Alpha & Omega director gifts 100,947 shares
ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) insider Mike F. Chang, a director and more-than-10% owner, reported a bona fide gift transfer of 100,947 common shares on August 24, 2026 from the CHANG Trust for no consideration.
Rhea-AI Filing Summary
ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) insider Mike F. Chang, a director and more-than-10% owner, reported a bona fide gift transfer of 100,947 common shares on August 24, 2026 from the CHANG Trust for no consideration. The trust’s beneficiaries are his immediate family, and he remains the beneficial owner of the trust’s holdings, which total 3,698,839 common shares after the gift. He also directly holds 560,540 common shares, including unvested MSUs, PSUs and RSUs that are subject to service-based and performance-based vesting conditions.
Positive
- None.
Negative
- None.
Insider Trade Summary
100,947 shares gifted
Gift
2 txns
Insider
Chang Mike F
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Shares F1 | 100,947 | $0.00 | $0.00 |
| holding | Common Shares F2, F3, F4 | -- | -- | -- |
Holdings After Transaction:
Common Shares — 3,698,839 shares (Indirect, By CHANG TRUST);
Common Shares — 560,540 shares (Direct)
Footnotes (4)
- F1. On August 24, 2026, the CHANG Trust gifted 100,947 common shares for no consideration. The reporting person is the trustee of the trust, and members of the reporting person's immediately family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.
- F2. Includes 45,000 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F3. Includes 35,625 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2024 and March 17, 2025 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
- F4. Includes an aggregate of 67,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2023, March 15, 2024, March 17, 2025, and March 16, 2026 which will be issued as such units vest in accordance with their terms, and excludes 22,500 unvested shares subject to the PSU granted on March 16, 2026, which may become vested upon achievement of certain corporate performance goals in the future.
Key Figures
Gifted common shares: 100,947 shares
Indirect holdings after transaction: 3,698,839 shares
Direct holdings after transaction: 560,540 shares
+4 more
7 metrics
Gifted common shares
100,947 shares
Bona fide gift by the CHANG Trust on August 24, 2026
Indirect holdings after transaction
3,698,839 shares
Common shares held by the CHANG Trust after the gift
Direct holdings after transaction
560,540 shares
Common shares directly held by Mike F. Chang after the reported transactions
Unvested MSU shares
45,000 shares
Market-Based Performance Share Unit grant dated July 1, 2018, subject to service-based vesting
Unvested PSU shares (2024–2025 grants)
35,625 shares
Performance Share Units granted March 15, 2024 and March 17, 2025, subject to service-based vesting
RSU shares included
67,500 shares
Shares subject to RSU awards from March 15, 2023 through March 16, 2026 that will be issued as units vest
Excluded PSU shares (performance-based)
22,500 shares
Unvested PSUs from March 16, 2026 grant, vesting only upon achievement of corporate performance goals
Key Terms
Bona fide gift, Market-Based Performance Share Unit (MSU), Performance Share Unit (PSU), Restricted Share Unit (RSU), +1 more
5 terms
Bona fide gift regulatory
"The transaction code is described as a Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
beneficial owner regulatory
"The reporting person remains the beneficial owner of the securities held by the trust"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did AOSL director Mike F. Chang report?
He reported a bona fide gift of 100,947 AOSL common shares on August 24, 2026, made by the CHANG Trust for no consideration to members of his immediate family, while he remains the beneficial owner of the trust’s remaining shares.
Was the AOSL insider gift transaction made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes do not indicate that this 100,947-share gift by the CHANG Trust was executed pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.
What equity awards are included in Mike F. Chang’s reported AOSL holdings?
His holdings include 45,000 unvested MSU shares from a July 1, 2018 grant, 35,625 unvested PSU shares from March 15, 2024 and March 17, 2025 grants, and 67,500 RSU shares from grants between 2023 and 2026 that will be issued as they vest.
AI-generated analysis. How Rhea-AI works. Not financial advice.
