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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering $2,420,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Oracle Corporation common stock due January 4, 2028. The Notes pay contingent quarterly coupons at a 16.81% per annum rate if observation-date levels meet a $73.28 coupon barrier and may be auto-called if Oracle closes at or above the $146.55 call threshold. If not called and the final level is below the $73.28 downside threshold, holders receive a share delivery amount of 6.8236 shares per $1,000 Note (or cash for fractional shares), which could be worth substantially less than principal. The estimated initial value per Note on the trade date was $963.60, while the issue price is $1,000, and payments depend on UBS creditworthiness.

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UBS AG is offering $1,141,000 of Trigger Autocallable Contingent Yield Notes linked to DoorDash common stock due July 6, 2029. The Notes pay a 18.80% per annum contingent coupon when each observation-date closing level meets or exceeds the coupon barrier. The Notes have an initial level of $184.53, a call threshold equal to $184.53 (100.00% of the initial level) and a downside threshold equal to $92.27 (50.00% of the initial level). Trade date is June 30, 2026 with settlement on July 6, 2026. Principal is $1,000 per Note; the estimated initial value per Note is $971.90 and the issue price is $1,000 per Note. If not called, repayment at maturity depends on the final level relative to the downside threshold and is subject to UBS credit risk; in certain scenarios investors could lose a significant portion or all of principal.

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UBS AG is offering $743,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. (ticker UBER) maturing on July 6, 2028. Each Note has a $1,000 principal amount and an 11.50% per annum contingent coupon payable only if observation-date closing levels meet the coupon barrier.

The Notes are automatically called if Uber’s closing level on any quarterly observation date is at or above the call threshold ($72.16, 100% of the initial level). If not called and the final level is below the downside threshold ($39.69, 55% of initial), repayment at maturity is in shares (13.8581 shares per Note) or cash in lieu of fractional shares, which can result in a significant loss of principal. Payments are unsecured obligations of UBS and depend on UBS’ creditworthiness. The estimated initial value per Note is $977.40, below the issue price of $1,000.

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The issuer UBS AG is offering UBS AG Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Airlines Holdings, Inc. The total issue size is $1,166,000 at an issue price of $1,000 per Note. Each Note has a contingent coupon rate of 15.56% per annum (contingent coupon of $38.90 per quarter if coupon conditions are met), an Initial Level of $135.99, a Call Threshold equal to $135.99 (100.00% of Initial Level), and a Downside Threshold / Coupon Barrier equal to $81.59 (60.00% of Initial Level). If the Notes are not automatically called and the final level is below the downside threshold at maturity, UBS will deliver a share delivery amount of 7.3535 shares per Note (or cash in lieu for any fractional share), which could be worth substantially less than the principal. The estimated initial value per Note on the trade date is $965.70. The Notes are unsecured obligations of UBS and payments (including contingent coupons and any principal repayment) are subject to UBS’s credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®. Each Note has a $1,000 principal amount and an expected term of approximately three years (trade date observed July 6, 2026, settlement July 9, 2026, final valuation July 6, 2029, maturity July 11, 2029). Holders may receive periodic contingent coupons (the contingent coupon rate shown on the cover is 10.65% per annum, contingent coupon examples show $8.875 per Note), but coupon payments occur only if each underlying index is at or above its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after 12 months; if called, holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if each underlying index is at or above its downside threshold (cover shows coupon barriers at 70.00% and downside thresholds at 65.00% of initial levels). If any index is below its downside threshold at final valuation, maturity payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a large loss or complete loss of principal. The estimated initial value range is $957.00–$987.00 versus issue price of $1,000.00, and an underwriting discount of $7.50 per Note (proceeds to UBS per Note shown as $992.50).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of AMUB with final maturity on July 6, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, which could result in a total loss of principal. Payments, including principal, depend on UBS's creditworthiness. The Notes have an estimated initial value of $9.75 per $10 Note and a minimum investment of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due July 6, 2027. The Notes pay periodic contingent coupons only if observation-date closing levels meet or exceed a coupon barrier and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return, potentially losing all principal. Payments depend on UBS's creditworthiness.

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UBS AG offers $750,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc., maturing on July 6, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are subject to an automatic call on any quarterly observation date (beginning after approximately six months) if the closing level is at or above the initial level, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold you may suffer a loss equal to the percentage decline in the underlying and could lose all of your investment. Trade date is July 1, 2026 with settlement July 6, 2026; final valuation date is July 3, 2028.

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The document is a pricing supplement for UBS AG Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation due July 6, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are subject to quarterly automatic early call if the stock closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment declines proportionally to the underlying return and could result in total loss. Trade and settlement dates are July 1, 2026 and July 6, 2026. Minimum investment is 100 Notes ($1,000); estimated initial value is $9.77 per Note. All payments depend on the creditworthiness of UBS.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to SoFi Technologies common stock due July 6, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the stock meets or exceeds the initial level on any observation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if below, you receive $10 × (1 + underlying return), exposing you to a percentage loss equal to the stock's decline (including possible loss of the full principal). All payments are subject to UBS's creditworthiness. Trade date is July 1, 2026 with expected settlement July 6, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 1, 2026.