Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering unsubordinated, unsecured Tracker Notes linked to an unequally weighted basket of 45 U.S. and non-U.S. equities with a term of approximately 12 months. Each Note has a $10.00 principal and is offered at an issue price of $10.15, which includes an upfront fee of 1.50% ($0.15).
The cash payment at maturity per Note equals $10 × (1 + Underlying Return), so positive underlying returns must exceed the upfront fee for a net gain. The Notes pay no interest, are unsecured obligations of UBS and are subject to UBS credit risk; in extreme cases investors could lose their entire investment. Key dates include an expected trade date of June 5, 2026, settlement on June 9, 2026, a final valuation date of June 7, 2027 and maturity on June 10, 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Arista Networks, Inc. common stock. Each Note has a principal amount of $1,000, an expected term of approximately 18 months and quarterly observation dates. Holders may receive contingent coupons only if the underlying stock meets the coupon barrier on observation dates; the Notes may be automatically called if the stock meets the call threshold on an observation date. At maturity, if the final level is below the downside threshold, holders receive a share delivery amount (shares) whose value may be significantly less than principal. Payments depend on UBS creditworthiness.
UBS AG is offering Contingent Income Auto-Callable Securities due on or about June 15, 2029, linked to the Class A common stock of Alphabet Inc. The securities pay a contingent payment of $25.625 (equivalent to 10.25% per annum) on a determination date if the closing price is at or above the downside threshold level of 60.00% of the initial price and will be automatically redeemed early if the closing price meets or exceeds the call threshold level of 100.00% of the initial price on a determination date. If not redeemed early and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio times the final price and may lose a significant portion or all of their investment. The stated principal amount per security is $1,000.00. The pricing date is expected to be June 12, 2026 and the original issue date is expected to be June 17, 2026. Payments on the securities are unsecured obligations of UBS AG and are subject to UBS credit risk.
UBS AG is offering $2,812,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a $1,000 principal amount per Note and a contingent coupon of 11.80% per annum payable only if each underlying closes at or above its coupon barrier on an observation date.
The issuer may call the Notes in whole (monthly, beginning after ~3 months). At maturity the principal is repaid only if the final level of every underlying is at or above its 60.00% downside threshold; otherwise repayment is reduced in proportion to the decline of the least performing underlying (possible loss of all principal). The estimated initial value per Note was $987.70. Payments are subject to UBS credit risk and the Notes will not be exchange‑listed.
UBS AG is offering preliminary pricing for Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, due on or about May 12, 2028. The notes pay a contingent coupon only when each underlying asset meets its coupon barrier on an observation date and are callable monthly by UBS beginning after six months. At maturity, if any underlying asset’s final level is below its downside threshold (65% of initial level), principal repayment will be reduced pro rata to the decline of the least performing underlying asset; in extreme cases, investors can lose their entire principal. The preliminary estimated initial value range is $955.10–$985.10 and the example contingent coupon shown is 11.15% per annum. Underwriting compensation may be up to $7.25 per Note, and proceeds to UBS are shown as at least $992.75 per Note. The notes are unsecured obligations subject to UBS credit risk; they will not be listed on an exchange and secondary market liquidity may be limited.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, with monthly observation dates, an issuer call beginning after three months and an expected maturity on or about May 11, 2028. The notes pay a contingent coupon only when each underlying's closing level meets its coupon barrier; principal repayment at maturity is conditional on the final level of each underlying being at or above its downside threshold (70% of initial level). The preliminary contingent coupon rate shown is 12.85% per annum and the issue price is $1,000.00 per note. The estimated initial value range is $957.50 to $987.50. The notes are unsecured obligations of UBS, not FDIC insured, and subject to UBS credit and FINMA restructuring risks.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Nasdaq-100® and Russell 2000® indices, due on or about June 9, 2028. The notes pay a 13.00% per annum contingent coupon (payable only if each underlying meets its coupon barrier on an observation date) and are issuer-callable monthly beginning after three months. If not called, principal is repaid at maturity only if each final level is at or above its downside threshold (each set at 70.00% of its initial level); otherwise repayment at maturity will be reduced proportionally to the decline of the least performing underlying asset and could result in total loss. Issue price is $1,000.00 per note with an estimated initial value between $965.00 and $995.00. All payments are subject to UBS credit risk and the notes will not be listed on an exchange.
UBS AG offers $1,880,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon of 11.40% per annum only if each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes monthly beginning after three months; if not called, principal is repaid at maturity only if each underlying asset is at or above its 65.00% downside threshold. If any underlying asset finishes below its downside threshold, holders suffer a principal decline equal to the percentage decline of the least performing underlying asset, possibly losing the entire investment. The estimated initial value per Note on the trade date was $988.00 and the issue price is $1,000.00 per Note. All payments depend on UBS creditworthiness and the Notes will not be listed on an exchange.
UBS AG offers $3,339,000 of Trigger Callable Contingent Yield Notes due May 8, 2028, linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 Index and shares of the State Street Technology Select Sector SPDR ETF. The Notes pay a contingent coupon of 13.85% per annum only when each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes monthly beginning after three months. If not called, principal is repaid at maturity only if each final level is at or above its downside thresholds (70% of initial levels); otherwise repayment is reduced pro rata by the percentage decline of the least performing underlying asset. The estimated initial value on the trade date was $983.80 per $1,000 Note. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.
UBS AG is offering Buffer Callable Contingent Yield Notes due June 8, 2029, linked to the least performing of the Russell 2000® Index and the S&P 500® Index. Each $1,000 Note pays a contingent quarterly coupon of $20.75 (an 8.30% per annum rate) only if both indices meet coupon barriers on each observation date. The Notes feature a 30.00% buffer and downside thresholds equal to 70.00% of the initial levels (Russell 2000 initial 2,931.963; S&P 500 initial 7,609.78). UBS may call the Notes on any observation date (other than the final valuation date); if not called, repayment at maturity can be less than principal when the least performing index falls below its downside threshold. Payments (including principal) are unsecured obligations of UBS and depend on UBS creditworthiness.