UBS ETRACS Alerian MLP ETN Series B SEC Filings

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., due October 22, 2027.

The Notes pay a contingent coupon only if the underlying stock closes on or above a coupon barrier on an observation date. They are subject to an automatic call if the stock closes at or above the initial level on any observation date before the final valuation date; if called, investors receive principal plus any due coupon and no further payments. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the stock’s decline, and investors could lose all principal.

Any payment is subject to UBS’s creditworthiness. The Notes will not be listed. Key dates: trade date October 20, 2025, settlement October 22, 2025, final valuation October 20, 2027, maturity October 22, 2027. Minimum investment is 100 Notes at $10 per Note (i.e., $1,000). The estimated initial value is $9.78 per Note.

UBS AG announced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Pinduoduo Inc. These unsecured notes pay a contingent coupon only if the ADR closing level on each observation date is at or above a defined coupon barrier. The notes are automatically called if the ADR closes at or above the initial level on any observation date before the final valuation date; if called, investors receive principal plus any due contingent coupon.

If not called, repayment of principal at maturity depends on a downside threshold: principal is returned only if the final level is at or above that threshold; otherwise, repayment is reduced one-for-one with the ADR’s decline, up to total loss. All payments are subject to UBS credit risk. Key dates: trade October 20, 2025, settlement October 22, 2025, final valuation October 20, 2026, and maturity October 22, 2026. The estimated initial value is expected between $9.51 and $9.76 per $10 note. Minimum purchase is 100 notes at $10 each. The notes will not be listed.

UBS AG is offering $7,597,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000 Index (RTY) and the S&P 500 Index (SPX), due October 20, 2028.

The Notes pay a contingent coupon of 8.70% per annum (semiannual $43.50 per $1,000) only if each index closes at or above its coupon barrier on an observation date; missed coupons may be paid later under the memory feature. The Notes are automatically called if each index is at or above its call threshold (100% of initial) on any semiannual observation date before maturity, returning principal plus due and previously unpaid coupons.

If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the loss of the least performing index, up to total loss. Initial levels: RTY 2,452.173; SPX 6,664.01. Barriers/thresholds are 70% of initial. The estimated initial value is $974.10 per $1,000. The Notes are unsecured obligations of UBS, will not be listed, and are not FDIC insured. A structuring fee of $6.00 per Note applies to $6,499,000 aggregate principal.

UBS AG is offering $2,015,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Apple (AAPL), Blackstone (BX) and Micron (MU), due October 20, 2028. The notes pay a 12.75% per annum contingent coupon when each underlying is at or above its coupon barrier, set at 60.00% of its initial level.

The notes may be automatically called on quarterly observation dates beginning after 6 months if each underlying is at or above its call threshold level, set at 100.00% of its initial level. If not called, repayment at maturity depends on a threshold event: if each final level is below its upper barrier (100.00%) and any final level is below its downside threshold (60.00%), investors incur a loss equal to the least performer’s negative return; otherwise, principal is repaid. The issue price is $1,000 per Note; underwriting compensation is $15.00 per Note and proceeds to UBS are $985.00 per Note, with an estimated initial value of $940.20 per Note. Payments are subject to UBS credit risk, and the notes will not be listed.

UBS AG is offering $6,926,010 of Buffer Autocallable GEARS linked to the Russell 2000 Index, due October 19, 2028. The issue price is $10 per Security (minimum 100), with an underwriting discount of $0.25 and proceeds to UBS of $9.75 per Security.

The notes may be automatically called on October 22, 2026 if RTY closes at or above the autocall barrier (100.00% of the initial level 2,519.754), paying the call price $11.00 (10.00% per annum). If not called, maturity payment depends on index performance: upside participation at 1.41x; principal repaid if the final level is at or above the downside threshold 2,267.779 (90.00% of initial); losses beyond a 10.00% buffer if below. The Securities do not pay interest and all payments are subject to UBS credit. The estimated initial value is $9.725. Key dates: trade October 15, 2025; settlement October 20, 2025; final valuation October 16, 2028.

UBS AG filed a 424B2 for $3,873,000 Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index, due July 18, 2030. The Notes pay a 9.25% per annum contingent coupon only if each index closes at or above its coupon barrier on monthly observation dates; otherwise no coupon is paid. UBS may call the Notes in whole on any observation date beginning after 6 months, returning principal plus any due coupon.

If not called, principal is repaid at maturity only if each index’s final level is at or above its downside threshold; if any index finishes below its threshold, repayment is reduced one-for-one with the loss of the worst index, up to total loss of principal. Initial levels/barriers/thresholds: INDU 46,270.46 / 70% / 60%; NDXT 12,574.97 / 70% / 60%; RTY 2,495.499 / 70% / 60%. The estimated initial value is $978.60 per $1,000 note. Key dates: trade Oct 14, 2025, settlement Oct 17, 2025, final valuation July 15, 2030. The Notes are unsecured obligations of UBS, will not be listed, and payments depend on UBS’s credit.

UBS AG is offering $1,215,000 of Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock, due October 19, 2028.

The Notes pay a 9.85% per annum contingent coupon ($24.625 per quarter per $1,000) only if MSFT’s closing level on an observation date is at or above the coupon barrier $410.86 (80% of the initial level). The Notes are automatically called if MSFT closes at or above the call threshold $513.57 (100% of the initial level) on any observation date before maturity, returning principal plus the applicable coupon.

If not called, and the final level is at or above $410.86, principal is repaid at maturity. If the final level is below the downside threshold, repayment equals $1,000 × (1 + underlying return), exposing investors to losses up to total principal. Payments are subject to the creditworthiness of UBS; the Notes will not be listed.

Issue price is $1,000 per Note; the estimated initial value is $973.20 per Note. Underwriting discount is $20 per Note; proceeds to UBS total $1,190,700. Observation dates are quarterly through maturity.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing on October 13, 2026. These unsecured, unsubordinated notes pay a contingent coupon only when the underlying stock closes at or above a preset coupon barrier on an observation date. The notes may be called early if the stock closes at or above the initial level on any observation date before the final valuation date, returning principal plus the due coupon for that period.

If not called, and the stock is at or above the downside threshold on the final valuation date, investors receive principal back; if it is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and total loss is possible. Any payment is subject to UBS’s credit.

Key terms include trade date October 8, 2025, settlement October 10, 2025, final valuation date October 9, 2026, and minimum investment of 100 notes at $10 per note. The estimated initial value is $9.76 per note. The notes will not be listed on any exchange.

UBS AG launched an amended preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Moderna, Inc., maturing on or about October 13, 2026. These unsecured, unsubordinated notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on an observation date. The notes are automatically called if the underlying closes at or above the initial level on any observation date before final valuation; in that case, investors receive principal plus the applicable coupon and the notes terminate.

If not called, and the final level is at or above the downside threshold, investors receive principal at maturity (and the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with the underlying’s decline, and investors could lose their entire investment. All payments are subject to the creditworthiness of UBS.

Key terms: trade date October 8, 2025; settlement October 10, 2025; final valuation October 9, 2026; maturity October 13, 2026. Minimum investment is 100 Notes at $10 per Note. The estimated initial value per Note is expected between $9.57 and $9.82. The notes will not be listed on an exchange.