Welcome to our dedicated page for SMITH A O SEC filings (Ticker: AOS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Parag Kulkarni, SVP–International and President India, reported changes in beneficial ownership of A. O. Smith Corporation (AOS) securities. On 09/01/2025 2,140 restricted stock units (RSUs) are recorded as vested and payable in cash, with a reported price of $0 for the record. The filing notes the RSUs were originally granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan and become payable on the 09/01/2025 vesting date; Mr. Kulkarni has deferred receipt of the cash-based RSUs. The form states he beneficially owns 3,370 unvested RSUs and 3,130 RSUs that have vested and been deferred. The filing is signed on 09/02/2025.
A. O. Smith Corporation reported leadership changes in its senior legal and strategy roles. James F. Stern, currently Executive Vice President, General Counsel and Secretary, will become Executive Vice President, Corporate Development, Strategy and Secretary effective October 1, 2025, reporting to the Chief Executive Officer. On the same date, Paul J. Jones, now Vice President of Corporate Development and Strategy, will be promoted to Senior Vice President, General Counsel and Chief Compliance Officer, also reporting to the Chief Executive Officer. These moves reassign responsibilities between existing executives rather than adding or removing directors or officers.
Mark D. Smith, a director of A. O. Smith Corporation (AOS), filed a Form 4 for transactions on 07/29/2025. He sold 2,400 shares of common stock at $71.36, generating roughly $171 thousand in proceeds. After the sale he still directly owns 116,242 common shares and indirectly holds 8,956 shares through his spouse and 6,773 shares in a revocable family trust.
The filing also discloses derivative positions convertible into common stock:
- 3,676 Class A shares held by his spouse
- 270,776 Class A shares held in the same trust
The reported sale represents a small fraction of Smith’s overall direct and indirect ownership, leaving his economic exposure largely intact. No other transactions or compensation-related grants are noted. The filing does not include earnings data or company-level fundamentals.