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Antalpha Platform Holding Company amended its shelf registration to refine risk disclosures, update incorporation-by-reference language, file additional exhibits and address SEC staff comments, while keeping the underlying $100,000,000 mixed-securities shelf unchanged.
The company, a Cayman Islands holding entity operating through subsidiaries, provides financing, technology and risk‑management solutions to the Bitcoin mining industry, including loans secured by Bitcoin and mining machines via its Antalpha Prime platform. It is developing an early‑stage Web3 AI agent, launched in beta in May 2026, with near‑term financial impact not expected to be material.
The shelf registration permits future offerings of Class A ordinary shares, debt securities and warrants, including possible at‑the‑market transactions, with proceeds for general corporate purposes. Antalpha is an emerging growth company, a foreign private issuer and a Nasdaq‑listed controlled company, which allows reduced reporting and governance requirements. Key risks highlighted include potential dilution from future equity or debt offerings, share‑price volatility, early‑stage and regulatory risks around AI initiatives, and challenges enforcing U.S. civil judgments against a Cayman/Singapore/Hong Kong–based structure.
Antalpha Platform Holding Company furnished a report in which its publicly traded subsidiary Aurelion Inc. announced unaudited financial results for the quarter ended June 30, 2026; the earnings release is also incorporated into Antalpha’s existing Form F-3 shelf registration.
For this third fiscal quarter, Aurelion recorded an operating loss of $24.4 million, driven mainly by fair value losses on XAUt holdings as gold prices fell, and a net loss from continuing operations of 25,063,838, compared with 1,538,793 a year earlier, as total net revenue declined from 2,975,282 to zero and total operating expenses increased to 24,399,312.
As of June 30, 2026, Aurelion reported unaudited Net Asset Value of 91.9 (US$ millions), based on 134.7 of digital assets and cash, including 133.1 in XAUt priced at 3,996 per unit, and 42.8 of debt; this equated to NAV per share of 2.44 on 37.6 million shares outstanding and XAUt value per share of 3.54.
Antalpha Platform Holding Company filed a Form F-3 shelf registration to offer up to $100,000,000 of securities, including Class A ordinary shares, debt securities and warrants, to be sold from time to time from time to time after the effective date.
The prospectus describes the company's business of supply chain financing for Bitcoin miners, a beta Web3 AI agent launched in May 2026, and corporate structure notes: 24,014,343 ordinary shares outstanding as of May 31, 2026 and Antalpha Technologies Holding Company beneficially owns approximately 62.5% of Class A ordinary shares.
Tether-affiliated entities updated their ownership disclosure in Antalpha Platform Holding Co. The group of reporting persons continues to beneficially own 1,950,000 Class A Ordinary Shares, representing 8.1% of Antalpha’s outstanding Ordinary Shares based on 23,980,257 shares outstanding as of December 31, 2025.
Effective June 12, 2026, Tether Investments, S.A. de C.V. transferred 1,950,000 Ordinary Shares to Tether International, S.A. de C.V. This was an internal transfer among related entities and did not change the aggregate number of shares beneficially owned by the reporting persons. Voting and dispositive power over these shares is shared among the reporting persons other than Tether Investments.
Antalpha Platform Holding Company reported strong first-quarter 2026 results, with revenue rising 52% year-over-year to $20.7 million and net income attributable to Antalpha increasing to $2.7 million. Adjusted EBITDA jumped to $13.3 million, helped by $12.9 million of unrealized gains on XAUt tokenized gold holdings, lifting adjusted EBITDA margin to 64% from 18% a year earlier.
Technology financing and platform fees both grew, while total value of loans facilitated was $1.7 billion, down 3% year-over-year amid a weaker Bitcoin environment and large repayments. Management highlighted disciplined collateralization, no principal loan losses to date, and progress in its tokenized gold and new Web3 AI agent initiatives. For Q2 2026, Antalpha guides revenue between $11 million and $13 million, assuming crypto-collateralized financing demand remains broadly consistent with recent market trends.
Antalpha Platform Holding Company reported a strategic expansion into AI infrastructure and intelligent routing systems as a new long-term growth avenue. The company has developed a proprietary MCP (Model Context Protocol) framework to coordinate data and execution environments and recently launched “Nina,” an early-stage agentic interface layer built on this architecture.
Antalpha plans to focus on foundational infrastructure technologies that support increasingly intelligent and connected digital systems while continuing its core fintech business in Web3 financing, technology, and risk management solutions, including Bitcoin supply chain and margin loans offered through the Antalpha Prime technology platform.
Antalpha Platform Holding Company, through its subsidiary Aurelion Inc., furnished Aurelion’s unaudited results for the quarter ended March 31, 2026. Aurelion generated operating income of $8.9 million, mainly from fair value gains on its Tether Gold (XAU₮) holdings as gold prices rose.
For this date, Aurelion reported Net Asset Value (NAV) of $116.4 million, with digital assets and cash of $157.6 million and debt of $41.2 million. NAV per share was $3.16, based on 36.8 million shares outstanding, and XAU₮ value per share was $4.22, reflecting its gold-backed token exposure.
In the income statement, Aurelion showed quarterly net income of $7.9 million, reversing a net loss of $3.0 million a year earlier, and six‑month net income of $16.7 million versus a prior six‑month loss of $3.5 million. These results were driven by unrealized gains on XAU₮ assets rather than traditional revenue, which was minimal.
Antalpha Platform Holding Company filed a Form 6-K to share a press release announcing its participation in XAUE, a new protocol designed to generate yield on tokenized gold while preserving exposure to the underlying metal.
Antalpha is committing 6,052 units of XAU₮, valued at approximately US$29 million based on the prior day’s gold benchmark price. The company describes this as a deliberate allocation aimed at obtaining additional liquidity via yield on gold, while maintaining institutional custody standards and risk controls.
The release highlights XAUE’s goal of making gold more active within global financial systems and notes that Aurelion, Antalpha’s NASDAQ-listed XAU₮ treasury subsidiary, is separately participating in the protocol.
Tether Global Investments Fund and affiliates disclosed an 8.2% stake in Antalpha Platform Holding Co. The reporting persons beneficially own 1,950,000 Class A Ordinary Shares, acquired on May 13, 2025 in Antalpha’s initial public offering at the initial offering price, using cash from working capital.
The 8.2% ownership is based on 23,677,500 Ordinary Shares outstanding upon completion of the IPO. The shares are held by Tether Investments, S.A. de C.V., a controlled subsidiary of Tether Global Investments Fund, with shared voting and dispositive power among the reporting persons. They may buy more, hold, or sell shares depending on market and company conditions.
Antalpha Platform Holding Company reported that Derar Islim will resign as its Chief Operating Officer and Chief Executive Officer for U.S. and EMEA operations, effective April 30, 2026. He will remain as an advisor to support a smooth transition.
Antalpha’s global CEO, Jin Xin, thanked Islim for his leadership and contributions, while Islim expressed appreciation for the opportunity and signaled continued support in an advisory capacity. The company continues to provide financing, technology, and risk management solutions to institutional clients in the digital asset industry through its Antalpha Prime platform.