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[Form 4] AMAZON COM INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Amazon.com, Inc. (AMZN) director Brad D. Smith reported an equity award vesting and share acquisition. On 11/15/2025, a restricted stock unit award was converted on a one-for-one basis into 2,605 shares of Amazon common stock at a price of $0 per share, reported as an acquisition of non-derivative shares following a code "M" transaction. After this transaction, 17,610 shares of common stock were reported as indirectly owned in trust, with additional indirect holdings of 1,250 shares in trust and 27 shares held by a spouse. The reporting person also continues to beneficially own 2,605 restricted stock units as derivative securities following the transaction.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH BRAD D

(Last) (First) (Middle)
P.O. BOX 81226

(Street)
SEATTLE WA 98108-1226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC [ AMZN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share 334 D
Common Stock, par value $.01 per share 11/15/2025 M 2,605 A $0 17,610 I In trust
Common Stock, par value $.01 per share 1,250 I In trust
Common Stock, par value $.01 per share 27 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit Award $0(1) 11/15/2025 M 2,605 11/15/2024(2) 11/15/2026 Common Stock, par value $.01 per share 2,605 $0 2,605 D
Explanation of Responses:
1. Converts into Common Stock on a one-for-one basis.
2. Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 2,605 shares on each of November 15, 2024, November 15, 2025, and November 15, 2026.
Remarks:
Exhibit 24 Power of Attorney
/s/ by Susan K. Jong as attorney-in-fact for Brad D. Smith 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Amazon (AMZN) director Brad D. Smith report on this Form 4?

Brad D. Smith reported the vesting and conversion of a restricted stock unit award into 2,605 shares of Amazon common stock on 11/15/2025, acquired at a price of $0 per share through a code "M" transaction.

How many Amazon (AMZN) shares did Brad D. Smith acquire in this transaction?

The filing shows that 2,605 shares of Amazon common stock were acquired upon the conversion of a restricted stock unit award, with the shares reported as indirectly owned in trust.

What derivative securities does Brad D. Smith still hold in Amazon (AMZN)?

After the reported transaction, Brad D. Smith continues to beneficially own 2,605 restricted stock units, each representing the right to receive one share of Amazon common stock subject to vesting terms.

What is the vesting schedule for Brad D. Smith’s Amazon restricted stock unit award?

The restricted stock unit award is scheduled to vest and convert into 2,605 shares of Amazon common stock on each of November 15, 2024, November 15, 2025, and November 15, 2026, subject to his continued service as a director.

How many Amazon (AMZN) shares does Brad D. Smith report as indirectly owned after the transaction?

Following the transaction, the filing reports 17,610 shares of Amazon common stock indirectly owned in trust, plus 1,250 shares indirectly owned in trust and 27 shares indirectly owned by a spouse.

Was there any cash paid for the Amazon (AMZN) shares acquired by Brad D. Smith?

No cash was paid for the acquired shares; the filing states a price of $0 per share for the 2,605 shares received upon conversion of the restricted stock unit award.

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