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UBS AG (AMUB) SEC Filings, Jun 3, 2026

AMUB NYSE
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UBS AG priced Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. with trade date June 3, 2026, settlement June 5, 2026, final valuation date June 3, 2027 and maturity June 7, 2027. The notes pay a periodic coupon and are automatically called early if the underlying closing level on any observation date is equal to or above the initial level. If not called, principal repayment at maturity is contingent: UBS will repay principal in cash only if the final level is at or above the conversion level; otherwise holders receive a share delivery amount (shares of Palantir) whose value can be materially less than the principal, producing losses. The estimated initial value per Note on the trade date was $981.50. Payments, including any principal repayment, are subject to UBS credit risk.

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UBS AG offers Airbag Autocallable Yield Notes linked to the common stock of Palantir Technologies Inc. The preliminary pricing supplement dated June 03, 2026 describes notes maturing on June 7, 2027 with an expected principal denomination of $1,000.

The Notes pay a coupon on each coupon payment date unless automatically called. UBS will automatically call the Notes early if the underlying's closing level on any observation date is equal to or greater than the initial level; if called you receive principal plus the coupon. If not called, repayment at maturity depends on the final level relative to a conversion level: if the final level is below the conversion level, UBS will deliver a share delivery amount (shares plus cash for any fractional share) that may be worth less than principal, exposing investors to partial or total loss of their initial investment. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc. The Notes mature on June 7, 2027 and have a principal amount of $10 per Note.

The trade date is June 3, 2026 with expected settlement on June 5, 2026. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates, are subject to automatic early call if the underlying equals or exceeds the initial level, and offer contingent principal protection only at maturity tied to a downside threshold. Minimum investment is 100 Notes ($1,000). Estimated initial value range is $9.48 to $9.73 per Note.

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UBS AG is offering $2,154,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, maturing on May 5, 2028. Each Note has a principal amount of $1,000, a stated contingent coupon rate of 12.60% per annum, and is callable by UBS beginning after three months. If not called, principal at maturity is contingent: full principal is repaid only if both underlyings finish at or above their 70.00% downside thresholds; otherwise repayment declines in proportion to the negative return of the least performing underlying. The estimated initial value per Note on the trade date was $987.70 and the issue price was $1,000 per Note.

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UBS AG is offering $750,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Zscaler, Inc. Each Note has a $10,000 principal amount, a contingent interest payment of $760.00 per interest payment date when the underlying meets the interest barrier, and a term that can end early by automatic call or at final maturity on June 16, 2027. The initial price of the underlying was $139.73 on the strike date, with an interest barrier and downside threshold of $104.80 (equal to 75.00% of the initial price). If not called and the final price is below the downside threshold, investors receive a share delivery amount per Note (principal divided by the downside threshold), the cash value of which can be significantly less than principal. All payments and deliveries are subject to UBS’s creditworthiness; the estimated initial value per Note on the trade date was $9,794.00.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, a term tied to a Strike Date on June 2, 2026 and a Maturity Date of June 8, 2029. The Notes pay periodic contingent coupons only if both underlyings meet coupon barriers on each observation date and are callable by UBS on quarterly observation dates. At maturity the principal is returned only if both final levels are at or above the 70.00% downside thresholds; otherwise repayment is reduced pro rata after a 30.00% buffer. Payments are subject to UBS credit risk and there may be little or no secondary market. The estimated initial value range is $967.00 to $997.00 per Note.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index, due on or about June 11, 2031. The notes pay a contingent coupon only if both underlying indices meet coupon barriers on observation dates and are issuer-callable monthly beginning after ~12 months. Terms shown include a contingent coupon rate of 8.85% per annum (illustrative), estimated initial value range of $954.70–$984.70 per $1,000 note, an underwriting discount up to $11.25 per note, and per-note proceeds to UBS of at least $988.75. If not called, principal repayment at maturity depends on the final level of the least performing underlying asset relative to its downside threshold (65% of initial level in examples), and investors may lose a substantial portion or all of principal. The offering is described in a preliminary pricing supplement (Amendment No.1 dated June 3, 2026) and is subject to final pricing and delivery of offering documents.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of The Home Depot and McDonald’s. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 11.00% per annum (contingent coupon $27.50), quarterly observation dates (callable after 12 months), an expected trade date of June 12, 2026, a final valuation date of June 12, 2029 and a maturity date of June 15, 2029. The Notes pay contingent coupons only if both underlying assets meet coupon barriers on observation dates, are automatically called if both underlying assets meet call thresholds on an observation date, and at maturity repay principal only if both underlyings are at or above the downside thresholds; otherwise repayment tracks the negative return of the least performing underlying asset and could result in substantial loss or total loss. Estimated initial value is stated between $956.10 and $986.10 per Note; issue price is $1,000 per Note.

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UBS AG offers $475,000 of Trigger Autocallable Yield Notes linked to the common stock of Zscaler, Inc. The Notes pay a fixed coupon of $16.65% per annum in monthly installments, are approximately two‑year notes maturing on June 6, 2028, and may be automatically called monthly beginning after 12 months if the underlying stock meets the call threshold.

If not called, principal is contingent at maturity: full principal is returned only if the final level is at or above the downside threshold of $77.86 (50.00% of the initial level). If the final level is below that threshold, repayment equals $1,000×(1+Underlying Return), producing a loss equal to the percentage decline in the underlying stock. All payments are subject to UBS credit risk and potential adjustments by the calculation agent.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index. The Notes pay a contingent coupon only when each underlying is at or above its coupon barrier on an observation date and are callable by UBS in whole, monthly after approximately 12 months. The illustrative contingent coupon rate is 8.85% per annum, the coupon barrier is 70.00% of initial level and the downside threshold is 65.00% of initial level. The issue price per Note is $1,000.00, estimated initial value is between $954.70 and $984.70, and per-Note underwriting compensation is up to $11.25, leaving proceeds of at least $988.75 per Note. Principal is at risk if the final level of the least performing underlying asset is below its downside threshold; payments depend on UBS creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 3, 2026.