Alpha & Omega CEO gifts 100,947 shares to trust
ALPHA & OMEGA SEMICONDUCTOR Ltd (symbol: AOSL) is the issuer of record for a Form 4 filing submitted to the SEC.
Rhea-AI Filing Summary
ALPHA & OMEGA SEMICONDUCTOR Ltd (symbol: AOSL) is the issuer of record for a Form 4 filing submitted to the SEC. Chang Stephen Chunping reported acquisition or exercise transactions in this Form 4 filing.
ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) reported that Chief Executive Officer and director Stephen Chunping Chang transferred 100,947 common shares on August 24, 2026 as a bona fide gift to the STEPHEN CHUPING CHANG TTEE TRUST, for no consideration, and continues to be the beneficial owner of those shares held indirectly through the trust.
After this transaction, he reports 100,947 common shares held indirectly via the trust and 634,070 common shares held directly, which include various unvested market-based performance share units, performance share units, and restricted share unit awards.
Positive
- None.
Negative
- None.
Insider Trade Summary
100,947 shares gifted
Gift
2 txns
Insider
Chang Stephen Chunping
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Share F1 | 100,947 | $0.00 | $0.00 |
| holding | Common Share F2, F3, F4 | -- | -- | -- |
Holdings After Transaction:
Common Share — 100,947 shares (Indirect, By STEPHEN CHUPING CHANG TTEE TRUST);
Common Share — 634,070 shares (Direct)
Footnotes (4)
- F1. On August 24, 2026, the reporting person received 100,947 common shares to the STEPHEN CHUPING CHANG TTEE TRUST for no consideration. The reporting person is the trustee of the trust, and members of the reporting person's immediately family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.
- F2. Includes 22,500 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F3. Includes 79,375 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2024 and March 17, 2025 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F4. Includes an aggregate of 161,250 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2023, March 15, 2024, March 17, 2025, and March 16, 2026 which will be issued as such units vest in accordance with their terms, and excludes 67,500 unvested shares subject to the PSU granted on March 16, 2026, which may become vested upon achievement of certain corporate performance goals in the future.
Key Figures
Shares transferred to trust: 100,947 common shares
Indirect holdings after transaction: 100,947 common shares
Direct holdings after transaction: 634,070 common shares
+4 more
7 metrics
Shares transferred to trust
100,947 common shares
Bona fide gift to STEPHEN CHUPING CHANG TTEE TRUST on August 24, 2026
Indirect holdings after transaction
100,947 common shares
Held indirectly via STEPHEN CHUPING CHANG TTEE TRUST after gift transfer
Direct holdings after transaction
634,070 common shares
Directly held by Stephen Chunping Chang following the reported events
Unvested MSU shares included in direct holdings
22,500 shares
Market-Based Performance Share Unit (MSU) granted July 1, 2018, subject to service-based vesting
Unvested PSU shares included in direct holdings
79,375 shares
Performance Share Units granted March 15, 2024 and March 17, 2025, subject to service-based vesting
RSU shares included in direct holdings
161,250 shares
Restricted Share Unit awards granted in 2023–2026, issuable as units vest
Excluded unvested PSU shares
67,500 shares
PSUs granted March 16, 2026 that may vest upon achievement of corporate performance goals
Key Terms
bona fide gift, Market-Based Performance Share Unit (MSU), Performance Share Unit (PSU), Restricted Share Unit awards (RSU), +1 more
5 terms
bona fide gift regulatory
"reported as a bona fide gift to the STEPHEN CHUPING CHANG TTEE TRUST"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial owner regulatory
"The reporting person remains the beneficial owner of the securities held by the trust"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did AOSL CEO Stephen Chunping Chang report on this Form 4?
He reported that on August 24, 2026 he transferred 100,947 common shares as a bona fide gift to the STEPHEN CHUPING CHANG TTEE TRUST for no consideration, and he remains the beneficial owner of the shares held by that trust.
What are Stephen Chunping Chang’s indirect holdings in AOSL after the reported transaction?
Following the transaction, he reports 100,947 common shares held indirectly through the STEPHEN CHUPING CHANG TTEE TRUST, where he serves as trustee and his immediate family members are the sole beneficiaries.
What unvested equity awards in AOSL does the CEO report as part of his direct holdings?
His direct holdings include 22,500 unvested market-based performance share units (MSUs), 79,375 unvested performance share units (PSUs), and 161,250 shares subject to restricted share unit (RSU) awards, all subject to service-based vesting terms.
AI-generated analysis. How Rhea-AI works. Not financial advice.
