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UBS AG (AMUB) SEC Filings, Oct 14, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG filed a 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due on or about October 18, 2029. The notes pay a 9.85% per annum contingent coupon only if, on each monthly observation date, each index closes at or above its coupon barrier set at 70% of its initial level. UBS may call the notes, in whole, on any observation date beginning after 3 months.

If not called, principal is repaid at maturity only if the final level of each index is at or above its 60% downside threshold. Otherwise, repayment is reduced one-for-one with the decline of the least performing index, and investors could lose all principal. Payments depend on UBS’s credit. The estimated initial value is expected between $951.90 and $981.90 per $1,000 note; underwriting compensation is up to $9.50 per note with issuer proceeds of at least $990.50 per note. The notes will not be listed.

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UBS AG plans a primary offering of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. common stock, maturing on or about October 19, 2028.

The Notes pay a contingent coupon only if META’s closing level on a quarterly observation date is at or above the coupon barrier. The contingent coupon rate will be set on the trade date and is indicated at at least 12.80% per annum. The Notes auto-call if META closes at or above the call threshold level (100.00% of the initial level) on any observation date before the final valuation date; in that case, holders receive principal plus the applicable coupon and the Notes terminate.

If not called, and the final level is at or above the downside threshold (70.00% of the initial level), principal is repaid at maturity; otherwise, repayment is reduced one-for-one with META’s decline, and investors could lose all principal. The issue price is $1,000 per Note; UBS Securities LLC receives an underwriting discount of $20.00 per Note. The estimated initial value is expected between $943.00 and $973.00. These unsecured obligations of UBS will not be listed; payments depend on UBS’s credit. Key dates include an expected trade date of October 14, 2025 and quarterly observations through final valuation on October 16, 2028.

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Rhea-AI Summary

UBS AG is offering $1,009,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Nasdaq‑100 Technology Sector Index (NDXT), maturing on October 13, 2028.

The notes pay a 9.55% per annum contingent coupon for any monthly observation date when both underlyings are at or above their coupon barriers, set at 70% of initial levels (KRE $42.13; NDXT 8,596.38). They are automatically callable after six months if both are at or above 100% of initial (KRE $60.19; NDXT 12,280.54). If not called and any final level is below its downside threshold (70% of initial), repayment is reduced one‑for‑one with the least performer.

Issue price is $1,000 per note; underwriting discount $25; proceeds to UBS $975 per note (total $983,775). The estimated initial value is $957.80 per note. The notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., with expected maturity on October 16, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes are automatically called if the stock closes at or above the initial level on any observation date before the final valuation date.

If not called and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, and total loss is possible. All payments depend on the creditworthiness of UBS.

Key dates include trade date October 14, 2025, settlement October 16, 2025, and final valuation October 12, 2028. The notes are offered at $10 per Note, with a minimum of 100 Notes. The estimated initial value is expected between $9.44 and $9.69 per Note. The notes will not be listed.

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UBS AG plans to issue Step Down Trigger Autocallable Notes linked to the least performing of Arm Holdings ADRs (ARM) and Broadcom Inc. (AVGO), maturing on or about October 25, 2028. The Notes may be automatically called on quarterly observation dates (beginning after 6 months) if each underlying is at or above its call threshold; on interim dates that threshold equals 100% of the initial level and on the final valuation date it equals the downside threshold.

The Notes offer a call return rate of 17.70% per annum, with a call price schedule rising up to 53.100% at maturity if called then. If not called and any underlying finishes below its 50% downside threshold, holders receive the share delivery amount of the least performing underlying (fractional shares paid in cash), which can result in a significant loss of principal. Payments are subject to UBS credit risk.

The issue price is $1,000 per Note. Estimated initial value is expected between $877.90 and $907.90. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS AG of at least $970.50 per Note. The Notes will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about October 18, 2027. The Notes pay contingent coupons only if the underlying’s closing level on an observation date is at or above a coupon barrier, and they may be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and you could lose all of your investment. All payments are subject to the creditworthiness of UBS.

The Notes will not be listed. The expected trade date is October 14, 2025; final valuation is October 14, 2027. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected to be between $9.54 and $9.79 per Note. Initial delivery is T+2; secondary trades generally settle T+1 unless otherwise arranged.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on October 14, 2025.