Welcome to our dedicated page for Sphere 3D SEC filings (Ticker: ANY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sphere 3D Corp. filings document a public Bitcoin mining issuer's material events, proxy matters, capital structure, governance, and Nasdaq listing status. Form 8-K disclosures cover shareholder voting results, warrant-inducement matters, executive employment agreements, material modifications to shareholder rights, and the completed 1-for-10 share consolidation of the company's common shares.
Proxy and material-event filings also describe executive compensation, equity awards, board and shareholder proposals, and listing-compliance matters, including Nasdaq minimum-bid-price compliance. These regulatory records tie Sphere 3D's corporate actions to its common-share structure, governance controls, financing activity, and operating and financial disclosures as a digital asset mining company.
Sphere 3D Corp. (ANY) entered into a Securities Purchase Agreement for a private placement of 1,666,661 units, each consisting of one common share and one five-year warrant, at $3.00 per unit, for expected gross proceeds of $5.0 million. The warrants are immediately exercisable at $3.50 per share and, if fully exercised for cash, could provide an additional approximately $5.8 million. Company insiders, including the Chairman and Chief Executive Officer, subscribed for 333,332 units for about $1.0 million, and all securities from the transaction are subject to a six‑month lock‑up.
Management and the board concluded a 90‑day strategic review, designating the Iowa site and legacy mining fleet as non‑core. Sphere 3D agreed to sell the Iowa site for $1.5 million plus about $500,000 of deposits and to sell approximately 5,500 mining machines for about $3 million, reallocating capital toward AI and high‑performance computing projects in the Tennessee Valley Authority region and a proposed 50 MW data center in Hopkinsville, Kentucky.
Sphere 3D Corp. (ANY) director Timothy P. Hanley reported acquiring Common Shares and Warrants in connection with a private placement. On September 8, 2026, he agreed to purchase 33,333 Common Shares at $3.00 per share together with an accompanying Warrant to purchase one Common Share at an exercise price of $3.50.
The transaction is documented in a securities purchase agreement with Sphere 3D Corp. and is expected to close on September 11, 2026, and is described as exempt from Section 16(b) under Rule 16b-3(d)(1). After this award, Hanley holds 115,934 Common Shares directly, including unvested restricted stock units, and 33,333 Warrants to purchase Common Shares.
Sphere 3D Corp. (ANY) director Nicholas Ray Gates entered into a securities purchase agreement on September 8, 2026 to acquire 133,333 Common Shares at $3.00 per share and 133,333 Warrants to purchase Common Shares at an exercise price of $3.50, in a private placement expected to close on September 11, 2026 and described as exempt from Section 16(b) under Rule 16b-3(d)(1). Following these grants, he holds 189,888 Common Shares directly, including unvested restricted stock units, and 133,333 Warrants directly.
Sphere 3D Corp. (ANY) reported that Chief Executive Officer and director Joel M. Block agreed on September 8, 2026 to acquire 166,666 Common Shares and 166,666 Warrants of the company in a private placement exempt from Section 16(b) under Rule 16b-3(d)(1). The private placement is expected to close on September 11, 2026, at a price of $3.00 per Common Share and accompanying Warrant, with each Warrant exercisable at $3.50 per Common Share until September 11, 2031.
After this award, Block holds 1,029,476 Common Shares directly, which the company states includes unvested restricted stock units.
Sphere 3D Corp. (ANY) entered into two significant asset sale arrangements on September 1, 2026. The company agreed to sell its Iowa site to Simple mining, LLC for a $1.5 million purchase price, consisting of $300,000 in cash and a $1.2 million interest-free promissory note payable in equal monthly installments from December 1, 2026 through November 1, 2027. Sphere 3D is also entitled to the return of a utility prepayment of approximately $300,000 and a security deposit of approximately $225,000. In a separate binding term sheet with RepairBit, LLC, Sphere 3D agreed to sell approximately 5,500 proprietary mining machines, representing all of its existing legacy owned fleet, for aggregate proceeds of approximately $3.1 million, with deliveries over a 90-day period beginning September 1, 2026 while retaining ownership of miners until corresponding payments are received.
Sphere 3D Corp. (ANY) reports that its Chief Financial Officer and director, Kurt L. Kalbfleisch, exercised 17,188 Restricted Stock Units on September 2, 2026, receiving an equal number of common shares at a stated exercise price of $0.00 per share. The vested RSUs relate to tranches that vested on June 30, 2026 and September 1, 2026, with settlement and delivery occurring on September 2, 2026. Following this settlement, he holds 443,003 common shares directly and 43,749 RSUs that remain outstanding with scheduled vesting through June 1, 2027, plus indirect holdings of 215 common shares each held by his daughter and son. No Rule 10b5-1 trading plan is reported.
Sphere 3D Corp. (ANY) is the subject of an amended Schedule 13D filed by Endeavor Blockchain, LLC and its managing member, Joshua Kilgore. They now report beneficial ownership of 300,000 common shares, representing 3.4% of the 8,704,816 shares outstanding as of August 11, 2026, with shared voting and dispositive power over all of these shares.
Endeavor Blockchain originally purchased 500,000 shares for an aggregate price of approximately $988,384 using working capital, including potential margin loans, in open‑market transactions. On August 24, 2026, the reporting persons sold 200,000 shares in the open market in the ordinary course of business, reducing their stake. They state that the investment was made because the shares were viewed as undervalued and that they may increase or decrease their position depending on market conditions and other opportunities. They also state an intention to engage with Sphere 3D’s management and board regarding opportunities for value creation, while expressly disclaiming beneficial ownership of any securities not held directly or through a wholly owned entity.
Sphere 3D Corp. (NASDAQ: ANY) reported results of a special shareholder meeting where investors approved two special resolutions. Shareholders authorized a continuance of the company from Ontario to British Columbia and approved changing the corporate name to DarkHorse Technologies Inc. The name change and continuance are expected to become effective following completion of remaining regulatory and administrative steps, after which the company plans to change its Nasdaq ticker from ANY to DRK. At the meeting, 3,516,019 of 7,641,767 common shares outstanding were represented, a quorum of 46.01%. Sphere 3D also disclosed that U.S. Customs and Border Protection has asserted potential supplemental import tariffs on certain Bitcoin miners purchased in 2022; if CBP were to prevail, related tariff liability could be approximately $2.2 million plus statutory interest. The company stated it believes the CBP allegation to be without merit and intends to contest the tariffs through CBP protest procedures.
Sphere 3D Corp. operates a Bitcoin mining and digital infrastructure business and completed an all‑stock acquisition of Cathedra Bitcoin Inc. on June 1, 2026, creating a vertically integrated data‑center platform with about 53 MW of operating power capacity across five sites.
For the quarter ended June 30, 2026, revenue was $2.45 million, down from $3.02 million a year earlier, while a sharp rise in operating costs, including $7.0 million of mining equipment impairments and a $0.6 million intangible impairment, led to a loss from operations of $13.82 million and a net loss of $13.83 million (basic and diluted loss per share $2.68).
At June 30, 2026, cash and cash equivalents were $2.85 million, Bitcoin holdings had a fair value of $1.20 million (20.5 Bitcoin), total assets were $24.87 million, and shareholders’ equity was $16.88 million. Management states there is substantial doubt about the company’s ability to continue as a going concern within 12 months without additional funding, and the company is using an at‑the‑market equity program and cost reductions to support liquidity.
Sphere 3D Corp. reported second quarter 2026 results and outlined a shift from pure Bitcoin mining toward AI and high-performance computing using its power-ready infrastructure. Revenue was $2.5 million, a 28% increase versus 2026 Q1, while the company recorded a net loss of $13.8 million, including significant impairment charges.
The June 1, 2026 combination with Cathedra Bitcoin created a platform with approximately 53 MW of operating capacity and a development pipeline exceeding 100 MW. Sphere 3D entered 30 MW of co-mining agreements with Bitdeer, advanced conversion and expansion plans at its Hopkinsville site, and is evaluating additional capacity. Cash and cash equivalents were $2.8 million and Bitcoin holdings were $1.2 million as of June 30, 2026. The company has proposed rebranding as DarkHorse Technologies Inc. with Nasdaq ticker "DRK", subject to shareholder approval.