Sphere 3D director reports initial share holdings

Sphere 3D Corp. director Nicholas Ray Gates filed an initial Form 3 reporting his ownership in the company.

Rhea-AI Filing Summary

Sphere 3D Corp. director Nicholas Ray Gates filed an initial Form 3 reporting his ownership in the company. The filing shows he directly holds 6,555 Common Shares with no par value. This is a holdings report only, with no specific buy or sell transactions disclosed.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Gates Nicholas Ray

Role Director

Type	Security	Shares	Price	Value
holding	Common Shares, no par value	--	--	--

Holdings After Transaction: Common Shares, no par value — 6,555 shares (Direct)

Key Figures

Director share holdings: 6,555 shares

1 metrics

Director share holdings 6,555 shares Direct Common Shares with no par value following position as of June 1, 2026

Key Terms

Common Shares, no par value, total_shares_following_transaction, direct_or_indirect

3 terms

Common Shares, no par value financial

"security_title: "Common Shares, no par value""

total_shares_following_transaction financial

""total_shares_following_transaction": "6555.0000""

direct_or_indirect financial

""direct_or_indirect": "D""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Nicholas Ray Gates’ Form 3 show for Sphere 3D Corp. (ANY)?

The Form 3 shows Nicholas Ray Gates’ initial reported holdings in Sphere 3D Corp. He is listed as a director and directly holds 6,555 Common Shares with no par value, with no individual purchase or sale transactions reported in this filing.

How many Sphere 3D Corp. (ANY) shares does Nicholas Ray Gates report on Form 3?

Nicholas Ray Gates reports direct ownership of 6,555 Common Shares of Sphere 3D Corp. The shares are described as Common Shares with no par value, and this figure reflects his total direct holdings following the reported position date in the filing.

Does the Sphere 3D Corp. (ANY) Form 3 for Nicholas Ray Gates show any recent trades?

The Form 3 for Nicholas Ray Gates does not list any specific buy or sell trades. Instead, it records his total direct ownership of 6,555 Common Shares, functioning as an initial statement of beneficial ownership rather than a transaction report.

Is Nicholas Ray Gates a director or officer of Sphere 3D Corp. (ANY) according to the Form 3?

According to the Form 3, Nicholas Ray Gates is identified as a director of Sphere 3D Corp. The filing notes that he is not an officer and not a ten percent owner, and it ties this role to his reported 6,555 directly held Common Shares.

What type of security does Nicholas Ray Gates hold in Sphere 3D Corp. (ANY)?

Nicholas Ray Gates holds Common Shares of Sphere 3D Corp. labeled as having no par value. The Form 3 records a total of 6,555 such Common Shares held directly, and no derivative securities or option positions are listed in the filing data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:11 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Gates Nicholas Ray

(Last) (First) (Middle)

C/O SPHERE 3D CORP.

243 TRESSER BLVD, 17TH FLOOR

(Street)

STAMFORD CONNECTICUT 40200

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
Sphere 3D Corp. [ ANY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares, no par value	6,555	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicholas R. Gates	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)