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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $215,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc., with a trade date of July 16, 2026 and maturity on July 20, 2028. Each note has a $10 principal amount.

The notes pay contingent coupons only if Caterpillar’s closing stock price on an observation date is at or above a preset coupon barrier. They may be automatically called early if the stock closes at or above the initial level, returning principal plus any due coupon. If never called, full principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise repayment falls in line with the stock’s decline, up to a total loss of principal. All payments depend on UBS’s credit, and the notes are not expected to be listed or insured.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on or about July 20, 2029. The notes pay a contingent coupon only on observation dates when Dow’s closing level is at or above a preset coupon barrier. If on any observation date before maturity the closing level is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus the applicable contingent coupon, with no further payments.

If the notes are not called and the final level is at or above the downside threshold, investors receive the $10 principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Dow’s percentage decline, and investors can lose up to 100% of principal. The notes are unsubordinated, unsecured obligations of UBS, not listed on any exchange, and all payments depend on UBS’s credit. Each note has a $10 denomination, with a minimum investment of 100 notes, and the estimated initial value per note is expected to be between $9.21 and $9.46, below the $10 issue price.

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UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc., maturing on or about July 20, 2029. The Notes are unsecured, unsubordinated obligations of UBS, are not insured, and will not be listed on any exchange.

Investors receive a contingent coupon only on observation dates when the ServiceNow share price closes at or above a specified coupon barrier. The Notes are automatically called early if the share price is at or above the initial level on any observation date, paying principal plus the contingent coupon and ending further payments.

If the Notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, up to a total loss of principal. All payments depend on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected to be between $9.30 and $9.55 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 20, 2028. These unsubordinated, unsecured notes pay contingent coupons only when the underlying stock closes at or above a specified coupon barrier on monthly observation dates.

The notes are automatically called if the stock closes at or above the initial level on any observation date beginning after six months, in which case investors receive the $10 principal per Note plus any due contingent coupon and no further payments. If not called and the final stock level is at or above the downside threshold, principal is repaid at maturity; if below, repayment is reduced in proportion to the stock’s decline, and investors can lose up to 100% of principal.

The minimum investment is 100 Notes at $10 each, and the notes will not be listed on any exchange. A hypothetical example uses a contingent coupon rate of 7.73% per annum, with a downside threshold and coupon barrier of $62.00, equal to 62.00% of the initial level. The estimated initial value per Note on the trade date is expected to fall between $9.42 and $9.67. All payments depend on the creditworthiness of UBS.

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UBS AG plans to issue Trigger Autocallable Contingent Yield Notes, unsecured debt obligations linked to the common stock of Caterpillar Inc. The Notes offer periodic contingent coupons only when Caterpillar’s closing price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The Notes can be automatically called before maturity if Caterpillar’s price on any observation date (before the final one) is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon and no further payments. If not called, and the final price is at or above a downside threshold, principal is repaid at maturity. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected to be between $9.43 and $9.68 per Note. Payments depend on UBS’s credit, and the Notes are not listed or FDIC‑insured.

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UBS AG is issuing Trigger Autocallable Contingent Yield Notes linked to the common stock of Southwest Airlines Co., maturing on July 20, 2028. Each note has a $10 principal amount and pays quarterly contingent coupons only when Southwest’s closing price is at or above a specified coupon barrier on the relevant observation date.

The notes are automatically called on any quarterly observation date beginning after six months if the stock closes at or above the initial level; investors then receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and, on the final valuation date, the stock is at or above a downside threshold, investors receive full principal (and a final coupon if the barrier condition is met). If it finishes below the downside threshold, repayment is reduced in proportion to the stock’s percentage loss, up to a complete loss of principal.

The notes are unsecured, unsubordinated obligations of UBS, are not bank deposits and are not FDIC insured. All payments depend on UBS’s creditworthiness. The estimated initial value is $9.68 per $10 note, and the notes will not be listed on any exchange, which may limit liquidity.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, with a trade date of July 16, 2026 and maturity on July 20, 2029. These unsecured senior notes pay contingent coupons on quarterly observation dates only when the stock closes at or above a preset coupon barrier.

The notes are subject to automatic call after six months if on any observation date the stock closes at or above its initial level; in that case holders receive principal plus the applicable coupon on the call settlement date and the product terminates. If not called and, at final valuation, the stock is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and principal can be lost in full.

The securities are subject to the credit risk of UBS, will not be listed on any exchange, and may trade below the $10 issue price, including because the estimated initial value is $9.66 per note. Minimum investment is 100 notes ($1,000). UBS states that these notes are significantly riskier than conventional debt and may pay no coupons over their term.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, which are unsubordinated, unsecured debt obligations linked to the common stock of Southwest Airlines Co. The notes pay a contingent coupon only if, on each quarterly observation date, the stock closes at or above a preset coupon barrier. If on any observation date (after six months) the stock closes at or above its initial level, the notes are automatically called and investors receive the $10 principal per note plus the due coupon, with no further payments.

If the notes are not called and the stock’s final level on July 18, 2028 is at or above a downside threshold, UBS repays the $10 principal at maturity on or about July 20, 2028. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their investment. The notes are not listed on any exchange, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.39 and $9.64 per note, all payments being subject to UBS’s creditworthiness.

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UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., each with a $10 principal amount and trade date July 16, 2026, maturing July 20, 2028. The notes pay a contingent coupon only if, on each observation date, the underlying share price is at or above a specified coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called, and investors receive principal plus the applicable contingent coupon, with no further payments.

If the notes are not called and the final share level on July 18, 2028 is at or above the downside threshold, investors receive back principal (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in proportion to the underlying’s decline, and investors can lose up to 100% of principal. All payments depend on UBS’s credit; a default could result in total loss. The notes are not listed on any exchange, require a minimum investment of 100 Notes ($1,000), and have an estimated initial value of $9.73 per Note, below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group, maturing on or about July 20, 2029. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a coupon barrier on quarterly observation dates.

The notes may be automatically called after about six months if the stock closes at or above its initial level, returning principal plus the applicable coupon; otherwise they continue to maturity. If not called, investors receive principal at maturity only if the final stock level is at or above a downside threshold; below this level, repayment is reduced in line with the stock’s decline, potentially to zero.

All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange. Each note has a $10 principal amount, a $1,000 minimum investment, and an estimated initial value between $9.31 and $9.56 per note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 16, 2026.