Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, scheduled to mature on or about November 15, 2027. These unsecured debt securities can pay high contingent coupons, such as a hypothetical 21.01% per annum (or
The notes may be automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates. If the notes are not called and Oracle’s final level is at or above the downside threshold (illustrated as the same
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Halliburton Company common stock, due November 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon on each observation date only if Halliburton’s closing level is at or above a coupon barrier; otherwise no coupon is paid. The notes will be automatically called on any observation date before maturity if the underlying closes at or above its initial level, returning principal plus any due coupon on the related call settlement date.
If not called, and the final level is at or above the downside threshold, holders receive the $10 principal at maturity; if below, repayment falls in line with the underlying’s decline, up to a total loss. Payments are subject to the creditworthiness of UBS. The notes will not be listed. The estimated initial value is $9.74 per note as of the trade date, versus a $10 issue price. The minimum investment is 100 Notes at $10 per Note. Key dates include trade on November 11, 2025 and settlement on November 13, 2025.
UBS AG is offering $285,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on November 13, 2028. These unsecured debt notes pay a contingent coupon only if Dow’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early: if Dow’s share price on any observation date (starting after 6 months) is at or above the initial level, UBS will repay the $10 principal per Note plus any due coupon, and the product terminates. If the notes are not called and Dow’s final level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Dow’s decline, and investors can lose all of their investment.
Any payments depend on UBS’s creditworthiness, the notes are not insured or exchange‑listed, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.54 per $10 Note.
UBS AG is offering $220,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on November 15, 2027. These unsecured debt securities pay a contingent coupon only if CrowdStrike’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus the contingent coupon for that period and no further payments. If the notes are not called and the final share level is at or above the downside threshold, investors receive their principal back at maturity, potentially with a final coupon.
If the final share level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The notes are not listed, require a minimum purchase of 100 Notes at $10 each, and have an estimated initial value of $9.79 per Note.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Snowflake Inc.’s common stock, due November 15, 2027. The notes pay a contingent coupon only if the underlying stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid. The notes will be automatically called early if the underlying closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon on the related call settlement date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced one-for-one with the underlying’s decline, and investors could lose all principal. Payments are unsecured and subject to UBS credit risk. Key dates: trade date November 11, 2025; settlement November 13, 2025; final valuation November 11, 2027; maturity November 15, 2027. The notes are offered at $10 per Note (minimum 100 Notes) and are not exchange-listed. The estimated initial value is $9.80 per $10 Note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Comcast common stock, maturing on November 13, 2026. The notes pay contingent coupons only if Comcast’s closing price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Comcast’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and Comcast’s final level is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and not FDIC-insured. The minimum investment is 100 notes at $10 each. The estimated initial value is $9.71 per $10 note, reflecting UBS’s internal pricing and funding costs.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of American Airlines Group Inc., maturing on November 13, 2028. These unsecured debt obligations pay a contingent coupon only when the stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid for that period.
The notes may be called early each month beginning after six months if the stock closes at or above its initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the stock on the final valuation date is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment.
The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.67 per $10 note based on UBS internal models. All payments depend on the creditworthiness of UBS, and the notes are not FDIC-insured or exchange-listed.
UBS AG is offering Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Caterpillar Inc. The notes are unsecured debt of UBS with a principal amount of $1,000 per note and a term of about 54 weeks, maturing on or about December 2, 2026, unless called earlier.
Investors may receive a fixed contingent interest payment of at least $41.00 per note on each quarterly interest payment date if Caterpillar’s share price on the related observation date is at or above an interest barrier set at 85% of the initial price. Missed coupons can be paid later if the barrier is met, via a “memory” feature. The notes are automatically called if the stock closes at or above the initial price on any autocall observation date, returning principal plus due and previously unpaid coupons.
If the notes are not called and Caterpillar’s final share price is at or above a downside threshold equal to 85% of the initial price, investors receive full principal back plus any due coupons. If the final price is below the downside threshold, investors receive a cash amount tied to a share formula that can be substantially less than principal, resulting in partial or total loss. All payments depend on the creditworthiness of UBS, and the notes will not be listed on an exchange.
UBS AG is offering $1,585,000 of Capped Market-Linked Notes linked to the Nasdaq-100 Index, due May 12, 2027. The notes are issued at $1,000 per note and do not pay interest. At maturity, investors receive principal plus the lesser of the index’s positive return or a 13.50% maximum gain; if the index return is zero or negative, repayment is principal plus the greater of the index return or a -5.00% minimum return, meaning losses are capped at 5%.
The initial level is 25,059.81, the final valuation date is May 7, 2027, and the estimated initial value is $994.00 per note. Underwriting discount is $3.00 per note, for total proceeds to UBS of $1,580,245. Any payment depends on UBS’s credit; the notes are unsecured, unsubordinated obligations and will not be listed on an exchange.
UBS AG priced $457,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, due November 8, 2030. The Notes pay a 9.25% per annum contingent coupon on quarterly observation dates only if each index closes at or above its coupon barrier.
UBS may call the Notes in whole on any observation date beginning after 6 months; if called, holders receive the $1,000 principal per Note plus any due coupon. If not called and, at maturity, each index is at or above its downside threshold, holders receive the $1,000 principal. If any index is below its downside threshold, the maturity payment falls in line with the negative return of the least performing index, which can result in a full loss of principal.
Initial levels and barriers: INDU 47,311.00 (barrier/threshold 33,117.70), RTY 2,464.780 (1,725.346), SPX 6,796.29 (4,757.40). The estimated initial value is $966.50 per Note. Underwriting compensation is $2.50 per Note; proceeds to UBS are $997.50 per Note. All payments are subject to UBS credit.
FAQ
What is the current stock price of UBS ETRACS Alerian MLP ETN Series B (AMUB)?
