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UBS (AMUB) SEC Filings, Oct 14, 2025

AMUB NYSE
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UBS AG is offering $1,150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., due October 15, 2026. These unsubordinated, unsecured notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on the relevant observation date; otherwise no coupon is paid. The notes will be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon.

If not called, and the final level is at or above the downside threshold, holders receive principal at maturity; if the final level is below the downside threshold, repayment is reduced in line with the underlying’s decline, and all principal could be lost. All payments are subject to UBS’s credit. The notes are expected to trade date on October 13, 2025, settle on October 15, 2025, with a final valuation date of October 13, 2026. They will not be listed. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.82 per $10 Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000, and S&P 500, maturing on or about October 19, 2028. The Notes pay an 8.35% per annum contingent coupon only if each index closes at or above its coupon barrier on the monthly observation date.

UBS may call the Notes, in whole, on any monthly observation date beginning after 3 months, returning principal plus any due coupon. If not called and any index finishes below its downside threshold at maturity, repayment is reduced one-for-one with the index’s decline, and investors could lose all principal. Issue price is $1,000 per Note, with an underwriting discount of $6.50 per Note and proceeds to UBS of $993.50 per Note. The estimated initial value is expected between $957.30 and $987.30. The Notes are unsecured obligations of UBS, will not be listed, and all payments are subject to UBS’s credit.

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UBS AG is offering $4,239,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on October 16, 2028.

The Notes pay a contingent coupon on scheduled dates only if the underlying closes at or above a stated coupon barrier on the related observation date. They are subject to automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus any due contingent coupon and no further payments.

If not called, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline and could be zero. All payments are subject to UBS credit risk. Key dates include trade on October 14, 2025, settlement on October 16, 2025, and final valuation on October 12, 2028. The Notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.70 per Note. The Notes will not be listed.

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UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on October 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on scheduled observation dates. The notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date.

If not called early, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced one-for-one with the underlying’s decline, and you could lose your entire investment. All payments depend on UBS’s credit; a default could result in no recovery.

Key dates include trade date October 13, 2025, settlement October 15, 2025, final valuation October 13, 2027, and maturity October 15, 2027. The notes are offered at $10 per Note with a $1,000 minimum and will not be listed. The estimated initial value is $9.80 per $10 Note, reflecting UBS internal pricing and funding assumptions.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index. The notes pay a 9.25% per annum contingent coupon on monthly observation dates only if each index closes at or above its coupon barrier of 70% of its initial level.

UBS may call the notes in whole on any observation date beginning after 6 months, paying the $1,000 principal per note plus any due coupon. If not called, and on the final valuation date (July 15, 2030) each index is at or above its downside threshold of 60% of its initial level, investors receive principal at maturity (July 18, 2030); otherwise, repayment is reduced by the negative return of the least performing index, up to total loss. Issue price is $1,000 per note; estimated initial value is $950.40–$980.40. Underwriting discount is up to $10.00 per note, with proceeds to UBS of at least $990.00 per note. Payments depend on UBS’s credit. The notes will not be listed.

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UBS AG London Branch is offering $6,968,000 of Contingent Income Auto‑Callable Securities due October 13, 2028, linked to Microsoft’s common stock. The notes pay a $22.75 contingent coupon per security on each determination date if MSFT’s closing price is at or above the downside threshold of $408.77 (80% of the $510.96 initial price). If MSFT closes at or above $510.96 (the call threshold) on any non‑final determination date, the notes are redeemed early at $1,000 plus the contingent payment.

If not called and MSFT is below $408.77 on the final determination date, holders receive the cash value (exchange ratio × final price), which can be far below principal and may be zero. Investors do not participate in any upside of MSFT and may receive few or no coupons.

The notes are unsecured, unsubordinated obligations of UBS and subject to its credit risk. Issue price is $1,000 per security; the estimated initial value is $969.60. Selling concessions and structuring fees total 2.25%, with 97.75% of proceeds to the issuer. The securities will not be listed.

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UBS AG London Branch is offering $6,113,000 of Contingent Income Auto-Callable Securities due October 13, 2028, linked to The Home Depot common stock. The notes pay a $25.50 contingent coupon per $1,000 on each determination date only if the stock closes at or above the 80.00% downside threshold of the initial price. They auto-call for par plus the coupon if the stock is at or above the 100.00% call threshold on any non-final determination date.

The initial price is $375.75 (call threshold $375.75; downside threshold $300.60). If not called and the final price is below the downside threshold, investors receive a cash value tied to the final price and can lose most or all principal. Payments are subject to UBS credit risk. The notes are not listed. The estimated initial value is $970.10 per $1,000. Fees total 2.25%, with 97.75% of proceeds to the issuer ($5,975,457.50).

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UBS AG filed a 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due on or about October 18, 2029. The notes pay a 9.85% per annum contingent coupon only if, on each monthly observation date, each index closes at or above its coupon barrier set at 70% of its initial level. UBS may call the notes, in whole, on any observation date beginning after 3 months.

If not called, principal is repaid at maturity only if the final level of each index is at or above its 60% downside threshold. Otherwise, repayment is reduced one-for-one with the decline of the least performing index, and investors could lose all principal. Payments depend on UBS’s credit. The estimated initial value is expected between $951.90 and $981.90 per $1,000 note; underwriting compensation is up to $9.50 per note with issuer proceeds of at least $990.50 per note. The notes will not be listed.

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UBS AG plans a primary offering of Trigger Autocallable Contingent Yield Notes linked to Meta Platforms, Inc. common stock, maturing on or about October 19, 2028.

The Notes pay a contingent coupon only if META’s closing level on a quarterly observation date is at or above the coupon barrier. The contingent coupon rate will be set on the trade date and is indicated at at least 12.80% per annum. The Notes auto-call if META closes at or above the call threshold level (100.00% of the initial level) on any observation date before the final valuation date; in that case, holders receive principal plus the applicable coupon and the Notes terminate.

If not called, and the final level is at or above the downside threshold (70.00% of the initial level), principal is repaid at maturity; otherwise, repayment is reduced one-for-one with META’s decline, and investors could lose all principal. The issue price is $1,000 per Note; UBS Securities LLC receives an underwriting discount of $20.00 per Note. The estimated initial value is expected between $943.00 and $973.00. These unsecured obligations of UBS will not be listed; payments depend on UBS’s credit. Key dates include an expected trade date of October 14, 2025 and quarterly observations through final valuation on October 16, 2028.

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UBS AG is offering $1,009,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Nasdaq‑100 Technology Sector Index (NDXT), maturing on October 13, 2028.

The notes pay a 9.55% per annum contingent coupon for any monthly observation date when both underlyings are at or above their coupon barriers, set at 70% of initial levels (KRE $42.13; NDXT 8,596.38). They are automatically callable after six months if both are at or above 100% of initial (KRE $60.19; NDXT 12,280.54). If not called and any final level is below its downside threshold (70% of initial), repayment is reduced one‑for‑one with the least performer.

Issue price is $1,000 per note; underwriting discount $25; proceeds to UBS $975 per note (total $983,775). The estimated initial value is $957.80 per note. The notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on October 14, 2025.