A. O. Smith (NYSE: AOS) CFO receives 32,060 RSUs vesting in 2032

Rhea-AI Filing Summary

Anderson Carrie L reported acquisition or exercise transactions in this Form 4 filing.

A. O. Smith’s EVP & CFO Carrie L. Anderson received a compensation grant of 32,060 Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of Common Stock at settlement. The award was granted at a reference price of $62.38 per unit under the A. O. Smith Combined Incentive Compensation Plan.

The RSUs were granted on July 1, 2026 as a transaction exempt under Rule 16b-3 and will become payable in Common Stock on the vesting date of July 1, 2032. After this grant, Anderson holds 32,060 RSUs directly, reflecting a long-term, equity-based component of her executive compensation rather than an open-market share purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Anderson Carrie L

Role EVP & CFO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	32,060	$62.38	$2.00M

Holdings After Transaction: Restricted Stock Units — 32,060 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
2. F2. The restricted stock units were granted on 07/01/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 07/01/2032.

Key Figures

RSUs granted: 32,060 units Grant reference price: $62.38 per unit Underlying common shares: 32,060 shares +2 more

5 metrics

RSUs granted 32,060 units Restricted Stock Units granted to EVP & CFO on July 1, 2026

Grant reference price $62.38 per unit Disclosed transaction price per restricted stock unit

Underlying common shares 32,060 shares Each RSU represents one share of Common Stock

Total RSUs after grant 32,060 units Total restricted stock units held directly following this transaction

Vesting date July 1, 2032 RSUs become payable in Common Stock on this date

Key Terms

Restricted Stock Units, Rule 16b-3, Combined Incentive Compensation Plan, vesting date

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3 regulatory

"The restricted stock units were granted ... a transaction exempt under Rule 16b-3."

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Combined Incentive Compensation Plan financial

"The restricted stock units were granted ... under the A. O. Smith Combined Incentive Compensation Plan."

vesting date financial

"The restricted stock units become payable in Common Stock on the vesting date of 07/01/2032."

FAQ

What did A. O. Smith (AOS) CFO Carrie Anderson report in this Form 4?

Carrie L. Anderson reported receiving 32,060 Restricted Stock Units (RSUs). The award is a grant of equity-based compensation, not an open-market share purchase or sale, and reflects part of her long-term incentive pay as EVP & CFO of A. O. Smith.

How many restricted stock units were granted to the AOS CFO and what do they represent?

The CFO received 32,060 restricted stock units. Each RSU represents the right to receive one share of A. O. Smith Common Stock at settlement, effectively aligning a portion of her compensation with future company share performance.

When do Carrie Anderson’s A. O. Smith RSUs vest and become payable?

The restricted stock units vest and become payable on July 1, 2032. On that vesting date, the RSUs are payable in A. O. Smith Common Stock, assuming continued satisfaction of the award’s conditions through that long-term vesting period.

At what reference price were the AOS CFO’s restricted stock units granted?

The RSUs were granted at a reference price of $62.38 per unit. This price is disclosed in the Form 4 and provides a valuation reference for the 32,060 restricted stock units awarded as part of the incentive compensation package.

Is the A. O. Smith CFO’s RSU grant an open-market stock purchase or sale?

No, the RSU grant is not an open-market transaction. It is a compensation-related award under the A. O. Smith Combined Incentive Compensation Plan and is reported as a grant exempt under Rule 16b-3, rather than a discretionary market trade.

Under what plan and regulatory rule was the AOS CFO’s RSU award granted?

The RSUs were granted under the A. O. Smith Combined Incentive Compensation Plan. The Form 4 states this grant is a transaction exempt under Rule 16b-3, which typically applies to certain insider compensation awards approved under qualifying plans.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 02:39 PM Accepted by SEC EDGAR 07/02/2026 - 02:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Anderson Carrie L

(Last) (First) (Middle)

A. O. SMITH CORPORATION

11270 WEST PARK PLACE

(Street)

MILWAUKEE WISCONSIN 53224

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMITH A O CORP [ AOS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/01/2026		A		32,060		(2)	(2)	Common Stock	32,060	$62.38	32,060	D

Explanation of Responses:

1. Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

2. The restricted stock units were granted on 07/01/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 07/01/2032.

Remarks:

	Paul J. Jones, Attorney-in-Fact for Carrie L. Anderson	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)