A. O. Smith (AOS) Form 4: Officer granted 2,200 RSUs vesting 2028

Q: What did A. O. Smith (AOS) disclose on this Form 4?

An officer, Paul J. Jones, was granted 2,200 restricted stock units on 10/13/2025 under the company’s incentive plan.

Q: When do the granted AOS RSUs vest?

The RSUs vest on 10/13/2028, at which time each RSU becomes one share of common stock.

Q: Who is the reporting person and their role at AOS?

The reporting person is Paul J. Jones, SVP, GC & Chief Compliance Officer.

Q: How many derivative securities does the officer hold after this grant?

Following the transaction, the officer beneficially owns 5,730 derivative securities (RSUs).

Q: Under what plan and rule were the RSUs granted?

They were granted under the A. O. Smith Combined Incentive Compensation Plan and are exempt under Rule 16b-3.

A. O. Smith (AOS) reported an insider equity award on a Form 4.

Accepted by SEC EDGAR 10/14/2025 - 11:01 AM EDT

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

A. O. Smith (AOS) reported an insider equity award on a Form 4. Officer Paul J. Jones (SVP, GC & Chief Compliance Officer) received 2,200 restricted stock units on 10/13/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.

Each RSU represents one share of common stock and will vest on 10/13/2028. Following this grant, Jones beneficially owns 5,730 derivative securities (RSUs), held directly. The grant price is listed as $0, consistent with RSU awards.

Insider Trade Summary

Grant/Award: 2,200 shares

Grant/Award 1 txn

Insider Jones Paul J

Role SVP, GC & Chief Compliance Off

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	2,200	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 5,730 contracts (Direct)

Holdings Before and After: Restricted Stock Units, 3,530 to 5,730 contracts (Direct)

Footnotes (2)

F1. Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2. The restricted stock units were granted on 10/13/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 10/13/2028.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did A. O. Smith (AOS) disclose on this Form 4?

An officer, Paul J. Jones, was granted 2,200 restricted stock units on 10/13/2025 under the company’s incentive plan.

When do the granted AOS RSUs vest?

The RSUs vest on 10/13/2028, at which time each RSU becomes one share of common stock.

Who is the reporting person and their role at AOS?

The reporting person is Paul J. Jones, SVP, GC & Chief Compliance Officer.

How many derivative securities does the officer hold after this grant?

Following the transaction, the officer beneficially owns 5,730 derivative securities (RSUs).

What is the transaction code and price for the AOS RSU grant?

The transaction code is A (grant), and the price is listed as $0 for RSUs.

Under what plan and rule were the RSUs granted?

They were granted under the A. O. Smith Combined Incentive Compensation Plan and are exempt under Rule 16b-3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Jones Paul J

(Last)

(First)

(Middle)

A. O. SMITH CORPORATION

11270 WEST PARK PLACE

(Street)

MILWAUKEE

53224

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SMITH A O CORP [ AOS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, GC & Chief Compliance Off

3. Date of Earliest Transaction (Month/Day/Year)
10/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	10/13/2025		A		2,200		⁽²⁾	⁽²⁾	Common Stock	2,200	$0	5,730	D

Explanation of Responses:

1. Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

2. The restricted stock units were granted on 10/13/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 10/13/2028.

Remarks:

	James F. Stern, Attorney-in-Fact for Paul J. Jones	10/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR