[Form 3] SMITH A O CORP Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

A. O. Smith Corp (AOS) reporting person Paul J. Jones, SVP, GC & Chief Compliance Officer, filed an initial Form 3 disclosing restricted stock units. The filing shows 1,545 RSUs granted 02/12/2024 vesting 02/12/2027 and 1,985 RSUs granted 02/10/2025 vesting 02/10/2028. Each RSU converts to one share at settlement, for a total of 3,530 RSU-equivalent shares reported as direct beneficial ownership. The Form 3 is dated 10/01/2025 and was signed by an attorney-in-fact.

Insights

Corporate Governance Expert

TL;DR: Routine insider disclosure of compensation-related restricted stock units; standard governance practice for retention.

The filing documents time-based restricted stock units granted under the company incentive plan, with multi-year vesting schedules. This aligns executive compensation with long-term shareholder alignment and retention objectives. No sales, option exercises, or derivative transactions are reported, and the holdings are recorded as direct. The disclosure is procedural and does not indicate any governance concern.

Securities Analyst

TL;DR: Minor insider position disclosure; unlikely to be material to AOS valuation or market dynamics.

The reported 3,530 RSUs convert one-for-one to common shares at vesting dates in 2027 and 2028. These grants reflect compensation rather than a market-moving purchase or sale. There is no indication of changes to outstanding share count today, nor any derivative exercises affecting liquidity. Impact on investors is neutral given the small absolute size relative to a public company.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Jones Paul J

(Last) (First) (Middle)

A. O. SMITH CORPORATION

11270 WEST PARK PLACE

(Street)

MILWAUKEE WI 53224

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025

3. Issuer Name and Ticker or Trading Symbol
SMITH A O CORP [ AOS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, GC & Chief Compliance Off

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	1,545	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	1,985	(2)	D

Explanation of Responses:

1. The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.

2. Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

3. The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.

Remarks:

	James F. Stern, Attorney-in-Fact for Paul J. Jones	10/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Paul J. Jones disclose on the AOS Form 3?

The filing discloses 1,545 RSUs (granted 02/12/2024, vest 02/12/2027) and 1,985 RSUs (granted 02/10/2025, vest 02/10/2028), totaling 3,530 RSU-equivalent shares.

What is the reporting date on the Form 3 for AOS?

The Date of Event Requiring Statement shown on the form is 10/01/2025.

Are the restricted stock units direct or indirect ownership?

The restricted stock units are reported as Direct (D) beneficial ownership in the filing.

When do the disclosed RSUs vest into common stock?

The 1,545 RSUs vest on 02/12/2027 and the 1,985 RSUs vest on 02/10/2028, at which point each RSU converts to one share.

Who signed the Form 3 for Paul J. Jones?

The form was signed by James F. Stern, Attorney-in-Fact for Paul J. Jones on 10/01/2025.