Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is issuing $3,075,000 of Trigger Callable Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing on March 17, 2027. Each Note has a $10 principal amount and pays fixed monthly coupons at a 7.90% per annum rate, regardless of index performance, as long as the Note has not been called.
UBS may, at its discretion, call the Notes in whole on monthly call dates beginning after three months, paying back $10 per Note plus the applicable coupon; no further payments are then made. If the Notes are not called and on the final valuation date both indices are at or above their downside thresholds, set at 70% of their initial levels, investors receive full principal plus the final coupon. If either index finishes below its threshold, repayment of principal is reduced one‑for‑one with the negative return of the worst index, and investors can lose up to 100% of principal.
The Notes are unsecured, unsubordinated obligations of UBS AG, are not FDIC‑insured, and will not be listed on any exchange. The estimated initial value is $9.80 per $10 Note, reflecting fees, hedging and UBS’ internal funding rate, so secondary market prices may initially be below the issue price.
UBS AG is offering $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., scheduled to mature on December 17, 2027. These notes pay a contingent coupon only on dates when Palantir’s closing price is at or above a specified coupon barrier; if the price is below that level on an observation date, no coupon is paid for that period.
The notes are automatically called if Palantir’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive principal back; if it is below that threshold, the payoff falls in line with the stock’s decline and can drop to zero, resulting in a total loss of the investment. All payments depend on UBS’s creditworthiness, and the estimated initial value as of the trade date is $9.78.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, maturing around December 17, 2027. These unsecured notes pay a contingent coupon only if Palantir’s closing price on an observation date is at or above a specified coupon barrier, and they may be automatically called early if the stock closes at or above the initial level.
If the notes are not called and Palantir’s final level is at or above a downside threshold, investors receive the $10 principal per note at maturity; if it finishes below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, so investors can lose their entire investment.
The notes are subject to UBS credit risk, are not bank deposits or FDIC insured, will not be listed on an exchange, and are initially offered at $10 per note with a minimum investment of 100 notes; the estimated initial value per note on the trade date is expected to be between $9.47 and $9.72.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock, maturing on December 17, 2027. The notes pay contingent coupons only if Micron’s closing price on each observation date is at or above a coupon barrier, and they can be called early if the stock is at or above its initial level, returning principal plus any due coupon. If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive the $10 principal per note; if it finishes below that threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal. All payments depend on UBS’s credit, the notes are not insured or exchange-listed, the minimum investment is 100 notes ($1,000), and the estimated initial value is $9.78 per $10 note as of the trade date.
UBS AG is offering $340,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock, maturing on December 17, 2027.
The notes pay contingent coupons only if Oracle’s closing price on an observation date is at or above a coupon barrier, and they are automatically called early if Oracle is at or above the initial level, returning principal plus that coupon.
If not called, investors receive principal at maturity only if Oracle is at or above a downside threshold; otherwise the payoff declines in line with Oracle, and all of the $10 per note principal can be lost. The minimum investment is 100 notes and the estimated initial value is $9.76 per note, with all payments subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. These are unsecured debt securities that can pay periodic contingent coupons, but only if Micron’s share price on each observation date is at or above a preset coupon barrier. The notes may be automatically called early if Micron’s stock closes at or above its initial level on an observation date, in which case holders receive their principal plus any due coupon and the product ends.
If the notes are not called and Micron’s stock on the final valuation date is at or above a defined downside threshold, investors receive back the full principal at maturity, plus any final contingent coupon if the barrier is met. If the final stock level is below the downside threshold, repayment is reduced in line with Micron’s decline, and investors can lose all of their initial investment. Any payment depends on UBS’s creditworthiness. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, have a minimum purchase of 100 notes at $10 each, and their estimated initial value is expected to be between $9.41 and $9.66 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 17, 2027. These unsecured, unsubordinated debt securities pay a contingent coupon only on dates when Oracle’s closing share price is at or above a coupon barrier.
The notes can be automatically called before maturity if Oracle’s price on an observation date is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and the investment ends. If the notes are not called and the final share price is at or above a downside threshold, investors receive their principal back. If the final price is below that threshold, repayment is reduced in line with Oracle’s decline, and investors can lose some or all of their initial investment.
The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.40 and $9.65. All payments depend on UBS’s creditworthiness, the notes will not be listed on any exchange, and they are not bank deposits or FDIC insured.
UBS AG is offering $283,000 of Trigger Autocallable Contingent Yield Notes linked to Lyft, Inc. common stock, maturing December 17, 2026. The notes pay a contingent coupon only on dates when the Lyft share price is at or above a preset coupon barrier, and may be automatically called early if the share price is at or above the initial level on any observation date. If called, investors receive the $10 principal per note plus any due coupon, and the product then terminates.
If the notes are not called and Lyft’s price on the final valuation date is at or above a downside threshold, investors receive the $10 principal per note, and a final coupon if the barrier is also met. If the final price is below the downside threshold, repayment is reduced in line with Lyft’s decline and can fall to zero, meaning a complete loss of principal. All payments are unsecured obligations of UBS, the notes are not bank deposits or FDIC insured, will not be listed on an exchange, require a minimum investment of 100 notes at $10, and have an estimated initial value of $9.67 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lyft, Inc., expected to mature on December 17, 2026 after a final valuation date on December 15, 2026.
The notes pay a contingent coupon only if Lyft’s closing share price on an observation date is at or above a coupon barrier, and they are automatically called early if the share price on any observation date before the final valuation date is at or above the initial level, returning principal plus the due coupon.
If the notes are not called and Lyft’s final share price is at or above a downside threshold, investors receive the $10 principal per note, but if it is below that threshold repayment is reduced in line with Lyft’s negative return and can fall to zero, so investors may lose all principal. All payments depend on the credit of UBS, the notes are not insured or exchange-listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.32 and $9.57 per note.
UBS AG is offering $700,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 17, 2027. The notes pay a contingent coupon on scheduled observation dates only if Oracle’s closing share price is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.
The notes can be automatically called before maturity if, on any observation date prior to the final valuation date, Oracle’s closing level is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Oracle’s final level is at or above a downside threshold, UBS repays the $10 principal per note (and a final coupon if the barrier is met). If the final level is below the downside threshold, principal is reduced in line with Oracle’s decline, up to a total loss of the investment. The notes are sold in $10 denominations with a minimum investment of 100 notes ($1,000), have an estimated initial value of $9.78 per note as of the trade date, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS.
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