Welcome to our dedicated page for A O Smith SEC filings (Ticker: AOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The A. O. Smith Corporation (NYSE: AOS) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a global water technology manufacturer of residential and commercial water heating equipment, boilers and water treatment products, A. O. Smith uses SEC filings to report its financial condition, results of operations, capital structure and material corporate events.
Investors researching AOS can use this page to locate current reports on Form 8-K, which the company files to announce significant developments. Recent 8-K filings have covered topics such as quarterly financial results, leadership changes in legal and compliance roles, the signing and completion of the acquisition of LVC Holdco LLC (Leonard Valve), and the entry into a Credit Agreement providing for a $470 million unsecured term loan used to finance that acquisition. These filings describe transaction terms, key covenants, leverage and interest coverage requirements, and other material details.
In addition to 8-Ks, users can access A. O. Smith’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its news releases when discussing risk factors and forward-looking statements. These periodic reports contain segment information for North America and Rest of World, discussions of demand for water heaters, boilers and water treatment products, and detailed risk disclosures related to tariffs, economic conditions, competition, regulatory changes and technology or data security.
Stock Titan’s AI tools highlight the most important sections of lengthy filings, helping readers quickly identify items such as new debt agreements, acquisition-related disclosures, non-GAAP measure reconciliations and updates to risk factors. Users can also review insider transaction reports on Form 4 when available, to see how company insiders are trading AOS shares.
By combining real-time EDGAR updates with AI-generated explanations, this page helps investors, analysts and researchers understand how A. O. Smith reports its financial performance, manages its capital structure and documents strategic actions like acquisitions and leadership transitions.
A. O. Smith Corp (AOS) reporting person Paul J. Jones, SVP, GC & Chief Compliance Officer, filed an initial Form 3 disclosing restricted stock units. The filing shows 1,545 RSUs granted 02/12/2024 vesting 02/12/2027 and 1,985 RSUs granted 02/10/2025 vesting 02/10/2028. Each RSU converts to one share at settlement, for a total of 3,530 RSU-equivalent shares reported as direct beneficial ownership. The Form 3 is dated 10/01/2025 and was signed by an attorney-in-fact.
Parag Kulkarni, SVP–International and President India, reported changes in beneficial ownership of A. O. Smith Corporation (AOS) securities. On 09/01/2025 2,140 restricted stock units (RSUs) are recorded as vested and payable in cash, with a reported price of $0 for the record. The filing notes the RSUs were originally granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan and become payable on the 09/01/2025 vesting date; Mr. Kulkarni has deferred receipt of the cash-based RSUs. The form states he beneficially owns 3,370 unvested RSUs and 3,130 RSUs that have vested and been deferred. The filing is signed on 09/02/2025.
A. O. Smith Corporation reported leadership changes in its senior legal and strategy roles. James F. Stern, currently Executive Vice President, General Counsel and Secretary, will become Executive Vice President, Corporate Development, Strategy and Secretary effective October 1, 2025, reporting to the Chief Executive Officer. On the same date, Paul J. Jones, now Vice President of Corporate Development and Strategy, will be promoted to Senior Vice President, General Counsel and Chief Compliance Officer, also reporting to the Chief Executive Officer. These moves reassign responsibilities between existing executives rather than adding or removing directors or officers.
Mark D. Smith, a director of A. O. Smith Corporation (AOS), filed a Form 4 for transactions on 07/29/2025. He sold 2,400 shares of common stock at $71.36, generating roughly $171 thousand in proceeds. After the sale he still directly owns 116,242 common shares and indirectly holds 8,956 shares through his spouse and 6,773 shares in a revocable family trust.
The filing also discloses derivative positions convertible into common stock:
- 3,676 Class A shares held by his spouse
- 270,776 Class A shares held in the same trust
The reported sale represents a small fraction of Smith’s overall direct and indirect ownership, leaving his economic exposure largely intact. No other transactions or compensation-related grants are noted. The filing does not include earnings data or company-level fundamentals.
FAQ
What is the current stock price of A O Smith (AOS)?
What is the market cap of A O Smith (AOS)?
