Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc. stock. The Notes mature on April 20, 2029 with a final valuation date of April 18, 2029. They pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repayable at maturity only if the final level is equal to or above a specified downside threshold; if the final level is below that threshold, repayment at maturity will be less than the principal amount and may result in a substantial or total loss. The Notes have a minimum investment of 100 Notes ($1,000) and an estimated initial value of $9.66 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. with an expected term of approximately three years and a principal amount per Note of $10. The offering is preliminary and final terms will be set on the trade date.
The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates, may be automatically called early if the underlying meets the initial level, and repay principal at maturity only if the final level meets a downside threshold; otherwise investors face downside market exposure and credit risk of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due April 20, 2029. The notes pay a contingent coupon on scheduled coupon dates only if the underlying closes at or above the coupon barrier on an observation date; otherwise no coupon is paid. The notes will be automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and full loss of principal is possible. The notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Minimum investment is 100 notes at $10 per note. The estimated initial value on the trade date is $9.68.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing April 20, 2028. The Notes may pay periodic contingent coupons only if the closing level of the underlying meets or exceeds the coupon barrier on each observation date. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date; in that case UBS will pay principal plus any contingent coupon and the Notes will terminate. If the Notes are not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced pro rata to the underlying return and investors can lose a significant portion or all of their investment. The estimated initial value is $9.79 per Note, the principal amount is $10 per Note, and the minimum investment is 100 Notes ($1,000). Payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc. with a trade date of April 16, 2026, expected settlement on April 20, 2026 and maturity on April 20, 2029. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise investors bear proportional downside to the underlying return.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation with a scheduled maturity on April 20, 2029. The notes pay a contingent coupon only when the underlying closing level meets or exceeds the coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). If not called, repayment at maturity is contingent: investors receive full principal only if the final level is at or above the downside threshold; otherwise repayment at maturity is reduced pro rata to the underlying return, potentially resulting in a total loss of principal. Trade date and settlement are April 16, 2026 and April 20, 2026, respectively. The estimated initial value per $10 Note is between $9.36 and $9.61. The offering is subject to UBS credit risk and the final terms set on the trade date.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. due on or about April 20, 2028. The notes pay contingent coupons only when the underlying closing level meets a coupon barrier and may be automatically called if the underlying reaches the initial level on an observation date.
The notes repay principal at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, investors suffer a principal loss equal to the underlying return. Estimated initial value on the trade date is between $9.44 and $9.69 per $10 Note. Minimum purchase is 100 Notes (a $1,000 investment). All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of D.R. Horton, Inc. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called early if the stock is at or above the initial level. At maturity the principal is repaid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors could lose a substantial portion or all of their investment. The Notes mature on April 20, 2028 and are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. stock due April 20, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and can result in a loss equal to the underlying return; in extreme cases you could lose your full investment. The offering lists a trade date of April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2029, and maturity April 20, 2029. The Notes are offered in minimum increments of 100 Notes at $10 per Note (principal amount $10 per Note) and the document states an estimated initial value of $9.66 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of D.R. Horton, Inc.. The preliminary pricing supplement dated April 16, 2026 sets the trade date as April 16, 2026 and expected settlement on April 20, 2026, with a final valuation date of April 18, 2028 and maturity on April 20, 2028. Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity.
The Notes repay principal at maturity only if the final level is at or above the downside threshold; if below, investors suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. Minimum investment is 100 Notes ($1,000). The estimated initial value range is $9.41 to $9.66 per $10 Note. All payments depend on UBS's creditworthiness.