STOCK TITAN

AleAnna (ANNA) CEO gains 218,578 shares from RSU and PSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AleAnna, Inc.’s Chief Executive Officer Marco Brun increased his direct equity stake through stock-based compensation awards. On March 15, 2026, he acquired 119,932 shares of common stock when performance share units vested after meeting performance conditions. On April 13, 2026, 98,646 restricted stock units vested and were converted into an equal number of common shares at no cost.

Each PSU and RSU converts into one share of common stock, and following these awards Brun directly owns 218,578 shares. These are compensation-related grants and vesting events rather than open‑market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Brun Marco
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 98,646 $0.00 --
Exercise Common Stock 98,646 $0.00 --
Grant/Award Common Stock 119,932 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 218,578 shares (Direct)
Footnotes (1)
  1. On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc., the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria. PSUs convert into common stock on a one-for-one basis. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026.
PSUs vested 119,932 shares Performance share units vesting into common stock on March 15, 2026
RSUs vested 98,646 shares Restricted stock units converting into common stock on April 13, 2026
Shares owned after transactions 218,578 shares Direct common stock holdings following April 13, 2026 vesting
RSU conversion ratio 1 RSU = 1 share RSUs convert into common stock on a one-for-one basis
PSU conversion ratio 1 PSU = 1 share Performance share units convert into common stock one-for-one
performance share units ("PSUs") financial
"the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc."
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brun Marco

(Last)(First)(Middle)
300 CRESCENT COURT, SUITE 1860

(Street)
DALLAS TEXAS 75201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/15/2026A119,932(1)A$0.00(2)119,932D
Common Stock04/13/2026M98,646A(3)218,578D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(4)04/13/2026M98,646 (4) (4)Common Stock98,646$0.000D
Explanation of Responses:
1. On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc., the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.
2. PSUs convert into common stock on a one-for-one basis.
3. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
4. Each RSU has a value equal to one share of common stock. All of the RSUs reported vested on April 13, 2026.
/s/ Marco Brun04/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did AleAnna (ANNA) report for CEO Marco Brun?

CEO Marco Brun reported stock-based compensation acquisitions. He received 119,932 common shares from performance share units vesting on March 15, 2026, and 98,646 shares from restricted stock units vesting on April 13, 2026, with no open-market purchases or sales disclosed.

How many AleAnna (ANNA) shares does CEO Marco Brun hold after these Form 4 transactions?

Marco Brun directly holds 218,578 AleAnna shares after the reported awards. This total reflects 119,932 common shares from vested performance share units and 98,646 common shares from vested restricted stock units converting one-for-one into common stock during March and April 2026.

Were AleAnna (ANNA) CEO transactions market buys or compensation grants?

The reported transactions are compensation-related grants and vesting, not market trades. The Form 4 shows performance share units and restricted stock units converting into common stock at a price of $0.00 per share, classified as awards and derivative exercises, with no open-market buying or selling.

What are the details of AleAnna (ANNA) CEO’s restricted stock unit vesting?

All 98,646 restricted stock units vested on April 13, 2026. Each RSU had a value equal to one common share and converted on a one-for-one basis into 98,646 shares of AleAnna common stock, increasing CEO Marco Brun’s direct ownership without cash payment.

How did performance share units affect AleAnna (ANNA) CEO’s ownership?

Performance share units added 119,932 shares to Marco Brun’s holdings. Granted on March 15, 2026, these PSUs vested upon achievement of specified performance criteria and converted into 119,932 common shares on a one-for-one basis, boosting his direct equity position in the company.