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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

The issuer UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The notes pay a contingent coupon of 8.25% per annum only if each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes monthly beginning after three months; if not called, principal is repaid at maturity only if both final levels are at or above their downside thresholds (55% of initial levels). The issue price is $1,000 per note (aggregate $1,000,000) and the estimated initial value is $989.50. The notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness; holders may lose a significant portion or all of their investment if the least performing underlying asset finishes below its downside threshold.

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UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock maturing on or about July 5, 2029. The notes pay a contingent coupon only when the underlying meets a coupon barrier on quarterly observation dates and may be automatically called if the underlying reaches a call threshold. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may reflect the full percentage decline in the underlying (potentially a total loss). The preliminary terms set an issue price of $1,000 per Note, an underwriting discount of $20 per Note and proceeds to UBS of $980 per Note. Trade and settlement are expected on July 15, 2026 and July 20, 2026, respectively. The estimated initial value range is $942.20 to $972.20 per Note. Investors bear UBS credit risk, limited upside (contingent coupons only), downside market exposure to the underlying equity and potential limited secondary-market liquidity.

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UBS AG is offering Trigger Callable Contingent Yield Notes due on or about July 12, 2029. The Notes pay a contingent coupon of 10.90% per annum only if each underlying index meets its coupon barrier on observation dates; UBS may call the Notes monthly beginning after three months. At maturity, principal repayment depends on the least performing index relative to its 60.00% downside threshold, and investors can lose a significant portion or all of their investment. The estimated initial value range is $957.90 to $987.90 per $1,000 Note; issue price is $1,000 with underwriting discount $7.50 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a 13.05% per annum contingent coupon only if each underlying meets its coupon barrier on observation dates and are callable monthly by UBS beginning ~6 months after issuance. If UBS does not call the Notes and the final level of any underlying is below its 70.00% downside threshold, principal repayment at maturity will be reduced proportionally to the loss of the least performing underlying; in extreme cases you could lose your entire investment. Issue price is $1,000 per Note and estimated initial value is $959.40–$989.40. All payments depend on UBS creditworthiness.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® with a stated maturity on or about July 15, 2031. The Notes pay a 9.90% per annum contingent coupon only when each underlying closes at or above its coupon barrier on an observation date; otherwise no coupon is paid.

The Notes are issuer-callable monthly beginning after 12 months. If UBS calls early, holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity depends on the final levels of the underlying assets relative to 60.00% downside thresholds and 70.00% coupon barriers; a final shortfall versus a downside threshold would reduce principal pro rata, potentially to zero. The estimated initial value range is $951.90 to $981.90, and the issue price per Note is $1,000.00.

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UBS AG offers $434,000 of Buffer Autocallable Contingent Yield Notes linked to the S&P 500® Index due October 6, 2027. The Notes pay a 6.85% per annum contingent coupon on observation dates only if the S&P 500 closing level meets or exceeds the coupon barrier. The Notes are autocallable monthly after ~12 months at a call threshold equal to 100% of the initial level; if not called, principal repayment at maturity is contingent on the final level relative to an 85% downside threshold (15% buffer), exposing holders to losses in excess of the buffer. Payments depend on UBS creditworthiness. The issue price paid by investors was $1,000 per Note and the estimated initial value per Note was $992.60 as of the trade date.

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UBS is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Arista Networks, Inc. The Notes have a $1,000 principal amount per Note, trade date July 6, 2026, settlement July 9, 2026 and expected maturity July 9, 2027. The Notes pay a contingent coupon at a 20.90% per annum rate when the underlying's closing level on an observation date is at or above the coupon barrier. The Notes are automatically callable on observation dates (beginning ~3 months after the trade date) if the underlying equals or exceeds a call threshold of 100.00% of the initial level. At maturity, if the final level is below the downside threshold of 60.00% of the initial level, principal repayment is contingent and may result in significant loss, including total loss. The estimated initial value range is $939.50 to $969.50 per Note; issue price is $1,000.00 with an underwriting discount of $17.50 per Note.

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UBS AG London Branch is offering Buffered Contingent Income Auto-Callable Securities due on or about July 8, 2030 linked to the common stock of Micron Technology, Inc.

The securities have a $1,000 stated principal amount, a contingent payment of $65.00 (equivalent to 26.00% per annum) on specified contingent payment dates if the underlying closes at or above a downside threshold of 50.00% of the initial price. If the securities are not called and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio multiplied by the final price and may lose some or all principal. The issue price will exceed UBS’ internal estimated initial value (estimated range shown here). Payments are subject to UBS AG credit risk.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a contingent coupon of $9.3333 per $1,000 Note annually (stated as 11.20% per annum) only when each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes monthly starting after approximately three months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called and the final level of every underlying asset is at or above its downside threshold (60.00% of initial level), principal is repaid at maturity. If any underlying asset’s final level is below its downside threshold, principal repayment is reduced pro rata to the percentage decline of the least performing underlying asset and could result in a total loss. The preliminary estimated initial value range per Note is $959.70 to $989.70; issue price is $1,000.00 with proceeds to UBS of $993.00 per Note after an underwriting discount of $7.00.

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UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with a $3,427,000 issue size and a $1,000 principal per Security. The notes mature on July 7, 2027 and provide upside participation capped at a 15.70% maximum gain and a 10.00% buffered downside (downside threshold = 90.00% of the initial level).

At maturity holders receive the principal plus the lesser of the underlying return and the maximum gain if the underlying return is positive; if the final level is below the downside threshold, holders incur losses exceeding the buffer and could lose almost all principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 2, 2026.