Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes trade April 16, 2026 with expected settlement April 20, 2026 and maturity on April 20, 2029. Coupons paid only if observation-date levels meet a coupon barrier; automatic early redemption occurs if the underlying equals/exceeds the initial level on any observation date. Principal repayment at maturity is contingent: full principal if the final level is at/above the downside threshold, otherwise repayment is reduced proportionally to the underlying return; investors may lose all principal. Estimated initial value per Note is $9.35–$9.60; minimum investment 100 Notes at $10 each.
UBS AG proposes an offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., with a stated maturity on April 20, 2029, as described in a Preliminary Pricing Supplement dated April 16, 2026. The Notes pay periodic contingent coupons only if the closing level of the underlying meets or exceeds a stated coupon barrier on observation dates (quarterly, beginning after six months) and will be automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is equal to or above a disclosed downside threshold; if the final level is below that threshold, repayment can be less than principal and may result in substantial or total loss of investment. The document shows illustrative terms including a $10 principal unit, an example contingent coupon rate of 7.68% per annum, an estimated initial value of $9.35–$9.60, and example downside payout of $3.60 per Note under an adverse scenario. The offering is subject to the final Offering Documents and the issuer's credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The notes have an expected trade date of April 16, 2026, settlement on April 20, 2026, a final valuation date of October 18, 2027, and maturity on October 20, 2027. Interest (a contingent coupon) is paid only if the underlying stock meets or exceeds the coupon barrier on observation dates; the notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and could result in a loss up to the full principal.
The preliminary pricing range shows an estimated initial value between $9.38 and $9.63 per $10 Note and a minimum purchase of 100 Notes ($1,000). Example terms include a hypothetical contingent coupon of 24.63% per annum (coupon amount $0.6158 per $10 note) and a downside threshold/coupon barrier at $70.00 (70.00% of the initial level). All payments remain subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company that mature April 20, 2028. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds the coupon barrier and may be automatically called earlier if the underlying reaches or exceeds the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. Trade date is April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2028, and maturity April 20, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc. due April 20, 2029. Each Note has a principal amount of $10; minimum purchase is 100 Notes (a $1,000 investment). The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is at or above the initial level, in which case UBS pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and you can lose a substantial portion or all of your investment. Trade date is April 16, 2026, settlement expected April 20, 2026, final valuation date April 18, 2029, and maturity April 20, 2029. The estimated initial value was $9.66 per Note. Any payment depends on UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company, with expected trade date April 16, 2026, settlement on April 20, 2026, final valuation date April 18, 2028 and maturity on April 20, 2028. Each Note has a principal amount of $10; minimum purchase is 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates, can be automatically called early if the underlying reaches or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. Investors face full downside market exposure if the final level is below the downside threshold and are exposed to UBS credit risk. The pricing shown is preliminary; the estimated initial value range is $9.38 to $9.63.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., with a trade date of April 16, 2026, expected settlement on April 20, 2026 and maturity on April 20, 2029. The Notes pay contingent coupons only if the underlying stock meets a coupon barrier on specified observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning about six months after trade date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment can be reduced proportionally to the underlying return, with the potential loss of the entire principal. The Notes are unsecured obligations of UBS and any payments are subject to UBS credit risk. The estimated initial value range is $9.28–$9.53 per $10 Note and the minimum investment is 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc., maturing April 20, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially resulting in a total loss. Trade date is April 16, 2026, settlement April 20, 2026, estimated initial value per Note $9.79, minimum investment 100 Notes ($1,000).
UBS AG offers a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc. The Notes have an approximate two-year term with Trade Date April 16, 2026, Settlement Date April 20, 2026, Final Valuation Date April 18, 2028 and Maturity Date April 20, 2028.
The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; they autocall early if the underlying equals or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold (example: $10 principal, downside threshold $70.00, or 70.00% of the initial level). If the final level is below the downside threshold, investors absorb the underlying loss and could lose most or all principal.
Minimum investment is 100 Notes ($1,000); the estimated initial value range is $9.44 to $9.69 per Note. Any payments depend on UBS's creditworthiness. This is a preliminary pricing supplement and final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock due April 20, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; they are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and could be lost in full. Payments depend on UBS creditworthiness. Trade date is April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2029, and maturity April 20, 2029. The estimated initial value per $10 Note is $9.72.