of a substantial portion or all of invested principal.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of SPY and KRE. This preliminary pricing supplement describes notes that pay a contingent coupon (10.00% per annum in the terms shown) on specified observation dates only if each ETF meets its coupon barrier and that are autocallable quarterly beginning after about six months.
If the notes are autocalled, investors receive principal plus any contingent coupon due on the call settlement date. If not autocalled, principal is repaid at maturity only if each ETF is at or above its downside threshold; otherwise holders absorb the percentage loss of the least performing ETF (in extreme cases, a total loss). Payments remain subject to UBS credit risk, liquidity may be limited, and the issue price exceeds the notes’ estimated initial value.
UBS AG is offering $537,000 of Trigger Callable Contingent Yield Notes due January 6, 2028. The Notes pay a 12.75% per annum contingent coupon on each observation date only if the closing level of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500 are each at or above their coupon barriers. If not called by UBS and the final level of any underlying index is below its 70.00% downside threshold, principal repayment at maturity will be reduced proportionally to the negative return of the least performing underlying asset, and you could lose a significant portion or all of your investment. The Notes are unsecured obligations of UBS and any payments depend on UBS’ creditworthiness.
UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 12 months and a principal amount of $1,000 per Security. The product provides upside participation capped at a maximum gain of at least 12.00% and a 15.00% buffer against index declines at maturity. Key dates include an expected trade date of July 31, 2026, settlement on August 5, 2026, final valuation on August 2, 2027 and maturity on August 5, 2027. The estimated initial value range on the trade date is $960.90 to $990.90, and the issue price is $1,000.00 per Security with an underwriting discount of $5.00 per Security. Payments at maturity depend on the percentage change in the index relative to the initial level, are subject to the buffer and capped upside, and are credit-dependent on UBS.
UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a term of approximately 12 months and a $1,000 principal amount per Security. The preliminary terms specify a minimum Maximum Gain of 14.40%, a Buffer of 10.00%, and payment mechanics tied to the underlying return. The trade date is July 31, 2026, expected settlement August 5, 2026, final valuation date August 2, 2027 and maturity August 5, 2027. UBS states the estimated initial value range as $960.80 to $990.80 and notes the issue price is $1,000. The Securities do not pay interest, repay principal only at maturity subject to the buffer and UBS creditworthiness, and cap upside at the Maximum Gain.
UBS AG is offering $10,374,000 in Trigger Autocallable Yield Notes linked to the least performing of Alphabet Inc. Class A common stock (GOOGL) and Taiwan Semiconductor ADRs (TSM). The Notes pay a fixed coupon of 14.50% per annum (paid quarterly) and have a principal amount of $1,000 per Note. Observation dates are quarterly with a final valuation date of June 30, 2028 and maturity on July 6, 2028. The Notes are subject to automatic early call if, on any observation date prior to the final valuation date, the closing level of each underlying asset is equal to or greater than its call threshold (each call threshold equals 100.00% of the initial level). If not called and the final level of any underlying asset is below its downside threshold (55.00% of initial level), principal repayment at maturity will be reduced proportionally to the decline of the least performing underlying asset, possibly resulting in a substantial loss or total loss of principal. The estimated initial value as of the trade date is $981.30; issue price is $1,000 per Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due on or about July 5, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds a call threshold. The issue price is $1,000.00 per Note, UBS Securities LLC receives an underwriting discount of $20.00 per Note and UBS expects to receive proceeds of $980.00 per Note. UBS estimates the Notes’ initial value between $938.30 and $968.30 as of the trade date. The Notes expose holders to full downside market risk (payment at maturity may be less than principal) and to UBS credit risk. Trade date is July 15, 2026, settlement date is July 20, 2026, final valuation date is June 29, 2029 and maturity is July 5, 2029.
UBS AG offers $3,155,000 of Trigger Callable Contingent Yield Notes due July 6, 2029. The Notes pay a contingent coupon of 13.10% per annum only if each underlying (Nasdaq-100 Technology Sector, Russell 2000, S&P 500) meets its coupon barrier on observation dates. UBS may call the Notes monthly beginning about three months after issuance; if not called, repayment of principal at maturity depends on the final level of the least performing underlying relative to its 60.00% downside threshold, exposing holders to partial or total loss of principal. The issue price is $1,000 per Note, the estimated initial value is $987.50 per Note, and proceeds to UBS equal $992.50 per Note after underwriting discount. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the S&P 500® Index, maturing on March 6, 2028. The offering totals $566,000 at an issue price of $1,000 per Note and the Notes pay a contingent coupon of 12.85% per annum only on observation dates when each underlying asset is at or above its coupon barrier. UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, principal repayment at maturity is contingent: holders receive $1,000 per Note only if each final level is at or above its downside threshold (each set at 70.00% of the initial level); otherwise payment equals $1,000 times (1 + the negative return of the least performing underlying asset), and investors may lose a significant portion or all of their investment. The estimated initial value as of the trade date is $992.50. The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of GM, Booking Holdings and Amazon. The notes pay a contingent coupon of 17.35% per annum when each underlying meets its coupon barrier on an observation date, are callable monthly after six months, have a final valuation date of July 16, 2029 and mature on July 19, 2029. The issue price is $1,000 per Note; UBS estimates the initial value between $953.40 and $983.40. If not called and any underlying finishes below its downside threshold (generally 50% of initial level), principal repayment may be reduced pro rata to the least performing underlying asset, potentially to zero. Payments depend on UBS' creditworthiness.