Sphere 3D CAO granted 30,000 RSUs

Reppas Tiah Norton reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Reppas Tiah Norton reported acquisition or exercise transactions in this Form 4 filing.

Sphere 3D Corp.'s Chief Accounting Officer, Reppas Tiah Norton, received an equity grant tied to the company’s common shares. The award covers 30,000 restricted stock units (RSUs), each representing a contingent right to receive one common share, granted on June 8, 2026 under the company’s equity plan.

The RSUs vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, with full acceleration possible upon a defined Vesting Event such as a qualifying change in control or dissolution. After this grant, Norton holds 78,236 common shares directly.

Insights

Equity compensation analyst

Routine RSU grant increases insider equity stake over time.

The filing shows Reppas Tiah Norton, Chief Accounting Officer of Sphere 3D Corp., receiving 30,000 RSUs under the company’s equity plan. RSUs are stock-based compensation that convert into shares only as they vest over time.

Vesting is scheduled in four equal tranches between December 1, 2026 and June 1, 2028, with full acceleration upon a defined Vesting Event. This structure is standard for executive incentives, aligning the officer’s interests with shareholders through increasing ownership.

Following the grant, Norton’s direct holdings rise to 78,236 common shares. The transaction is compensation-related, not an open‑market purchase or sale, so it carries limited signaling value about the insider’s view of the stock price.

Insider Trade Summary

Grant/Award: 30,000 shares

Grant/Award 1 txn

Insider Reppas Tiah Norton

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	30,000	$0.00	$0.00

Holdings After Transaction: Common Shares — 78,236 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Key Figures

RSUs granted: 30,000 RSUs Grant price: $0.00 per unit Shares held after transaction: 78,236 common shares +1 more

4 metrics

RSUs granted 30,000 RSUs Grant on June 8, 2026 under equity plan

Grant price $0.00 per unit Compensation-related RSU award

Shares held after transaction 78,236 common shares Direct holdings following RSU grant

Vesting dates Dec 1 2026; Jun 1 2027; Dec 1 2027; Jun 1 2028 Four equal RSU vesting installments

Key Terms

restricted stock units ("RSUs"), equity plan, Vesting Event, Change in Control Vesting Event, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

equity plan financial

"The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan."

An equity plan is a company program that gives employees, executives or directors a stake in the business through stock, stock options or similar ownership awards, like handing out slices of a pie to people who help bake it. It matters to investors because these grants can motivate key personnel and align their interests with shareholders, but they also increase the number of shares over time and can dilute existing ownership and affect reported earnings.

Vesting Event financial

"subject to full acceleration upon the occurrence of a Vesting Event."

Change in Control Vesting Event financial

"a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement)"

RSU Award Agreement financial

"as defined in the reporting person's RSU Award Agreement"

A RSU award agreement is a legal contract that grants restricted stock units — promises of company stock to an employee or advisor — and spells out how many units are granted, when they become actual shares (vesting), and any conditions or tax rules. Investors care because these agreements create future share issuance and compensation cost, which can dilute existing holders and signal how the company rewards and retains key people, much like a delayed paycheck paid in stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Sphere 3D Corp. (ANY) disclose about Reppas Tiah Norton in this Form 4?

Sphere 3D Corp. reported that Chief Accounting Officer Reppas Tiah Norton received a grant of 30,000 restricted stock units under the company’s equity plan. Each RSU represents a contingent right to receive one common share, subject to future vesting conditions and potential acceleration on a Vesting Event.

How many RSUs did Sphere 3D Corp. (ANY) grant to its Chief Accounting Officer?

The company granted 30,000 restricted stock units to Chief Accounting Officer Reppas Tiah Norton. Each RSU can convert into one common share upon vesting, providing stock-based compensation that increases her potential equity stake as long-term service and performance conditions are met over the vesting schedule.

What is the vesting schedule for the 30,000 RSUs at Sphere 3D Corp. (ANY)?

The 30,000 RSUs vest in four equal installments over about two years. Vesting dates are December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, assuming continued service and no accelerating Vesting Event like a qualifying change in control or dissolution.

What is a Vesting Event for the RSUs granted by Sphere 3D Corp. (ANY)?

A Vesting Event includes a Change in Control Vesting Event defined in the RSU Award Agreement, or a dissolution, liquidation or wind‑up of Sphere 3D Corp. If such an event occurs, all unvested RSUs are subject to full vesting acceleration under the described terms.

How many Sphere 3D Corp. (ANY) common shares does Reppas Tiah Norton hold after this grant?

After the RSU grant, Reppas Tiah Norton is reported to hold 78,236 common shares directly. This figure reflects her position following the compensation-related acquisition and indicates her equity exposure to Sphere 3D Corp. alongside the additional unvested RSU award units.

Was the Sphere 3D Corp. (ANY) RSU grant to the Chief Accounting Officer an open-market purchase?

No, the transaction is classified as a grant or award acquisition, not an open-market purchase. The RSUs were granted at a price of $0.00 per unit under the company’s equity plan, meaning they are compensation rather than shares acquired by buying stock in the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/10/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reppas Tiah Norton

(Last) (First) (Middle)

FIRST EXECUTIVE SUITES, 100 E SAN MARCOS

SUITE 400

(Street)

SAN MARCOS CALIFORNIA 92069

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sphere 3D Corp. [ ANY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/08/2026		A		30,000(1)	A	$0	78,236	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

	/s/ Tiah Reppas	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)