Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG offers $3,946,000 aggregate principal of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due April 27, 2028. The Notes pay a contingent coupon of 12.00% per annum only if each index meets its coupon barrier on an observation date. UBS may call the Notes in whole on any monthly observation date beginning about three months after issuance; if not called, principal repayment at maturity is contingent on the least performing index remaining at or above its 70.00% downside threshold. Issue price is $1,000 per Note (estimated initial value $991.10), and all payments are subject to UBS credit risk and the calculation agent’s determinations.
UBS AG is offering $5,201,000 of Trigger Callable Contingent Yield Notes due May 25, 2029 linked to the least performing of three ETFs: State Street Energy (XLE), Technology (XLK) and Utilities (XLU). The Notes have a $1,000 principal per Note, a stated contingent coupon rate of 13.20% per annum payable only if on each observation date every underlying ETF is at or above its coupon barrier, and monthly observation dates beginning June 22, 2026. UBS may call the Notes in whole on any observation date beginning after six months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called and the final level of any underlying ETF is below its downside threshold (70.00% of the initial level), the maturity payment is reduced pro rata to the percentage decline of the least performing underlying asset, and you could lose a significant portion or all of your investment. The estimated initial value on the trade date was $985.80, below the issue price. All payments are subject to UBS credit risk.
UBS AG offers $8,610,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent quarterly coupon of 8.00% per annum (paid as $0.20 per $10 Note) only when both indices meet coupon barriers on observation dates, are callable quarterly beginning after six months, and mature on May 28, 2031. If not called and the final level of the least performing index is below its 70.00% downside threshold, principal repayment will be reduced pro rata to that index’s negative return; in extreme cases you could lose the entire principal. The estimated initial value per Note is $9.556 and the issue price is $10.00 per Note.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of ServiceNow, Inc. The notes have a $1,000 principal per note, an expected term of approximately 12 months, monthly observation dates (callable after three months) and key thresholds expressed as percentages of the initial level.
The notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on an observation date, are subject to automatic early call if the underlying closes at or above the call threshold, and expose holders to downside market risk at maturity if the final level is below the downside threshold; credit exposure is to UBS.
UBS AG London Branch is offering Capped Leveraged Buffered S&P 500® Index‑Linked Medium‑Term Notes with an aggregate face amount of $11,206,000. Trade date is May 21, 2026, original issue (settlement) date May 27, 2026 and stated maturity July 12, 2028. Each $1,000 face‑amount note does not bear interest and links payoff to the S&P 500® index return from an initial level of 7,445.72 to the determination date. Key economics: upside participation rate 140.00%, cap level 120.95% (maximum settlement $1,293.30 per $1,000), and a buffer equal to 12.50% (buffer level 6,515.005). Estimated initial value is $997.50 per $1,000. Notes are unsecured obligations of UBS, not interest bearing, not FDIC insured and expose investors to UBS credit risk and to index performance; the notes may result in loss of principal, including the entire investment.
UBS AG offers $1,726,000 of Trigger Autocallable Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing May 28, 2031. The Notes pay a predetermined call return if all three indices meet their call threshold on an observation date; otherwise repayment at maturity is contingent on the least performing underlying asset and could result in a loss of principal.
The Notes have a principal amount of $1,000 per Note, semiannual observation dates beginning after 12 months, a call return rate of 10.40% per annum, an estimated initial value of $954.30 and are unsecured obligations subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing May 28, 2031. The Notes pay a contingent coupon of 10.15% per annum ($8.4583 per $1,000 Note) when both indices are at or above coupon barriers on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months. At maturity, if all final index levels are at or above their downside thresholds, principal is repaid; if any final level is below its downside threshold, repayment is reduced proportionally to the negative return of the least performing underlying asset, potentially resulting in substantial or total loss. Trade date is May 22, 2026, settlement May 28, 2026. The total issue to public is $505,000 at $1,000 per Note; the dealer underwriting discount is $1.50 per Note and UBS’ estimated initial value per Note is $991.70. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000®, the EURO STOXX 50® and shares of the State Street® Utilities Select Sector SPDR® ETF. The offering totals $8,730,000 at an issue price of $1,000 per Note. Each Note pays a 8.25% per annum contingent coupon when all three underlyings meet coupon barriers on an observation date; quarterly observation dates begin on August 24, 2026, and the Notes mature on May 28, 2031. If not automatically called, principal repayment at maturity is contingent: full principal is returned only if each underlying’s final level is at or above its downside threshold (65% of initial level); otherwise repayment is reduced in proportion to the percentage decline of the least performing underlying. Payments are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value per Note is $951.50.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The offering totals $1,187,000 at an issue price of $1,000 per Note. The Notes pay a 15.00% per annum contingent coupon only when the index level on an observation date meets or exceeds a specified coupon barrier. The Notes are callable monthly (first callable after ~3 months) if the index meets the call threshold and mature on May 28, 2031. Principal is repayable at maturity only if the final index level is equal to or above the downside threshold; otherwise holders suffer a loss equal to the index decline and could lose their entire investment. All payments are subject to UBS credit risk. The estimated initial value per Note is $957.50, below the issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due May 29, 2029. The Notes pay contingent coupons when the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. Trade date is May 22, 2026, settlement May 27, 2026, final valuation date May 24, 2029, and maturity May 29, 2029. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.72.