STOCK TITAN

AleAnna, Inc. (ANNA) director receives 21,617 vested performance shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AleAnna, Inc. director William K. Dirks acquired 21,617 shares of common stock through the vesting of previously granted performance share units. These PSUs converted into common stock on a one-for-one basis after the company met specified performance conditions, leaving him with 21,617 shares held directly.

Positive

  • None.

Negative

  • None.
Insider Dirks William K.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 21,617 $0.00 --
Holdings After Transaction: Common Stock — 21,617 shares (Direct)
Footnotes (1)
  1. On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria. PSUs convert into common stock on a one-for-one basis.
Shares acquired 21,617 shares Common stock from vested performance share units
Price per share $0.0000 per share Grant/award acquisition, not open-market purchase
Post-transaction holdings 21,617 shares Total common shares held directly after transaction
performance share units financial
"the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc."
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
PSUs financial
"The number of shares reported represents the number of PSUs that vested"
PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.
vested financial
"represents the number of PSUs that vested as a result of the achievement"
convert into common stock financial
"PSUs convert into common stock on a one-for-one basis."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dirks William K.

(Last)(First)(Middle)
300 CRESCENT COURT, SUITE 1860

(Street)
DALLAS TEXAS 75201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/15/2026A21,617(1)A$0.00(2)21,617D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On March 15, 2026, the Reporting Person was granted performance share units ("PSUs") of AleAnna, Inc. (the "Issuer"), the vesting of which was subject to certain performance conditions. The number of shares reported represents the number of PSUs that vested as a result of the achievement of such performance criteria.
2. PSUs convert into common stock on a one-for-one basis.
/s/ William K. Dirks04/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AleAnna (ANNA) report for William K. Dirks?

AleAnna reported that director William K. Dirks acquired 21,617 shares of common stock. These shares came from the vesting of previously granted performance share units after certain performance conditions were achieved, and are now held as direct ownership.

How did William K. Dirks receive the 21,617 AleAnna (ANNA) shares?

Dirks received the 21,617 shares through vesting of performance share units. The footnotes state the PSUs vested when performance criteria were met and then converted into common stock on a one-for-one basis with no purchase price per share.

What are performance share units (PSUs) in the AleAnna (ANNA) filing?

Performance share units are equity awards that convert into common stock if specific performance goals are met. In this case, AleAnna’s PSUs converted into common stock on a one-for-one basis once the required performance criteria were achieved.

Did William K. Dirks pay for the 21,617 AleAnna (ANNA) shares?

The filing shows a transaction price of $0.0000 per share, indicating this was a grant or award rather than an open-market purchase. The shares resulted from vested performance share units awarded as part of compensation.

What is William K. Dirks’s AleAnna (ANNA) shareholding after this Form 4?

After this transaction, Dirks directly owns 21,617 shares of AleAnna common stock. The filing lists this amount as his total shares following the transaction, with no remaining derivative positions disclosed in this report.