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Amazon (NASDAQ: AMZN) CFO exercises RSUs, sells stock under 10b5-1 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AMAZON COM INC (AMZN) reported insider activity by Senior Vice President and CFO Brian T. Olsavsky. On August 21, 2026, he exercised 9,900 and 5,530 shares from Restricted Stock Unit Awards, receiving the same number of AMZN common shares at a $0 exercise price. On the same date, he sold 6,172 common shares at $260.31 per share pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2026. The filing also lists 1,627.979 AMZN shares held indirectly in an Amazon.com 401(k) plan account.

Positive

  • None.

Negative

  • None.
Insider Olsavsky Brian T
Role Senior Vice President and CFO
Sold 6,172 shs ($1.61M)
Approx. gross sale proceeds $1.61M
Approx. exercise cost $0.00
Type Security Shares Price Value
Exercise Restricted Stock Unit Award F2, F3 9,900 $0.00 $0.00
Exercise Restricted Stock Unit Award F2, F4 5,530 $0.00 $0.00
Exercise Common Stock, par value $.01 per share 9,900 $0.00 $0.00
Exercise Common Stock, par value $.01 per share 5,530 $0.00 $0.00
Sale Common Stock, par value $.01 per share F1 6,172 $260.31 $1.61M
holding Common Stock, par value $.01 per share -- -- --
Holdings After Transaction: Restricted Stock Unit Award — 158,706 shares (Direct); Common Stock, par value $.01 per share — 109,207 shares (Direct); Common Stock, par value $.01 per share — 1,627.979 shares (Indirect, Amazon.com 401(k) plan account)
Footnotes (4)
  1. F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/14/2026.
  2. F2. Converts into Common Stock on a one-for-one basis.
  3. F3. This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.
  4. F4. This award vests based upon the following vesting schedule: 5,050 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 5,049 shares on February 21, 2026; 5,530 shares on each of May 21, 2026, August 21, 2026, and November 21, 2026; 5,529 shares on February 21, 2027; 5,797 shares on each of May 21, 2027 and August 21, 2027; 5,796 shares on each of November 21, 2027 and February 21, 2028; 10,474 shares on each of May 21, 2028, August 21, 2028, and November 21, 2028; 10,473 shares on February 21, 2029; 8,067 shares on each of May 21, 2029 and August 21, 2029; and 8,066 shares on each of November 21, 2029 and February 21, 2030.
Shares sold 6,172 shares AMZN common stock sale on August 21, 2026
Sale price per share $260.31 per share Price for 6,172 AMZN shares sold on August 21, 2026
RSU shares exercised (award 1) 9,900 shares Restricted Stock Unit Award converting one-for-one into AMZN common stock
RSU shares exercised (award 2) 5,530 shares Restricted Stock Unit Award converting one-for-one into AMZN common stock
Total RSU shares exercised 15,430 shares Sum of 9,900 and 5,530 AMZN shares acquired via derivative exercises
401(k) plan holdings 1,627.979 shares Indirect AMZN common stock held in Amazon.com 401(k) plan account
Exercise price $0.00 per share Exercise or conversion price for the reported Restricted Stock Unit Awards
Rule 10b5-1 plan adoption date May 14, 2026 Adoption date of trading plan covering the 6,172-share AMZN sale
Restricted Stock Unit Award financial
"security_title: "Restricted Stock Unit Award""
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
Rule 10b5-1 trading plan regulatory
"This transaction was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
converts into Common Stock on a one-for-one basis financial
"Converts into Common Stock on a one-for-one basis."
vesting schedule financial
"This award vests based upon the following vesting schedule"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
par value financial
"Common Stock, par value $.01 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

What insider transactions did AMZN CFO Brian Olsavsky report on this Form 4?

Brian T. Olsavsky reported exercising 9,900 and 5,530 Restricted Stock Unit Awards into AMZN common stock at a $0 exercise price, and selling 6,172 AMZN common shares on August 21, 2026.

At what price did the AMZN shares sell in Brian Olsavsky’s reported transaction?

The reported sale by Brian T. Olsavsky involved 6,172 AMZN common shares at a price of $260.31 per share on August 21, 2026.

Were Brian Olsavsky’s AMZN stock sales under a Rule 10b5-1 plan?

Yes. The filing states the sale of 6,172 AMZN shares was effected pursuant to a Rule 10b5-1 trading plan adopted by Brian T. Olsavsky on May 14, 2026.

How many AMZN shares did Brian Olsavsky acquire through RSU exercises?

He exercised Restricted Stock Unit Awards for 9,900 and 5,530 underlying AMZN common shares, acquiring a total of 15,430 AMZN shares through derivative exercises on August 21, 2026.

What AMZN shares does Brian Olsavsky hold through the Amazon 401(k) plan?

The Form 4 reports 1,627.979 AMZN common shares held indirectly in an “Amazon.com 401(k) plan account” following the reported transactions.

What type of derivative securities did Brian Olsavsky exercise into AMZN stock?

He exercised Restricted Stock Unit Awards that convert into AMZN common stock on a one-for-one basis, resulting in acquisitions of 9,900 and 5,530 AMZN common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Olsavsky Brian T

(Last)(First)(Middle)
P.O. BOX 81226

(Street)
SEATTLE WASHINGTON 98108-1226

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC [ AMZN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President and CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.01 per share08/21/2026M9,900A$0109,849D
Common Stock, par value $.01 per share08/21/2026M5,530A$0115,379D
Common Stock, par value $.01 per share08/21/2026S(1)6,172D$260.31109,207D
Common Stock, par value $.01 per share1,627.979IAmazon.com 401(k) plan account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit Award$0(2)08/21/2026M9,90005/21/2023(3)02/21/2028Common Stock, par value $.01 per share9,900$050,300D
Restricted Stock Unit Award$0(2)08/21/2026M5,53005/21/2025(4)02/21/2030Common Stock, par value $.01 per share5,530$0108,406D
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/14/2026.
2. Converts into Common Stock on a one-for-one basis.
3. This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.
4. This award vests based upon the following vesting schedule: 5,050 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 5,049 shares on February 21, 2026; 5,530 shares on each of May 21, 2026, August 21, 2026, and November 21, 2026; 5,529 shares on February 21, 2027; 5,797 shares on each of May 21, 2027 and August 21, 2027; 5,796 shares on each of November 21, 2027 and February 21, 2028; 10,474 shares on each of May 21, 2028, August 21, 2028, and November 21, 2028; 10,473 shares on February 21, 2029; 8,067 shares on each of May 21, 2029 and August 21, 2029; and 8,066 shares on each of November 21, 2029 and February 21, 2030.
Remarks:
/s/ by Susan K. Jong as attorney-in-fact for Brian T. Olsavsky, Senior Vice President and CFO08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)