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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $1,000,000 in Trigger Autocallable Contingent Yield Notes linked to Meta Platforms common stock due July 6, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, principal will be reduced in direct proportion to the underlying return and could result in a total loss of principal. Payments, including any principal repayment, are subject to UBS's creditworthiness. Trade date is July 1, 2026, settlement July 6, 2026, final valuation date July 3, 2029, maturity July 6, 2029. The estimated initial value was $9.75 and the Notes are sold in $10 increments.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc. with expected trade and settlement on July 1, 2026 and July 6, 2026, and a final valuation and maturity in early July 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; they are automatically called if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced in line with the underlying return and could result in loss of the entire investment. Example terms show a contingent coupon rate of 13.66% per annum, a $10 principal amount per note, an illustrative downside threshold of $60.00 (60.00% of the initial level), and an estimated initial value range of $9.43–$9.68 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due January 6, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier; they autocall early if the underlying is at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and could result in a total loss of principal. Trade date is July 1, 2026 with settlement expected July 6, 2026. Minimum investment is 100 Notes at $10 per Note and the estimated initial value per Note is $9.85. Any payments, including principal repayment, are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the named underlying asset, with a trade date of July 1, 2026 and expected settlement on July 6, 2026. The notes mature on July 6, 2028 with a final valuation date of July 3, 2028. The offering requires a minimum investment of 100 Notes ($1,000) and the estimated initial value per Note is between $9.41 and $9.66.

The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and are subject to an automatic call if the underlying equals or exceeds the initial level on any pre-maturity observation date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise principal is reduced in proportion to the underlying return, potentially causing substantial or total loss. Example metrics in the supplement include a hypothetical contingent coupon rate of 26.58% per annum and a downside threshold of 60% of the initial level.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation due January 6, 2028. The Notes pay periodic contingent coupons only when the closing level of the underlying meets or exceeds a coupon barrier on observation dates and may be automatically called early if the closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal amount; if the final level is below the downside threshold you receive an amount that reflects the percentage decline in the underlying asset (and could result in the loss of your entire investment). The offering includes a contingent coupon rate of 8.12% per annum in the examples, a stated principal amount example of $10 per Note, an estimated initial value of $9.79 as of the trade date, Trade Date July 1, 2026 and Settlement Date July 6, 2026. All payments, including any principal repayment, are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock with final terms to be set on the trade date. The notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying reaches or exceeds the initial level on an observation date. If not called, repayment at maturity depends on the final level versus a downside threshold: the principal is repaid if the final level is at or above the threshold; if below, repayment is reduced in direct proportion to the underlying return, potentially causing substantial or total loss of principal. Payments are subject to UBS’s creditworthiness. Trade date and final terms will determine exact payoffs and risks.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The Notes have an expected trade date of July 1, 2026, settlement on July 6, 2026, a final valuation date of July 3, 2029 and maturity on July 6, 2029. Investors receive contingent coupons only when the underlying closing level equals or exceeds the coupon barrier on observation dates; the issuer will automatically call the Notes early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors may lose a significant portion or all of principal. The estimated initial value is $9.66 per $10 Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, with expected trade date July 1, 2026, settlement July 6, 2026 and maturity on July 6, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates; they are automatically called if the underlying closes at or above the initial level on any quarterly observation date after six months. Principal repayment at maturity is contingent: if the final level is below the disclosed downside threshold, investors suffer a loss proportional to the underlying return. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. with a trade date of July 1, 2026, expected settlement on July 6, 2026 and maturity on July 6, 2029. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying meets or exceeds the initial level on any observation date. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The preliminary pricing range places the estimated initial value between $9.37 and $9.62 per Note. If not called, repayment at maturity depends on the final level relative to the downside threshold (example downside threshold and coupon barrier shown as $65.00, or 65.00% of the initial level); if the final level is below that threshold, investors may suffer a loss equal to the underlying return, including a potential loss of all principal. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock due July 6, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called early if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment at maturity is reduced pro rata to the underlying return and investors may lose a substantial portion or all of their investment. Payments, including principal, are subject to UBS credit risk. The Notes are offered in $10 principal units with a minimum purchase of 100 Notes; the estimated initial value per Note is $9.67 as of the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 1, 2026.