ANIP Form 144: Broker Files Proposed Sale of 11,862 Shares

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting the proposed sale of 11,862 shares of Common Stock in connection with affiliate dispositions.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting the proposed sale of 11,862 shares of Common Stock in connection with affiliate dispositions. The filing lists 3,312 shares from an exercise of stock options dated 06/05/2026 and 8,550 shares from restricted stock awards dated 03/31/2018.

The notice shows an aggregate value field of $939,470.40 and a separate numeric field 22,734,618; the filing's exact labels for those figures are presented in the excerpt.

Insights

Corporate Securities Counsel

Form 144 reports proposed affiliate sales tied to option exercise and restricted awards.

The excerpt lists 3,312 shares linked to an exercise of stock options dated 06/05/2026 and 8,550 shares from restricted stock awards dated 03/31/2018

Cash‑flow treatment and exact distribution methods are not detailed in the excerpt; subsequent SEC filings or broker confirmations would specify timing and sale method.

Key Figures

Shares reported: 11,862 shares Option exercise shares: 3,312 shares Restricted award shares: 8,550 shares +2 more

5 metrics

Shares reported 11,862 shares aggregate line in excerpt

Option exercise shares 3,312 shares Exercise of Stock Options dated <date>06/05/2026</date>

Restricted award shares 8,550 shares Restricted Stock Awards dated <date>03/31/2018</date>

Monetary field shown $939,470.40 numeric field in excerpt

Additional numeric field 22,734,618 numeric entry shown in excerpt

Key Terms

Form 144, Exercise of Stock Options, Restricted Stock Awards

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Exercise of Stock Options financial

"Common | 06/05/2026 | Exercise of Stock Options"

Restricted Stock Awards financial

"Common | 03/31/2018 | Restricted Stock Awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does ANIP's Form 144 filing show about the transaction?

It reports a proposed sale of 11,862 shares of Common Stock, comprised of 3,312 from option exercise and 8,550 from restricted stock awards, with transaction dates listed as 06/05/2026 and 03/31/2018

Who is listed as the filer on the Form 144 for ANIP?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004 as the broker/filing intermediary associated with the proposed sale.

What amounts or values appear in the ANIP Form 144 excerpt?

The excerpt shows numeric fields including 11,862 shares reported, an aggregate monetary field of $939,470.40, and a separate numeric entry 22,734,618; the excerpt presents these figures without full contextual labels.

Does the Form 144 excerpt state how the shares will be sold?

The excerpt lists the security types and dates (exercise of stock options, restricted stock awards) but does not specify the exact sale methods or timing in the provided lines; sale mechanics are not shown in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/05/2026 - 04:48 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001674236
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ANI PHARMACEUTICALS, INC.
SEC File Number	001-31812
Address of Issuer	104 Carnegie Center Drive, Suite 300 Princeton NEW JERSEY 08540
Phone	(609)759-1810
Name of Person for Whose Account the Securities are To Be Sold	STEPHEN P CAREY
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11862	939470.40	22734618	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/05/2026	Exercise of Stock Options	Issuer			3312	06/05/2026	Cash
Common	03/31/2018	Restricted Stock Awards	Issuer			8550	03/31/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock awards during the period of 03/31/2018 through 03/28/2021.
Date of Notice	06/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Stephen P Carey
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)