Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock that mature on June 8, 2028. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment declines proportionally to the underlying return, potentially causing a partial or total loss of principal. Payments depend on UBS’s creditworthiness. The notes have a $10 principal per note, minimum purchase of 100 notes, an estimated initial value of $9.79, and settlement expected on June 8, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes have a trade date of June 4, 2026, expected settlement on June 8, 2026, a final valuation date of June 6, 2029, and maturity on June 8, 2029. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes (a $1,000 investment).
The Notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning ~6 months). If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportional to the underlying return; extreme loss of the entire principal is possible. The preliminary estimated initial value per Note is between $9.29 and $9.54, and an illustrative contingent coupon rate shown is 22.31% per annum.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with trade date June 4, 2026, expected settlement June 8, 2026 and maturity on or about June 8, 2028. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and include an automatic call if the stock is at or above the initial level on any interim observation date. If not called and the final level is below a disclosed downside threshold, principal repayment at maturity is contingent and may result in partial or total loss of principal equal to the percentage decline in the underlying stock. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Final terms, including exact coupon rate, barriers and estimated initial value, will be set on the trade date and disclosed in the final pricing supplement.
UBS AG proposes a structured note offering: Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes have a trade date of June 4, 2026, expected settlement on June 8, 2026, a final valuation date of June 4, 2027, and expected maturity on June 8, 2027. Each Note has a principal amount of $10. The offering pays a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and includes an automatic call if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment will be reduced proportionally to the underlying return, potentially resulting in a total loss. The preliminary pricing indicates an example contingent coupon rate of 18.65% per annum, an example contingent coupon of $0.4663 per $10 Note, an estimated initial value range of $9.36 to $9.61, and a downside threshold and coupon barrier at 70% of the initial level. Any payments, including principal repayment, depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. The notes pay periodic contingent coupons only if the underlying stock closes at or above a stated coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you will suffer a loss equal to the underlying return and could lose all of your initial investment. The notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. Trade date is June 4, 2026; settlement June 8, 2026; final valuation date June 6, 2028; maturity June 8, 2028. The notes are offered in minimum increments of 100 notes at $10 per note and had an estimated initial value of $9.72 as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. common stock with expected trade date June 4, 2026 and maturity on June 8, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. The Notes have a minimum investment of 100 Notes ($1,000) and an estimated initial value range of $9.37 to $9.62 per $10 Note on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Amazon.com, Inc. common stock due on or about June 29, 2029. The Notes pay a periodic contingent coupon (10.50% per annum as shown on the cover) only if the underlying closing level meets or exceeds a coupon barrier on observation dates, include an automatic call if the underlying meets a call threshold on an observation date, and expose holders to contingent repayment of principal at maturity if the final level is below a downside threshold. The Notes are unsecured obligations of UBS and all payments, including any repayment of principal, are subject to UBS credit risk. The final terms (including the initial level and confirmed thresholds) and the estimated initial value will be set on the trade date.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, an expected term of approximately 18 months and monthly observation dates (callable by UBS after three months). A contingent coupon of 10.15% per annum is payable on a coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. If UBS calls the Notes early, holders receive principal plus any contingent coupon otherwise due on the call settlement date. If UBS does not call the Notes and any underlying asset finishes below its downside threshold (specified as 65.00% of its initial level on the cover), the maturity payment will be reduced by the negative return of the least performing underlying asset, potentially resulting in a substantial or complete loss of principal. The estimated initial value range on the trade date is $965.60–$995.60. All payments are subject to UBS credit risk.
UBS AG is offering unsubordinated, unsecured Tracker Notes linked to an unequally weighted basket of 27 equity securities due on or about June 10, 2027. Each Note has a $10.00 principal amount, an issue price of $10.15 (including an upfront fee of 1.50% or $0.15), and a minimum investment of 100 Notes ($1,000). The payment at maturity equals $10 × (1 + Underlying Return) and may be less than the issue price because the upfront fee is not included in the maturity calculation; in extreme cases you could lose your entire investment. The Notes pay no interest, are not listed, and repayment is subject to UBS credit risk. Trade, settlement, final valuation and maturity dates are set on the cover with an expected trade date of June 5, 2026, settlement June 9, 2026, final valuation June 7, 2027, and maturity June 10, 2027.
UBS AG is offering Tracker Notes linked to an unequally weighted basket of 30 U.S. and non-U.S. equity securities, maturing on June 10, 2027. Each Note has a $10.00 principal amount, an issue price of $10.15 (including an upfront fee of 1.50%, or $0.15) and a minimum investment of 100 Notes ($1,000).
Payment at maturity, if any, equals $10 × (1 + underlying return), where the underlying return is the net percentage change in the basket from initial level (set to 100.00 on the trade date) to the final underlying level. The upfront fee reduces return potential; holders can lose some or all of their initial investment if the underlying return is insufficient or negative. All payments are subject to UBS’s creditworthiness. Trade date, settlement date, final valuation date and expected maturity are listed in the Preliminary Terms.