STOCK TITAN

Susan Decker joins Andersen Group (NYSE: ANDG) board

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Andersen Group Inc. appointed Susan Decker to its Board of Directors, expanding the Board to eight members, with her initial term running until the 2026 annual meeting of stockholders. She has been deemed an independent director and will serve on the compensation and risk committees.

Under a prior letter agreement, Ms. Decker had received 2,500 profits interest units in Andersen Tax LLC, which were exchanged in the IPO reorganization for 250,000 Class X Aggregator Units. She must retain one-third of this grant and may convert no more than 20% per year into Class A common stock, with company repurchase rights on portions of the grant at book value if her board service ends before specified dates through July 1, 2029.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Board size 8 directors Number of authorized directors after Susan Decker’s appointment
Profits interest units granted 2,500 units Original grant in Andersen Tax LLC under the letter agreement
Exchanged Class X Aggregator Units 250,000 units Units received after IPO reorganization in exchange for profits interest units
Retention requirement one-third of grant Portion of Susan Decker’s grant she must retain
Annual conversion cap 20% of grant per year Maximum portion of grant convertible into Class A common stock on cumulative basis
Repurchase right if not director by July 1, 2026 80% of grant Company right to repurchase at book value if she had not become director
Repurchase right before July 1, 2027 60% of grant Portion the company may repurchase at book value if service ends before this date
Repurchase right before July 1, 2028 and 2029 40% and 20% of grant Repurchase percentages if service ends before July 1, 2028 or July 1, 2029
profits interest units financial
"was granted 2,500 profits interest units (the “Grant”) in Andersen Tax LLC"
Class X Aggregator Units financial
"these profits interest units were exchanged for 250,000 Class X Aggregator Units"
independent director regulatory
"The Board has determined that Ms. Decker is an independent director in accordance"
An independent director is a member of a company's board of directors who is not involved in the company's day-to-day operations and has no significant relationships with the company that could influence their judgment. Their role is to provide unbiased oversight and ensure the company is managed in the best interests of all shareholders. This helps build trust and confidence among investors by promoting transparency and accountability.
compensation committee financial
"has appointed Ms. Decker as a member of the compensation committee and the risk committee"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
risk committee financial
"has appointed Ms. Decker as a member of the compensation committee and the risk committee"
A risk committee is a group, usually part of a company’s board or senior leadership, tasked with spotting, assessing and guiding how the company manages threats to its finances, operations and compliance—think of it as a regular safety inspection for the business. Investors care because the committee’s work influences how likely the company is to avoid big losses, regulatory trouble or surprises that can hurt earnings and share value.
indemnification agreement regulatory
"Ms. Decker has entered into the Company’s standard form of indemnification agreement"
An indemnification agreement is a contract in which one party promises to cover losses, costs, or legal claims that another party might face, acting like a tailored safety net or private insurance policy. For investors, it matters because such agreements shift potential financial risk away from a company or its officers and onto the indemnifier, which can affect a company’s future liabilities, cash flow and how risky the investment appears during deal-making or litigation.
false 0002065708 0002065708 2026-04-27 2026-04-27
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 27, 2026

 

 

Andersen Group Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-43014   33-4630773

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

333 Bush Street  

Suite 1700

San Francisco, California

  94104
(Address of principal executive offices)   (Zip Code)

(415) 764-2700

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Class A Common Stock, $0.0001 par value   ANDG   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 
 


Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(d) On April 27, 2026, the Board of Directors (the “Board”) of Andersen Group Inc. (the “Company”) appointed Susan Decker as a member of the Board, with her initial term expiring at the Company’s 2026 annual meeting of stockholders. In connection with Ms. Decker’s appointment, and pursuant to the Company’s certificate of incorporation and bylaws, the Board has increased the number of authorized directors of the Board to eight members. The Board has determined that Ms. Decker is an independent director in accordance with applicable rules of the Securities and Exchange Commission and the New York Stock Exchange, and has appointed Ms. Decker as a member of the compensation committee and the risk committee.

Pursuant to the letter agreement dated July 15, 2025 between the Company and Ms. Decker (the “Letter Agreement”), Ms. Decker became an advisor to the Board and was granted 2,500 profits interest units (the “Grant”) in Andersen Tax LLC, a subsidiary of the Company, in connection with Ms. Decker’s eventual Board service, which were fully vested upon grant. In connection with the reorganization transactions undertaken as part of the Company’s initial public offering, these profits interest units were exchanged for 250,000 Class X Aggregator Units.

Pursuant to the Letter Agreement, Ms. Decker is required to retain one-third of the Grant and is restricted from converting more than 20% of the Grant into the Company’s Class A common stock per year (on a cumulative basis). Additionally, if Ms. Decker did not become a director of the Company by July 1, 2026, the Company had the right to repurchase 80% of the Grant at book value. If Ms. Decker terminates her services as a director with the Company: (i) prior to July 1, 2027, the Company has the right to repurchase 60% of the Grant at book value, (ii) prior to July 1, 2028, the Company has the right to repurchase 40% of the Grant at book value, and (iii) prior to July 1, 2029, the Company has the right to repurchase 20% of the Grant at book value. The foregoing description of the Letter Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Letter Agreement, a copy of which will be filed with the Company’s Quarterly Report on Form 10-Q and is incorporated by reference herein.

Ms. Decker has entered into the Company’s standard form of indemnification agreement. Except as set forth in this Item 5.02, there is no arrangement or understanding between Ms. Decker and any other person pursuant to which Ms. Decker was appointed as a member of the Board.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    ANDERSEN GROUP INC.
Date: April 28, 2026     By:  

/s/ Mark L. Vorsatz

    Name:   Mark L. Vorsatz
    Title:   Chief Executive Officer

FAQ

What did Andersen Group Inc. (ANDG) announce in this Form 8-K?

Andersen Group Inc. appointed Susan Decker to its Board of Directors, expanding the Board to eight members. Her initial term runs until the 2026 annual meeting, and she will serve on the compensation and risk committees as an independent director under SEC and NYSE rules.

Who is Susan Decker and what is her role at Andersen Group (ANDG)?

Susan Decker has been appointed as an independent director on Andersen Group’s Board. Her initial term extends to the 2026 annual meeting, and she will sit on the compensation and risk committees, helping oversee executive pay decisions and the company’s approach to managing key risks.

What equity grant is associated with Susan Decker’s service on Andersen Group’s board?

Susan Decker previously received 2,500 profits interest units in Andersen Tax LLC, later exchanged for 250,000 Class X Aggregator Units. She must retain one-third of this grant and faces annual limits on converting these units into Andersen Group Class A common stock under the letter agreement.

What limits apply to Susan Decker’s ability to convert her Andersen equity grant?

Under the letter agreement, Susan Decker must keep one-third of her 250,000 Class X Aggregator Unit grant. She is also restricted from converting more than 20% of the grant into Andersen Group’s Class A common stock per year, calculated on a cumulative basis over time.

What repurchase rights does Andersen Group (ANDG) have over Susan Decker’s grant?

If Susan Decker had not joined the board by July 1, 2026, Andersen could repurchase 80% of the grant at book value. If her director service ends before July 1 of 2027, 2028, or 2029, the company may repurchase 60%, 40%, or 20% of the grant, respectively.

On which committees will Susan Decker serve at Andersen Group Inc. (ANDG)?

Susan Decker will serve on Andersen Group’s compensation committee and risk committee. These board committees oversee executive compensation programs and the company’s risk oversight framework, adding an independent director’s perspective to pay, incentive structures, and overall risk management practices.

Filing Exhibits & Attachments

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